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Institutional Investment Manager
ALETHEA CAPITAL MANAGEMENT, LLC
ALETHEA CAPITAL MANAGEMENT, LLC (CIK: 0001549408) incorporated in California, located at 6384 Montez Villa Rd, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001221073-17-000031) filed in 2017.02.09
#
Name
Shares
Value ($)
%
Options
Notes
51 EATON VANCE CALIF MUN BD FD 37,840 431 0.54%
52 AMAZON COM INC 100 400 0.50% Put
53 ISHARES TR 11,198 392 0.49%
54 ISHARES 7-10 YEAR TREASURY BOND ETF 3,741 392 0.49%
55 KURA ONCOLOGY INC 64,300 379 0.48%
56 WISDOMTREE TR 7,512 372 0.47%
57 ILLINOIS TOOL WKS INC 3,000 367 0.46%
58 POWERSHARES QQQ TRUST 3,008 356 0.45%
59 SPDR SERIES TRUST 7,691 339 0.43%
60 ALPHABET INC 406 313 0.39%
61 JPMORGAN CHASE & CO 3,500 302 0.38%
62 QUALCOMM INC 1,000 300 0.38% Call
63 ALLIANZGI DIVIDEND INT PRM 22,822 288 0.36%
64 BANK AMER CORP 11,000 243 0.31%
65 BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS 14,561 221 0.28%
66 MICROSOFT CORP 3,500 217 0.27%
67 NUVEEN CALIFORNIA AMT QLT MU 13,888 199 0.25%
68 WESTERN ASSET HIGH INCM FD I 26,585 188 0.24%
69 APPLE INC 1,029 119 0.15%
70 SPECTRUM PHARMACEUTICALS INC COM 24,577 109 0.14%
71 QUALCOMM INC 375 24 0.03%
72 BROADCOM LTD 100 18 0.02%
73 AMAZON COM INC 6 4 0.01%
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