Dark
Light
System
Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
351 HUNTSMAN CORP 2,119 52 0.02%
352 HERSHEY CO 500 52 0.02%
353 CORELOGIC INC 1,673 50 0.02%
354 Spdr Ser Tr Nuveen Barcl 2,020 49 0.02%
355 ISHARES TR 1,371 49 0.02%
356 BLACKROCK CORE BD TR 3,625 49 0.02%
357 UNILEVER PLC 1,150 49 0.02%
358 COGNIZANT TECHNOLOGY SOLUTIO 972 49 0.02%
359 iShares S&P Asia 50 1,075 49 0.02%
360 Stanley Black & 2,000 48 0.02%
361 ISHARES 2,437 48 0.02%
362 CSX CORP 1,670 48 0.02%
363 YUM BRANDS INC 634 48 0.02%
364 COMPANHIA ENERGETICA DE MINA 7,032 48 0.02%
365 BHP Billiton Ltd ADR 699 47 0.02%
366 BARRICK GOLD CORP 2,642 47 0.02%
367 BCE INC 1,095 47 0.02%
368 SPDR DOW JONES REIT ETF 602 47 0.02%
369 BARCLAYS BK PLC 314 46 0.02%
370 ENERGY TRANSFER L P 980 46 0.02%
371 EATON VANCE LTD DURATION INC 3,020 46 0.02%
372 FIRST TR HIGH INCOME L/S FD 2,511 45 0.02%
373 ISHARES TR 278 43 0.02%
374 HOLLYFRONTIER CORP 907 43 0.02%
375 HELEN OF TROY CORP LTD 628 43 0.02%
376 TECK RESOURCES LTD 1,928 42 0.02%
377 PERMIAN BASIN RTY TR 3,150 42 0.02%
378 VANGUARD WORLD FDS 394 42 0.02%
379 Questcor 650 42 0.02%
380 BROOKFIELD ASSET MGMT INC 1,011 41 0.02%
381 LYONDELLBASELL INDUSTRIES N 458 41 0.02%
382 TAIWAN SEMICONDUCTOR MFG LTD 2,053 41 0.02%
383 BLACKROCK CORPOR HI YLD FD I 3,363 41 0.02%
384 ENCANA CORP 1,927 41 0.02%
385 SIGNET JEWELERS LIMITED 387 41 0.02%
386 COSTCO WHSL CORP NEW 366 41 0.02%
387 M & T BK CORP 330 40 0.02%
388 CAMPBELL STRATEGIC ALLOCATION 17 40 0.02%
389 ISHARES NORTH AMERICAN NATURAL RESOURCES ETF 899 40 0.02%
390 LAS VEGAS SANDS CORP 500 40 0.02%
391 HATTERAS FINL CORP 2,104 40 0.02%
392 DEUTSCHE BANK AG 900 40 0.02%
393 ARIAD PHARMACEUTICALS ORD (NMS) 5,000 40 0.02%
394 ANSYS 500 39 0.02%
395 CHICAGO BRIDGE & IRON CO N V 448 39 0.02%
396 CALUMET SPECIALTY PRODS PTNR 1,500 39 0.02%
397 TRANSATLANTIC PETROLEUM LTD 4,487 39 0.02%
398 GRUPO AEROPORTUARIO DEL SURE 320 39 0.02%
399 LAZARD LTD 820 39 0.02%
400 CONSTELLATION BRANDS INC 455 39 0.02%
Page 8 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 PROTHENA CORP PLC 3 0 0.00%
2 Quantum Fuel Systems Tech Worl 4 0 0.00%
3 RARE ELEMENT RES LTD 100 0 0.00%
4 ROYAL BK SCOTLAND GROUP PLC 15 0 0.00%
5 SONY GROUP CORP 10 0 0.00%
6 TIM PARTICIPACOES S A 5 0 0.00%
7 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 40 0 0.00%
8 Corinthian Colleges, Inc. 260 0 0.00%
9 ELECTRONIC ARTS INC 2 0 0.00%
10 KODIAK OIL & GAS CORP 25 0 0.00%
11 FOREST OIL CORP 200 0 0.00%
12 KRISPY KREME DOUGHNT 25 0 0.00%
13 GAIAM INC 51 0 0.00%
14 LIFE STORAGE INC 20 0 0.00%
15 LULULEMON ATHLETICA INC 490 0 0.00%
16 MALLINCKRODT PUB LTD CO 5 0 0.00%
17 Chimera Investment Corp REIT 65 0 0.00%
18 MARTHA STEWART LIVING OMNIME 108 0 0.00%
19 DIREXION SHS ETF TR 5 0 0.00%
20 Neo Performance Materials 100 0 0.00%
21 NANOMETRICS INC 20 0 0.00%
22 NU SKIN ENTERPRISES INC 6 0 0.00%
23 OI S.A. SPN ADR 312 0 0.00%
24 OI S A SPONSORED ADR 80 0 0.00%
25 PEREGRINE PHARMACEUTICALS IN 100 0 0.00%
26 ETFS PHYSICAL PLATINUM SHARES 10 1 0.00%
27 YAHOO INC 15 1 0.00%
28 TELEFONICA BRASIL SA 26 1 0.00%
29 Cimpress NV 30 1 0.00%
30 Adt Corp 20 1 0.00%
31 UNISYS CORP 32 1 0.00%
32 SUNTRUST BKS INC 29 1 0.00%
33 STMICROELECTRONICS N V 130 1 0.00%
34 AMERICAN INTL GROUP INC 68 1 0.00%
35 IAMGOLD CORP 180 1 0.00%
36 POWERSHARES ETF TRUST II 75 1 0.00%
37 ZIMMER BIOMET HLDGS INC 12 1 0.00%
38 BROOKFIELD PPTY PARTNERS L P 57 1 0.00%
39 C&J ENERGY SVCS INC 33 1 0.00%
40 CAPELLA EDUCATION 12 1 0.00%
41 CARLYLE GROUP L P 35 1 0.00%
42 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 429 1 0.00%
43 Nam Tai Property Inc 190 1 0.00%
44 MACATAWA BK CORP 200 1 0.00%
45 LUBYS INC COM 130 1 0.00%
46 LOGITECH INTL S A 100 1 0.00%
47 LINN ENERGY LLC UNIT LTD LIAB 25 1 0.00%
48 LIME ENERGY CO COM 357 1 0.00%
49 LAWSON PRODS INC COM 85 1 0.00%
50 KENNAMETAL INC 20 1 0.00%
Page 1 of 19