| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Horizon Kinetics LLC | 524,568 | 12,154,000 | 15.83% | ||
| 2 | UBS Group AG | 329,854 | 7,643,000 | 9.95% | ||
| 3 | MORGAN STANLEY | 279,184 | 6,469,000 | 8.42% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 257,179 | 5,957,000 | 7.76% | ||
| 5 | LPL Financial LLC | 219,149 | 5,181,000 | 6.75% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 192,798 | 4,467,000 | 5.82% | ||
| 7 | FIRST FOUNDATION ADVISORS | 182,674 | 4,233,000 | 5.51% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 145,548 | 3,372,000 | 4.39% | ||
| 9 | HighTower Advisors, LLC | 119,284 | 2,763,000 | 3.60% | ||
| 10 | SIT INVESTMENT ASSOCIATES INC | 110,263 | 2,555,000 | 3.33% | ||
| 11 | Apriem Advisors | 98,830 | 2,290,000 | 2.98% | ||
| 12 | Invesco Ltd. | 73,772 | 1,709,000 | 2.23% | ||
| 13 | Cetera Advisor Networks LLC | 64,745 | 1,612,000 | 2.10% | ||
| 14 | WELLS FARGO & COMPANY/MN | 67,054 | 1,554,000 | 2.02% | ||
| 15 | DEUTSCHE BANK AG\ | 55,540 | 1,286,000 | 1.67% | ||
| 16 | Homrich & Berg | 47,673 | 1,105,000 | 1.44% | ||
| 17 | ALETHEA CAPITAL MANAGEMENT, LLC | 40,336 | 935,000 | 1.22% | ||
| 18 | NATIONAL PLANNING CORP | 32,592 | 783,000 | 1.02% | ||
| 19 | ROYAL BANK OF CANADA | 33,540 | 778,000 | 1.01% | ||
| 20 | CABOT WEALTH MANAGEMENT INC | 30,735 | 712,000 | 0.93% | ||
| 21 | BANK OF MONTREAL /CAN/ | 30,030 | 696,000 | 0.91% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 28,201 | 653,000 | 0.85% | ||
| 23 | Commonwealth Equity Services, Inc | 24,305 | 563,000 | 0.73% | ||
| 24 | Bank of New York Mellon Corp | 23,376 | 542,000 | 0.71% | ||
| 25 | Private Advisor Group, LLC | 23,216 | 538,000 | 0.70% | ||
| 26 | MARINER INVESTMENT GROUP LLC | 22,900 | 531,000 | 0.69% | ||
| 27 | SeaBridge Investment Advisors LLC | 22,150 | 513,000 | 0.67% | ||
| 28 | Focused Wealth Management, Inc | 19,032 | 441,000 | 0.57% | ||
| 29 | ENVESTNET ASSET MANAGEMENT INC | 17,777 | 412,000 | 0.54% | ||
| 30 | WHITTIER TRUST CO | 15,942 | 369,000 | 0.48% | ||
| 31 | CIBC WORLD MARKET INC. | 15,327 | 355,000 | 0.46% | ||
| 32 | WEDBUSH SECURITIES INC | 14,142 | 328,000 | 0.43% | ||
| 33 | SCOTIA CAPITAL INC. | 14,143 | 323,000 | 0.42% | ||
| 34 | Joel Isaacson & Co., LLC | 13,917 | 322,000 | 0.42% | ||
| 35 | BB&T SECURITIES, LLC | 13,569 | 314,000 | 0.41% | ||
| 36 | Essex Financial Services, Inc. | 12,000 | 278,000 | 0.36% | ||
| 37 | Cambridge Investment Research Advisors, Inc. | 11,750 | 272,000 | 0.35% | ||
| 38 | Brown Advisory Securities, LLC | 11,700 | 271,000 | 0.35% | ||
| 39 | DOLIVER ADVISORS, LP | 10,550 | 244,000 | 0.32% | ||
| 40 | VSR Financial Services, Inc. | 9,016 | 209,000 | 0.27% | ||
| 41 | US BANCORP \DE\ | 8,936 | 207,000 | 0.27% | ||
| 42 | Virtu KCG Holdings LLC | 8,723 | 202,000 | 0.26% | ||
| 43 | CREDIT SUISSE AG/ | 8,650 | 200,000 | 0.26% | ||
| 44 | MSI Financial Services Inc | 6,490 | 150,000 | 0.20% | ||
| 45 | WHITTIER TRUST CO OF NEVADA INC | 3,030 | 70,000 | 0.09% | ||
| 46 | B. Riley Wealth Management, Inc. | 2,985 | 69,000 | 0.09% | ||
| 47 | FIFTH THIRD BANCORP | 2,000 | 46,000 | 0.06% | ||
| 48 | D.A. DAVIDSON & CO. | 1,059 | 24,000 | 0.03% | ||
| 49 | Tower Research Capital LLC (TRC) | 897 | 21,000 | 0.03% | ||
| 50 | DUBUQUE BANK & TRUST CO | 547 | 13,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
