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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
451 ARRAY BIOPHARMA INC 18,163 123 0.04%
452 CONTINENTAL BLDG PRODS INC COM 18,220 382 0.12%
453 QUALCOMM INC 18,243 1,250 0.39%
454 CIENA CORP 18,294 399 0.12%
455 AVID TECHNOLOGY 18,300 145 0.05%
456 DEVON ENERGY CORP NEW 18,367 810 0.25%
457 AVANGRID INC COM 18,443 771 0.24%
458 TANGOE INC COM DELETED 18,470 152 0.05%
459 ZAYO GROUP HOLDINGS 18,500 550 0.17%
460 ALLSCRIPTS HEALTHCARE SOLUTN 18,657 246 0.08%
461 PATTERN ENERGY GROUP INC 18,671 420 0.13%
462 TWENTY FIRST CENTY FOX INC 19,209 465 0.14%
463 CAREER EDUCATION CRP 19,316 131 0.04%
464 DERMIRA INC COM 19,359 655 0.20%
465 NEXSTAR MEDIA GROUP INC 19,445 1,122 0.35%
466 CONSOL ENERGY INC 19,506 375 0.12%
467 DEL FRISCOS RESTAURANT GROUP COM 19,626 264 0.08%
468 HAYNES INTERNATIONAL INC 19,723 732 0.23%
469 XEROX CORP 19,775 200 0.06%
470 SITO MOBILE LTD 20,028 88 0.03%
471 QTS RLTY TR INC 20,359 1,076 0.33%
472 YAHOO INC 20,542 885 0.28%
473 SPDR SER TR 20,637 872 0.27%
474 CHEESECAKE FACTORY INC 20,669 1,035 0.32%
475 MCEWEN MINING INC COM 20,781 76 0.02%
476 Mizuho Financial Group 20,901 70 0.02%
477 SPORTSMANS WAREHOUSE 20,954 220 0.07%
478 BANK AMER CORP 21,106 330 0.10%
479 ARCHROCK INC COM 21,507 281 0.09%
480 COMPANHIA ENERGETICA DE MINA 21,764 56 0.02%
481 KIRBY CORP 22,216 1,381 0.43%
482 EBAY INC 22,346 735 0.23%
483 BLACKHAWK NETWORK 22,428 677 0.21%
484 Jive Software Inc 23,007 98 0.03%
485 SELECT SECTOR SPDR TR 23,040 1,100 0.34%
486 Meet Group, Inc. 23,140 143 0.04%
487 DIAMONDROCK HOSPITALITY CO COM 23,199 211 0.07%
488 WHITING PETE CORP NEW 23,300 204 0.06%
489 TRAVELPORT WORLDWIDE LTD SHS 23,305 350 0.11%
490 NEWS CORP CL A 23,383 327 0.10%
491 PENN ENTERTAINMENT INC COM 23,584 320 0.10%
492 CHEGG INC COM 23,670 168 0.05%
493 SELECT SECTOR SPDR TR 24,000 463 0.14%
494 LIBERTY GLOBAL PLC 24,100 824 0.26%
495 MUELLER WTR PRODUCTS INCORPORATED COM SER A 24,185 304 0.09%
496 SM ENERGY CO 24,343 939 0.29%
497 MALIBU BOATS INCORPORATED COM CLASS A 24,400 364 0.11%
498 ASHFORD HOSPITALITY TR INC 24,543 145 0.05%
499 EZCORP INC CL A NON VTG 24,580 272 0.08%
500 ISHARES TR 24,837 981 0.31%
Page 10 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
2 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
3 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
4 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
5 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
6 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
7 ISHARES TR 23,900 2,969 2.13% Put
8 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
9 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
10 DISNEY WALT CO 27,100 2,517 1.80% Call
11 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
12 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
13 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
14 QUALCOMM INC 29,300 2,007 1.44% Call
15 SPDR S&P 500 ETF TR 9,000 1,947 1.40% Call
16 QUALCOMM INC 27,100 1,856 1.33% Call
17 ISHARES TR 14,600 1,813 1.30% Call
18 HARMAN INTL INDS INC 20,100 1,697 1.22% Call
19 SPDR S&P 500 ETF TR 7,800 1,687 1.21% Call
20 POWERSHARES QQQ TRUST 14,200 1,686 1.21% Call
21 ProShares Ultra VIX S T Futures 20,000 1,665 1.19% Call
22 ALPHABET INC 2,000 1,608 1.15% Call
23 POWERSHARES QQQ TRUST 13,000 1,543 1.11% Call
24 SPDR DOW JONES INDL AVRG ETF 8,000 1,462 1.05% Call
25 CELGENE CORP 12,800 1,338 0.96% Call
26 BAIDU INC 7,300 1,329 0.95% Call
27 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
28 TRIMBLE INC 41,400 1,182 0.85% Call
29 AMAZON COM INC 1,400 1,172 0.84% Put
30 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
31 POWERSHARES QQQ TRUST 8,600 1,021 0.73% Call
32 SAP SE 11,100 1,015 0.73% Put
33 ISHARES TR 12,100 976 0.70% Call
34 SALESFORCE COM INC 13,500 963 0.69% Call
35 CURRENCYSHARES EURO TR 8,800 962 0.69% Call
36 SPDR SERIES TRUST 26,200 889 0.64% Put
37 POWERSHARES QQQ TRUST 7,100 843 0.60% Call
38 TESARO INCORPORATED 8,000 802 0.57% Put
39 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
40 ISHARES TR 19,500 770 0.55% Put
41 ISHARES TR 6,000 745 0.53% Put
42 LIGHT & WONDER INC COM 65,200 735 0.53% Call
43 MALLINCKRODT PUB LTD CO 10,200 712 0.51% Put
44 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
45 ISHARES TR 11,800 698 0.50% Call
46 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
47 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
48 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
49 GILEAD SCIENCES INC 8,000 633 0.45% Call
50 SPDR S&P 500 ETF TR 2,900 627 0.45% Call
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