Dark
Light
System
Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 119,690 4,908 2.06%
2 SPDR SERIES TRUST 100,360 4,147 1.74%
3 VANGUARD INDEX FDS 58,544 4,134 1.73%
4 SPDR S&P 500 ETF TR 21,558 4,032 1.69%
5 APPLE COMPUTER INC 7,078 3,799 1.59%
6 ISHARES TR 51,467 3,459 1.45%
7 AT&T INC 92,953 3,260 1.37%
8 SPDR SER TR 92,709 2,871 1.20%
9 ISHARES TR 71,465 2,789 1.17%
10 ISHARES TR 23,431 2,726 1.14%
11 SELECT SECTOR SPDR TR 121,889 2,723 1.14%
12 ISHARES TR 14,322 2,695 1.13%
13 VANGUARD TAX-MANAGED FDS 64,799 2,674 1.12%
14 SELECT SECTOR SPDR TR 55,220 2,611 1.10%
15 VANGUARD INDEX FDS 32,749 2,558 1.07%
16 VANGUARD MALVERN FDS 50,516 2,492 1.05%
17 POWERSHARES QQQ TRUST 28,311 2,482 1.04%
18 ADVANCE AUTO PARTS INC 19,377 2,451 1.03%
19 NEWMARKET CORP 6,225 2,433 1.02%
20 ISHARES RUSSELL 3000 ETF 21,294 2,392 1.00%
21 ISHARES TR 27,557 2,385 1.00%
22 ALLIANCE RES PARTNER L P 28,148 2,368 0.99%
23 SPDR SERIES TRUST 54,892 2,329 0.98%
24 VANGUARD BD INDEX FDS 27,951 2,239 0.94%
25 CONOCOPHILLIPS 31,690 2,229 0.94%
26 MASTERCARD INCORPORATED 29,648 2,215 0.93%
27 COMPUTER PROGRAMS & SYS INC COM 33,719 2,178 0.91%
28 ISHARES TR 18,501 2,164 0.91%
29 VARIAN MED SYS INC 25,691 2,158 0.91%
30 PRICELINE GRP INC 1,754 2,091 0.88%
31 UNITED THERAPEUTICS CORP DEL 22,236 2,091 0.88%
32 SOUTHWEST AIRLS CO 87,500 2,066 0.87%
33 CREDIT ACCEP CORP MICH 14,445 2,053 0.86%
34 NATUS MEDICAL INC. 78,841 2,034 0.85%
35 CUMMINS INC 13,556 2,020 0.85%
36 INTER PARFUMS INC COM 55,716 2,017 0.85%
37 VANGUARD INTL EQUITY INDEX F 34,186 2,015 0.85%
38 LEAR CORP 24,070 2,015 0.85%
39 FACTSET RESH SYS INC 18,647 2,010 0.84%
40 JPMORGAN CHASE & CO 42,489 1,977 0.83%
41 ESTERLINE TECHNOLOGIES CORP 18,432 1,964 0.82%
42 ISHARES TR 3YRTB ETF 20,376 1,953 0.82%
43 GAP 48,696 1,951 0.82%
44 RPX CORP 118,106 1,923 0.81%
45 CELGENE CORP 13,763 1,921 0.81%
46 OLD DOMINION FREIGHT LINE IN 33,474 1,899 0.80%
47 ABBVIE INC 36,868 1,895 0.80%
48 SALIX PHARMACEUTICALS INC 18,111 1,876 0.79%
49 GENERAL ELECTRIC CO 70,461 1,824 0.77%
50 BIOGEN INC 5,699 1,743 0.73%
Page 1 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
501 ISHARES MSCI SPAN CP ETF 889 36 0.02%
502 PITNEY BOWES INC 1,400 36 0.02%
503 EMPIRE DIST ELEC CO 1,500 36 0.02%
504 SCHWAB INTERNATIONAL EQUITY ETF 1,143 36 0.02%
505 ACE LTD 364 36 0.02%
506 DELTA AIRLINES INC DEL 1,049 36 0.02%
507 COVANCE INC 350 36 0.02%
508 PPL CORP 1,102 37 0.02%
509 PROSHARES TR 350 37 0.02%
510 WisdomTree Earnings 500 ETF 562 37 0.02%
511 AON PLC 435 37 0.02%
512 HAIN CELESTIAL GROUP INC 400 37 0.02%
513 Pentair plc 479 38 0.02%
514 ISHARES SILVER TR 2,019 38 0.02%
515 POWERSHARES ETF TR II 1,975 38 0.02%
516 DR REDDYS LABS LTD 871 38 0.02%
517 PROSHARES TR 556 38 0.02%
518 VALE S A 2,740 38 0.02%
519 AMGEN INC 308 38 0.02%
520 CANADIAN PAC RY LTD 250 38 0.02%
521 PUBLIC SVC ENTERPRISE GRP IN 1,000 38 0.02%
522 CONSTELLATION BRANDS INC 455 39 0.02%
523 ANSYS 500 39 0.02%
524 GRUPO AEROPORTUARIO DEL SURE 320 39 0.02%
525 LAZARD LTD 820 39 0.02%
526 CHICAGO BRIDGE & IRON CO N V 448 39 0.02%
527 TRANSATLANTIC PETROLEUM LTD 4,487 39 0.02%
528 CALUMET SPECIALTY PRODS PTNR 1,500 39 0.02%
529 HATTERAS FINL CORP 2,104 40 0.02%
530 ISHARES NORTH AMERICAN NATURAL RESOURCES ETF 899 40 0.02%
531 DEUTSCHE BANK AG 900 40 0.02%
532 M & T BK CORP 330 40 0.02%
533 ARIAD PHARMACEUTICALS ORD (NMS) 5,000 40 0.02%
534 LAS VEGAS SANDS CORP 500 40 0.02%
535 BLACKROCK CORPOR HI YLD FD I 3,363 41 0.02%
536 SIGNET JEWELERS LIMITED 387 41 0.02%
537 ENCANA CORP 1,927 41 0.02%
538 COSTCO WHSL CORP NEW 366 41 0.02%
539 BROOKFIELD ASSET MGMT INC 1,011 41 0.02%
540 LYONDELLBASELL INDUSTRIES N 458 41 0.02%
541 TAIWAN SEMICONDUCTOR MFG LTD 2,053 41 0.02%
542 Questcor 650 42 0.02%
543 TECK RESOURCES LTD 1,928 42 0.02%
544 PERMIAN BASIN RTY TR 3,150 42 0.02%
545 VANGUARD WORLD FDS 394 42 0.02%
546 HELEN OF TROY CORP LTD 628 43 0.02%
547 HOLLYFRONTIER CORP 907 43 0.02%
548 ISHARES TR 278 43 0.02%
549 FIRST TR HIGH INCOME L/S FD 2,511 45 0.02%
550 BARCLAYS BK PLC 314 46 0.02%
Page 11 of 19