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Institutional Investment Manager
ALETHEA CAPITAL MANAGEMENT, LLC
ALETHEA CAPITAL MANAGEMENT, LLC (CIK: 0001549408) incorporated in California, located at 6384 Montez Villa Rd, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Original 13F HR (0001221073-15-000079) filed in 2015.07.24
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR GOLD TR 22,100 92 0.14% Put
2 POWERSHS DB US DOLLAR INDEX 165,900 184 0.28% Call
3 ISHARES 156,000 15 0.02% Call
4 VERIZON COMMUNICATIONS INC 18,700 1 0.00% Call
5 CAPITAL ONE FINL CORP 181,229 15,943 24.49%
6 NEURALSTEM INC COM 2,137,061 4,146 6.37%
7 CME GROUP INC 28,950 2,694 4.14%
8 HASBRO INC 33,626 2,515 3.86%
9 KOHLS 37,885 2,372 3.64%
10 SMUCKER J M CO 21,546 2,336 3.59%
11 VALERO ENERGY CORP NEW 36,627 2,293 3.52%
12 ONEOK INC NEW 49,965 1,973 3.03%
13 DELAWARE ENHANCED GBL DIV & 178,334 1,928 2.96%
14 COACH INC 48,806 1,689 2.59%
15 ISHARES TR 12,086 1,509 2.32%
16 ALTRIA GROUP INC 20,696 1,012 1.55%
17 POWERSHS DB US DOLLAR INDEX 39,669 993 1.53%
18 EATON VANCE LTD DURATION INC 70,527 950 1.46%
19 EATON VANCE CALIF MUN BD FD 83,097 938 1.44%
20 DOUBLELINE OPPORTUNISTIC CR 40,336 935 1.44%
21 DU PONT E I DE NEMOURS & CO 14,105 902 1.39%
22 WESTERN ASSET HIGH INCOME OP 136,609 704 1.08%
23 WISDOMTREE TR 12,182 697 1.07%
24 BRISTOL MYERS SQUIBB CO 10,215 680 1.04%
25 ISHARES TR 12,630 640 0.98%
26 HARRIS CORP 8,119 624 0.96%
27 FRONTIER COMMUNICATIONS CORP 113,902 564 0.87%
28 SELECT SECTOR SPDR TR 7,117 529 0.81%
29 SPDR SER TR 8,743 503 0.77%
30 PFIZER INC 14,803 496 0.76%
31 INTERPUBLIC GROUP COS INC 25,475 491 0.75%
32 SELECT SECTOR SPDR TR 11,707 485 0.75%
33 SELECT SECTOR SPDR TR 6,339 485 0.75%
34 SELECT SECTOR SPDR TR 19,585 477 0.73%
35 SELECT SECTOR SPDR TR 9,959 474 0.73%
36 SELECT SECTOR SPDR TR 9,745 472 0.73%
37 BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS 30,859 468 0.72%
38 SELECT SECTOR SPDR TR 6,093 458 0.70%
39 SELECT SECTOR SPDR TR 8,448 457 0.70%
40 MACERICH CO 6,020 449 0.69%
41 MCDONALDS CORP 4,712 448 0.69%
42 NUVEEN AMT FREE QLTY MUN INC 34,200 436 0.67%
43 MICROSOFT CORP 9,842 435 0.67%
44 CANADIAN NAT RES LTD 15,991 434 0.67%
45 SELECT SECTOR SPDR TR 10,317 428 0.66%
46 ISHARES TR 10,233 401 0.62%
47 MERCK & CO INC 7,030 400 0.61%
48 MOSAIC CO NEW 7,656 359 0.55%
49 AIRGAS INC 3,345 354 0.54%
50 Hewlett Packard Co 11,182 336 0.52%
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