| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 397,697 | 4,494,000 | 18.19% | ||
| 2 | Invesco Ltd. | 325,623 | 3,676,000 | 14.88% | ||
| 3 | UBS Group AG | 280,587 | 3,168,000 | 12.83% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 275,709 | 3,115,000 | 12.61% | ||
| 5 | ROYAL BANK OF CANADA | 260,974 | 2,946,000 | 11.93% | ||
| 6 | MORGAN STANLEY | 223,719 | 2,525,000 | 10.22% | ||
| 7 | WELLS FARGO & COMPANY/MN | 85,673 | 968,000 | 3.92% | ||
| 8 | ALETHEA CAPITAL MANAGEMENT, LLC | 83,097 | 938,000 | 3.80% | ||
| 9 | LPL Financial LLC | 57,517 | 653,000 | 2.64% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 36,839 | 416,000 | 1.68% | ||
| 11 | KEYBANK NATIONAL ASSOCIATION/OH | 26,925 | 304,000 | 1.23% | ||
| 12 | Tradewinds Capital Management, LLC | 24,500 | 277,000 | 1.12% | ||
| 13 | DOLIVER ADVISORS, LP | 24,566 | 277,000 | 1.12% | ||
| 14 | CITIGROUP INC | 17,445 | 197,000 | 0.80% | ||
| 15 | TFS CAPITAL LLC | 14,830 | 167,000 | 0.68% | ||
| 16 | WEDBUSH SECURITIES INC | 12,988 | 147,000 | 0.60% | ||
| 17 | Virtu KCG Holdings LLC | 12,234 | 138,000 | 0.56% | ||
| 18 | WOLVERINE ASSET MANAGEMENT LLC | 9,794 | 110,000 | 0.45% | ||
| 19 | D.A. DAVIDSON & CO. | 6,000 | 67,000 | 0.27% | ||
| 20 | REILLY FINANCIAL ADVISORS, LLC | 5,285 | 60,000 | 0.24% | ||
| 21 | AMERICAN INTERNATIONAL GROUP, INC. | 4,114 | 46,446 | 0.19% | ||
| 22 | Edge Wealth Management LLC | 1,000 | 11,000 | 0.04% | ||
| 23 | Tower Research Capital LLC (TRC) | 102 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
