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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
501 CHEGG INC COM 23,670 168 0.05%
502 SCICLONE PHARMACEUTICALS INC 15,941 163 0.05%
503 RUTHS CHRIS STEAK HSE INC COM 11,413 161 0.05%
504 VIPSHOP HLDGS LTD 10,898 160 0.05%
505 NIMBLE STORAGE INC 18,072 160 0.05%
506 SIRIUS XM HOLDINGS INC 38,153 159 0.05%
507 FRANKS INTL N V 11,943 155 0.05%
508 PINNACLE ENTMT INC NEW COM 12,489 154 0.05%
509 MEDICAL PPTYS TRUST INC 10,454 154 0.05%
510 CARBO CERAMICS INC 13,939 152 0.05%
511 TANGOE INC COM DELETED 18,470 152 0.05%
512 INVESTORS BANCORP INC NEW 12,496 150 0.05%
513 Laredo Petroleum Inc 11,658 150 0.05%
514 TILLYS INC CL A 15,738 148 0.05%
515 NET 1 UEPS TECHNOLOGIES INC 17,281 148 0.05%
516 GRAPHIC PACKAGING HLDG CO 10,478 147 0.05%
517 AVID TECHNOLOGY 18,300 145 0.05%
518 ASHFORD HOSPITALITY TR INC 24,543 145 0.05%
519 Meet Group, Inc. 23,140 143 0.04%
520 ARC DOCUMENT SOLUTIONS INC COM 38,017 142 0.04%
521 POTBELLY CORP 11,451 142 0.04%
522 DICE HOLDINGS INC 17,625 139 0.04%
523 RYERSON HLDG CORP COM 12,074 136 0.04%
524 GRAY TELEVISION INC COM 13,028 135 0.04%
525 ENZO BIOCHEM INC 26,137 133 0.04%
526 Marchex Inc 47,859 133 0.04%
527 GANNETT CO INC 11,304 132 0.04%
528 AEGEAN MARINE PETROLEUM NETW 13,201 132 0.04%
529 CAREER EDUCATION CRP 19,316 131 0.04%
530 CAMECO CORP 15,231 130 0.04%
531 TTM TECHNOLOGIES 11,333 130 0.04%
532 ACCO BRANDS CORPORATION COM 13,392 129 0.04%
533 TECHTARGET INC 15,837 128 0.04%
534 FLAMEL TECHNOLOGIES SA SPONSORED ADR 10,300 128 0.04%
535 EXPRESS INC COM 10,798 127 0.04%
536 ARRAY BIOPHARMA INC 18,163 123 0.04%
537 Alcoa 12,103 123 0.04%
538 EXFO INC 32,790 122 0.04%
539 SERVICESOURCE INTL 24,858 121 0.04%
540 RENTECH INC 40,952 120 0.04%
541 Del Taco Restaurants, Inc. 10,000 119 0.04%
542 CROSS CTRY HEALTHCARE INC COM 10,075 119 0.04%
543 ISHARES MSCI GLOBAL METALS & MINING PRODUCERS ETF 10,000 117 0.04%
544 PLATFORM SPECIALTY PRODS COR 14,100 114 0.04%
545 CALIX INC COM 15,370 113 0.04%
546 QUOTIENT LTD 14,289 112 0.03%
547 KLR ENERGY ACQUISITION CORP 265,165 111 0.03%
548 INTRALINKS HLDGS INC 10,984 110 0.03%
549 VIAVI SOLUTIONS INC 14,917 110 0.03%
550 ENSCO PLC 12,714 108 0.03%
Page 11 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 ACCELERATE DIAGNOSTICS INC 10,000 273 0.20% Put
2 ALEXION PHARMACEUTIC 2,400 294 0.21% Call
3 ALEXION PHARMACEUTIC 3,200 392 0.28% Put
4 ALPHABET INC 2,000 1,608 1.15% Call
5 AMAZON COM INC 1,400 1,172 0.84% Put
6 AMERICAN EXPRESS CO 4,400 282 0.20% Call
7 ANADARKO PETE CORP 6,000 380 0.27% Call
8 APACHE CORP 6,000 383 0.27% Put
9 AVALONBAY COMM 1,300 231 0.17% Call
10 BAIDU INC 7,300 1,329 0.95% Call
11 BIOGEN INC 800 231 0.17% Call
12 BLUEBIRD BIO INC COM 5,200 352 0.25% Call
13 BLUEBIRD BIO INC COM 3,200 217 0.16% Put
14 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
15 CBS CORP NEW 5,500 301 0.22% Call
16 CELGENE CORP 12,800 1,338 0.96% Call
17 CHENIERE ENERGY INC 6,000 262 0.19% Call
18 CHEVRON CORP NEW 3,000 309 0.22% Put
19 CIMAREX ENERGY 2,000 269 0.19% Put
20 CISCO SYS INC 17,700 561 0.40% Call
21 COCA COLA CO 12,600 533 0.38% Call
22 CURRENCYSHARES EURO TR 8,800 962 0.69% Call
23 CURRENCYSHARES EURO TR 2,800 306 0.22% Put
24 CURRENCYSHARES EURO TR 4,000 437 0.31% Call
25 CURRENCYSHARES EURO TR 2,500 273 0.20% Put
26 CURRENCYSHARES JAPANESE YEN TRUST 4,200 400 0.29% Call
27 DEVON ENERGY CORP NEW 8,000 353 0.25% Call
28 DIREXION SHS ETF TR 16,900 454 0.33% Put
29 DISNEY WALT CO 5,500 511 0.37% Call
30 DISNEY WALT CO 27,100 2,517 1.80% Call
31 ESSEX PPTY TR INC 1,000 223 0.16% Call
32 EXPEDIA INC DEL 5,000 584 0.42% Call
33 EXXON MOBIL CORP 2,500 218 0.16% Put
34 FIREEYE INC 25,100 370 0.27% Call
35 FORTINET INC 11,400 421 0.30% Call
36 GILEAD SCIENCES INC 6,400 506 0.36% Put
37 GILEAD SCIENCES INC 8,000 633 0.45% Call
38 GOLAR LNG LTD 12,500 265 0.19% Put
39 HARMAN INTL INDS INC 20,100 1,697 1.22% Call
40 HEWLETT PACKARD ENTERPRISE C 14,700 334 0.24% Call
41 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
42 IONIS PHARMACEUTICALS INC COM 16,000 586 0.42% Put
43 ISHARES TR 3,400 274 0.20% Call
44 ISHARES TR 12,100 976 0.70% Call
45 ISHARES TR 6,000 745 0.53% Put
46 ISHARES TR 23,900 2,969 2.13% Put
47 ISHARES TR 3,600 447 0.32% Call
48 ISHARES TR 5,000 621 0.45% Call
49 ISHARES TR 14,600 1,813 1.30% Call
50 ISHARES TR 3,900 484 0.35% Call
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