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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
201 ENCANA CORP 135,081 1,414 0.44%
202 ENDOLOGIX INC 13,573 174 0.05%
203 ENERGY RECOVERY INC 12,629 202 0.06%
204 ENERNOC INC 32,917 178 0.06%
205 ENERPLUS CORP 10,658 68 0.02%
206 ENNIS INC COM 11,266 190 0.06%
207 ENSCO PLC 12,714 108 0.03%
208 ENTERGY CORP NEW 11,510 883 0.27%
209 ENZO BIOCHEM INC 26,137 133 0.04%
210 EPLUS INC COM 5,923 559 0.17%
211 EQT CORP 11,894 864 0.27%
212 EQUITY COMWLTH COM SH BEN INT 31,733 959 0.30%
213 ETHAN ALLEN INTERIORS INC COM 15,600 488 0.15%
214 EVERTEC INC COM 12,069 203 0.06%
215 EXELON CORP 13,790 459 0.14%
216 EXFO INC 32,790 122 0.04%
217 EXPEDIA INC DEL 12,492 1,458 0.45%
218 EXPRESS INC COM 10,798 127 0.04%
219 EXTREME NETWORKS INC 216,307 971 0.30%
220 EXXON MOBIL CORP 3,529 308 0.10%
221 EZCORP INC CL A NON VTG 24,580 272 0.08%
222 FACEBOOK INC 5,062 649 0.20%
223 FARMER BROS CO 12,659 450 0.14%
224 FEDERATED HERMES INC CL B 7,009 208 0.06%
225 FEDEX CORP 2,411 421 0.13%
226 FIDELITY NATL INFORMATION SV 40,430 3,114 0.97%
227 FIREEYE INC 14,430 213 0.07%
228 FIRST BANCORP P R COM NEW 44,746 233 0.07%
229 FIRST DATA CORP NEW 14,436 190 0.06%
230 FIRST MAJESTIC SILVER CORP 17,548 181 0.06%
231 FISERV INC 4,053 403 0.13%
232 FITBIT INC 42,759 635 0.20%
233 FIVE STAR SENIOR LIVING INC 36,318 69 0.02%
234 FLAMEL TECHNOLOGIES SA SPONSORED ADR 10,300 128 0.04%
235 FLEETCOR TECHNOLOGIES INC 8,433 1,465 0.46%
236 FLEX LTD 12,767 174 0.05%
237 FLOWERS FOODS INC 15,377 233 0.07%
238 FORD MTR CO DEL 14,641 177 0.06%
239 FORTINET INC 6,538 241 0.07%
240 FORTIVE CORP 9,666 492 0.15%
241 FORWARD AIR CORP COM 12,127 525 0.16%
242 FRANKLIN RESOURCES INC 5,973 212 0.07%
243 FRANKS INTL N V 11,943 155 0.05%
244 FREEPORT-MCMORAN INC 17,110 186 0.06%
245 FRONTLINE LTD 13,684 98 0.03%
246 GALLAGHER ARTHUR J & CO 10,565 537 0.17%
247 GANNETT CO INC 11,304 132 0.04%
248 GAP 9,725 216 0.07%
249 GENERAC HLDGS INC 7,443 270 0.08%
250 GENERAL ELECTRIC CO 11,901 353 0.11%
Page 5 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
2 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
3 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
4 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
5 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
6 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
7 ISHARES TR 23,900 2,969 2.13% Put
8 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
9 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
10 DISNEY WALT CO 27,100 2,517 1.80% Call
11 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
12 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
13 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
14 QUALCOMM INC 29,300 2,007 1.44% Call
15 SPDR S&P 500 ETF TR 9,000 1,947 1.40% Call
16 QUALCOMM INC 27,100 1,856 1.33% Call
17 ISHARES TR 14,600 1,813 1.30% Call
18 HARMAN INTL INDS INC 20,100 1,697 1.22% Call
19 SPDR S&P 500 ETF TR 7,800 1,687 1.21% Call
20 POWERSHARES QQQ TRUST 14,200 1,686 1.21% Call
21 ProShares Ultra VIX S T Futures 20,000 1,665 1.19% Call
22 ALPHABET INC 2,000 1,608 1.15% Call
23 POWERSHARES QQQ TRUST 13,000 1,543 1.11% Call
24 SPDR DOW JONES INDL AVRG ETF 8,000 1,462 1.05% Call
25 CELGENE CORP 12,800 1,338 0.96% Call
26 BAIDU INC 7,300 1,329 0.95% Call
27 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
28 TRIMBLE INC 41,400 1,182 0.85% Call
29 AMAZON COM INC 1,400 1,172 0.84% Put
30 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
31 POWERSHARES QQQ TRUST 8,600 1,021 0.73% Call
32 SAP SE 11,100 1,015 0.73% Put
33 ISHARES TR 12,100 976 0.70% Call
34 SALESFORCE COM INC 13,500 963 0.69% Call
35 CURRENCYSHARES EURO TR 8,800 962 0.69% Call
36 SPDR SERIES TRUST 26,200 889 0.64% Put
37 POWERSHARES QQQ TRUST 7,100 843 0.60% Call
38 TESARO INCORPORATED 8,000 802 0.57% Put
39 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
40 ISHARES TR 19,500 770 0.55% Put
41 ISHARES TR 6,000 745 0.53% Put
42 LIGHT & WONDER INC COM 65,200 735 0.53% Call
43 MALLINCKRODT PUB LTD CO 10,200 712 0.51% Put
44 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
45 ISHARES TR 11,800 698 0.50% Call
46 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
47 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
48 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
49 GILEAD SCIENCES INC 8,000 633 0.45% Call
50 SPDR S&P 500 ETF TR 2,900 627 0.45% Call
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