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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
401 POPEYES LA KITCHEN INC 200 8 0.00%
402 PRUDENTIAL FINL INC 100 8 0.00%
403 KELLOGG CO 120 8 0.00%
404 MICRON TECHNOLOGY INC 350 8 0.00%
405 NUVEEN PFD INCOME OPPORTUN 830 8 0.00%
406 HIMAX TECHNOLOGIES INC 800 9 0.00%
407 BUCKLE INC 200 9 0.00%
408 NETFLIX INC 25 9 0.00%
409 Howard Bancorp Inc 780 9 0.00%
410 NUVEEN REAL ESTATE INCOME FD 800 9 0.00%
411 FIDUCIARY CLAYMORE MLP OPP F 335 9 0.00%
412 iPath S&P 500 VIX Short-Term F 212 9 0.00%
413 HONDA MOTOR LTD 260 9 0.00%
414 ISHARES TR 95 9 0.00%
415 ZOETIS INC 295 9 0.00%
416 ALPS ETF TR 300 9 0.00%
417 DirectTV Com 118 9 0.00%
418 INTL PAPER CO 200 9 0.00%
419 XCEL ENERGY INC 300 9 0.00%
420 HANCOCK JOHN PFD INCOME FD I 500 9 0.00%
421 ISHARES 292 9 0.00%
422 HIBBETT INC COM 193 10 0.00%
423 BOSTON BEER INC 42 10 0.00%
424 GALLAGHER ARTHUR J & CO 200 10 0.00%
425 OMEGA HEALTHCARE INVS INC 300 10 0.00%
426 SALESFORCE COM INC 170 10 0.00%
427 FIRST AMERN FINL CORP 378 10 0.00%
428 ISHARES INC 200 10 0.00%
429 FIRST TR MID CAP CORE ALPHAD 200 10 0.00%
430 ENTERGY MISS INC1ST MTG BDS SCRD 400 10 0.00%
431 PARTNERRE LTD 6.5% XXX **CALLE 400 10 0.00%
432 NUVEEN INVT MN QTY I 700 10 0.00%
433 DOLLAR TREE INC 189 10 0.00%
434 VENTAS INC 158 10 0.00%
435 DIREXION SHS ETF TR 250 10 0.00%
436 Allstate Corp 185 10 0.00%
437 Deutsche Telekom AG ADR 612 10 0.00%
438 Astrazeneca Plc ADR F 148 10 0.00%
439 AQUA AMERICA INC 406 10 0.00%
440 COMERICA INC 200 10 0.00%
441 MANULIFE FINL CORP 494 10 0.00%
442 TESORO CORP 200 10 0.00%
443 L BRANDS INC 200 11 0.00%
444 LUMEN TECHNOLOGIES INC 336 11 0.00%
445 HARTFORD FINL SVCS GROUP INC 300 11 0.00%
446 NISOURCE 318 11 0.00%
447 American International Group Inc 212 11 0.00%
448 BONY MELLON PREF 5.20% MDT 09/ 500 11 0.00%
449 MBT FINL CORP 2,308 11 0.00%
450 VANGUARD STAR FDS 215 11 0.00%
Page 9 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 119,690 4,908 2.08%
2 SPDR SERIES TRUST 100,360 4,147 1.76%
3 VANGUARD INDEX FDS 58,544 4,134 1.75%
4 SPDR S&P 500 ETF TR 21,558 4,032 1.71%
5 APPLE INC 7,078 3,799 1.61%
6 ISHARES TR 51,467 3,459 1.46%
7 AT&T INC 92,953 3,260 1.38%
8 SPDR SER TR 92,709 2,871 1.22%
9 ISHARES TR 71,465 2,789 1.18%
10 ISHARES TR 23,431 2,726 1.15%
11 SELECT SECTOR SPDR TR 121,889 2,723 1.15%
12 ISHARES TR 14,322 2,695 1.14%
13 VANGUARD TAX-MANAGED FDS 64,799 2,674 1.13%
14 SELECT SECTOR SPDR TR 55,220 2,611 1.11%
15 VANGUARD INDEX FDS 32,749 2,558 1.08%
16 VANGUARD MALVERN FDS 50,516 2,492 1.05%
17 POWERSHARES QQQ TRUST 28,311 2,482 1.05%
18 ADVANCE AUTO PARTS INC 19,377 2,451 1.04%
19 NEWMARKET CORP 6,225 2,433 1.03%
20 ISHARES RUSSELL 3000 ETF 21,294 2,392 1.01%
21 ISHARES TR 27,557 2,385 1.01%
22 ALLIANCE RES PARTNER L P 28,148 2,368 1.00%
23 SPDR SERIES TRUST 54,892 2,329 0.99%
24 VANGUARD BD INDEX FDS 27,951 2,239 0.95%
25 CONOCOPHILLIPS 31,690 2,229 0.94%
26 MASTERCARD INCORPORATED 29,648 2,215 0.94%
27 COMPUTER PROGRAMS & SYS INC COM 33,719 2,178 0.92%
28 ISHARES TR 18,501 2,164 0.92%
29 VARIAN MED SYS INC 25,691 2,158 0.91%
30 PRICELINE GRP INC 1,754 2,091 0.89%
31 UNITED THERAPEUTICS CORP DEL 22,236 2,091 0.89%
32 SOUTHWEST AIRLS CO 87,500 2,066 0.87%
33 CREDIT ACCEP CORP MICH 14,445 2,053 0.87%
34 NATUS MEDICAL INC. 78,841 2,034 0.86%
35 CUMMINS INC 13,556 2,020 0.86%
36 INTER PARFUMS INC COM 55,716 2,017 0.85%
37 LEAR CORP 24,070 2,015 0.85%
38 VANGUARD INTL EQUITY INDEX F 34,186 2,015 0.85%
39 FACTSET RESH SYS INC 18,647 2,010 0.85%
40 JPMORGAN CHASE & CO 42,489 1,977 0.84%
41 ESTERLINE TECHNOLOGIES CORP 18,432 1,964 0.83%
42 ISHARES TR 3YRTB ETF 20,376 1,953 0.83%
43 GAP 48,696 1,951 0.83%
44 RPX CORP 118,106 1,923 0.81%
45 CELGENE CORP 13,763 1,921 0.81%
46 OLD DOMINION FREIGHT LINE IN 33,474 1,899 0.80%
47 ABBVIE INC 36,868 1,895 0.80%
48 SALIX PHARMACEUTICALS INC 18,111 1,876 0.79%
49 GENERAL ELECTRIC CO 70,461 1,824 0.77%
50 BIOGEN INC 5,699 1,743 0.74%
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