| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Fiera Capital Corp | 523,833 | 5,961,000 | 17.20% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 488,209 | 5,556,000 | 16.03% | ||
| 3 | Advisors Asset Management, Inc. | 375,327 | 4,271,000 | 12.32% | ||
| 4 | Invesco Ltd. | 264,239 | 3,007,000 | 8.67% | ||
| 5 | MORGAN STANLEY | 248,586 | 2,829,000 | 8.16% | ||
| 6 | UBS Group AG | 242,688 | 2,762,000 | 7.97% | ||
| 7 | ROYAL BANK OF CANADA | 201,124 | 2,289,000 | 6.60% | ||
| 8 | MACKAY SHIELDS LLC | 98,842 | 1,125,000 | 3.25% | ||
| 9 | Laurion Capital Management LP | 94,761 | 1,078,000 | 3.11% | ||
| 10 | WELLS FARGO & COMPANY/MN | 82,123 | 935,000 | 2.70% | ||
| 11 | LPL Financial LLC | 70,807 | 808,000 | 2.33% | ||
| 12 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 47,676 | 543,000 | 1.57% | ||
| 13 | WOLVERINE ASSET MANAGEMENT LLC | 44,055 | 501,000 | 1.45% | ||
| 14 | Raymond James Financial Services Advisors, Inc. | 39,500 | 450,000 | 1.30% | ||
| 15 | ALETHEA CAPITAL MANAGEMENT, LLC | 37,840 | 431,000 | 1.24% | ||
| 16 | LIDO ADVISORS, LLC | 20,608 | 235,000 | 0.68% | ||
| 17 | CITIGROUP INC | 20,034 | 228,000 | 0.66% | ||
| 18 | ADVISOR GROUP, INC. | 19,084 | 217,000 | 0.63% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 18,555 | 211,000 | 0.61% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 18,201 | 207,000 | 0.60% | ||
| 21 | Squarepoint Ops LLC | 18,200 | 207,000 | 0.60% | ||
| 22 | First Allied Advisory Services, Inc. | 16,363 | 186,000 | 0.54% | ||
| 23 | STIFEL FINANCIAL CORP | 13,084 | 149,000 | 0.43% | ||
| 24 | WEDBUSH SECURITIES INC | 10,759 | 122,000 | 0.35% | ||
| 25 | Alpha Cubed Investments, LLC | 10,000 | 114,000 | 0.33% | ||
| 26 | D.A. DAVIDSON & CO. | 6,000 | 68,000 | 0.20% | ||
| 27 | REILLY FINANCIAL ADVISORS, LLC | 5,285 | 60,000 | 0.17% | ||
| 28 | IFP ADVISORS, INC | 5,143 | 59,000 | 0.17% | ||
| 29 | Apriem Advisors | 1,753 | 20,000 | 0.06% | ||
| 30 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,515 | 17,000 | 0.05% | ||
| 31 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,013 | 12,000 | 0.03% | ||
| 32 | Creative Planning | 700 | 8,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
