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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
51 SYNAPTICS INC 28,921 1,736 0.73%
52 METHODE ELECTRS INC COM 56,398 1,729 0.73%
53 JOHNSON & JOHNSON 17,432 1,712 0.72%
54 ALPS ETF TR 95,086 1,679 0.70%
55 DOW CHEM CO 33,635 1,634 0.69%
56 ALTRIA GROUP INC 43,314 1,621 0.68%
57 POWERSHARES DB CMDTY IDX TRA 60,791 1,588 0.67%
58 ISHARES TR 39,830 1,539 0.65%
59 ISHARES TR 14,190 1,531 0.64%
60 ISHARES TR 12,432 1,530 0.64%
61 VANGUARD INDEX FDS 13,322 1,513 0.63%
62 ISHARES TR 29,649 1,504 0.63%
63 ENTERGY CORP NEW 22,005 1,471 0.62%
64 CONSOLIDATED EDISON INC 27,237 1,461 0.61%
65 ISHARES TR 15,633 1,424 0.60%
66 FIRST TR EXCHANGE TRADED FD 23,670 1,397 0.59%
67 MCDONALDS CORP 13,956 1,368 0.57%
68 VANGUARD INDEX FDS 12,011 1,357 0.57%
69 POWERSHARES ETF TRUST 68,564 1,220 0.51%
70 ISHARES TR 10,684 1,177 0.49%
71 GS FIN CORP 64,412 1,171 0.49%
72 CLAYMORE EXCHANGE TRD FD TR 46,274 1,163 0.49%
73 ISHARES TR 15,026 1,102 0.46%
74 Magnum Hunter Resources Corp 126,696 1,077 0.45%
75 DUKE ENERGY CORP NEW 14,793 1,054 0.44%
76 SELECT SECTOR SPDR TR 16,945 991 0.42%
77 KIMBERLY CLARK CORP 8,744 964 0.40%
78 VERIZON COMMUNICATIONS INC 20,212 961 0.40%
79 SELECT SECTOR SPDR TR 26,405 960 0.40%
80 FORD MTR CO DEL 60,926 950 0.40%
81 NUSTAR ENERGY LP 17,095 939 0.39%
82 FIRST TR EXCHANGE TRADED FD 18,123 923 0.39%
83 FIRST TR EXCHANGE TRADED FD 32,184 896 0.38%
84 PNC FINL SVCS GROUP INC 9,927 864 0.36%
85 AMERICAN RLTY CAP PPTYS INC 61,322 860 0.36%
86 MICROSOFT CORP 20,639 846 0.35%
87 VANGUARD MORTG-BACK SEC ETF 15,632 808 0.34%
88 BERKSHIRE HATHAWAY INC DE CL B NEW 6,338 792 0.33%
89 PHILLIPS 66 10,073 776 0.33%
90 PROCTER AND GAMBLE CO 9,325 752 0.32%
91 CLOROX CO DEL 8,227 724 0.30%
92 FIRST TR EXCHANGE TRADED FD 22,168 691 0.29%
93 POWERSHARES ETF TR II 24,507 686 0.29%
94 NUCOR CORP 13,506 683 0.29%
95 EXXON MOBIL CORP 6,969 681 0.29%
96 ISHARES MSCI EAFE SMALL CAP IDX FD 12,429 649 0.27%
97 ISHARES TR 8,753 625 0.26%
98 UNITED PARCEL SERVICE INC 6,374 621 0.26%
99 COCA COLA CO 15,950 617 0.26%
100 FIRST TR EXCHANGE TRADED FD 25,048 608 0.26%
Page 2 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 119,690 4,908 2.08%
2 SPDR SERIES TRUST 100,360 4,147 1.76%
3 VANGUARD INDEX FDS 58,544 4,134 1.75%
4 SPDR S&P 500 ETF TR 21,558 4,032 1.71%
5 APPLE INC 7,078 3,799 1.61%
6 ISHARES TR 51,467 3,459 1.46%
7 AT&T INC 92,953 3,260 1.38%
8 SPDR SER TR 92,709 2,871 1.22%
9 ISHARES TR 71,465 2,789 1.18%
10 ISHARES TR 23,431 2,726 1.15%
11 SELECT SECTOR SPDR TR 121,889 2,723 1.15%
12 ISHARES TR 14,322 2,695 1.14%
13 VANGUARD TAX-MANAGED FDS 64,799 2,674 1.13%
14 SELECT SECTOR SPDR TR 55,220 2,611 1.11%
15 VANGUARD INDEX FDS 32,749 2,558 1.08%
16 VANGUARD MALVERN FDS 50,516 2,492 1.05%
17 POWERSHARES QQQ TRUST 28,311 2,482 1.05%
18 ADVANCE AUTO PARTS INC 19,377 2,451 1.04%
19 NEWMARKET CORP 6,225 2,433 1.03%
20 ISHARES RUSSELL 3000 ETF 21,294 2,392 1.01%
21 ISHARES TR 27,557 2,385 1.01%
22 ALLIANCE RES PARTNER L P 28,148 2,368 1.00%
23 SPDR SERIES TRUST 54,892 2,329 0.99%
24 VANGUARD BD INDEX FDS 27,951 2,239 0.95%
25 CONOCOPHILLIPS 31,690 2,229 0.94%
26 MASTERCARD INCORPORATED 29,648 2,215 0.94%
27 COMPUTER PROGRAMS & SYS INC COM 33,719 2,178 0.92%
28 ISHARES TR 18,501 2,164 0.92%
29 VARIAN MED SYS INC 25,691 2,158 0.91%
30 PRICELINE GRP INC 1,754 2,091 0.89%
31 UNITED THERAPEUTICS CORP DEL 22,236 2,091 0.89%
32 SOUTHWEST AIRLS CO 87,500 2,066 0.87%
33 CREDIT ACCEP CORP MICH 14,445 2,053 0.87%
34 NATUS MEDICAL INC. 78,841 2,034 0.86%
35 CUMMINS INC 13,556 2,020 0.86%
36 INTER PARFUMS INC COM 55,716 2,017 0.85%
37 LEAR CORP 24,070 2,015 0.85%
38 VANGUARD INTL EQUITY INDEX F 34,186 2,015 0.85%
39 FACTSET RESH SYS INC 18,647 2,010 0.85%
40 JPMORGAN CHASE & CO 42,489 1,977 0.84%
41 ESTERLINE TECHNOLOGIES CORP 18,432 1,964 0.83%
42 ISHARES TR 3YRTB ETF 20,376 1,953 0.83%
43 GAP 48,696 1,951 0.83%
44 RPX CORP 118,106 1,923 0.81%
45 CELGENE CORP 13,763 1,921 0.81%
46 OLD DOMINION FREIGHT LINE IN 33,474 1,899 0.80%
47 ABBVIE INC 36,868 1,895 0.80%
48 SALIX PHARMACEUTICALS INC 18,111 1,876 0.79%
49 GENERAL ELECTRIC CO 70,461 1,824 0.77%
50 BIOGEN INC 5,699 1,743 0.74%
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