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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 1,119 holdings with a total value of $385,317,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 STEMCELLS INC COM NEW 1,870 0 0.00%
2 GLU MOBILE INC 225 0 0.00%
3 MAGELLAN HEALTH INC COM NEW 1 0 0.00%
4 Quantum Fuel Systems Tech Worl 4 0 0.00%
5 SONY GROUP CORP 5 0 0.00%
6 TIME INC NEW 2 0 0.00%
7 AMERICAN INTL GROUP INC 26 0 0.00%
8 DRYSHIPS INC 100 0 0.00%
9 AROTECH CORP 250 0 0.00%
10 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 448 0 0.00%
11 GAIAM INC 51 0 0.00%
12 GAMCO GLOBAL GOLD NAT RES & 150 0 0.00%
13 ISHARES MSCI SINGAP ETF 75 0 0.00%
14 ENDOCYTE INC 210 0 0.00%
15 TIM PARTICIPACOES S A 5 0 0.00%
16 AMPIO PHARMACEUTICALS INC 1 0 0.00%
17 VALEANT PHARMACEUTICALS INTL 1 0 0.00%
18 NCR CORP NEW 22 0 0.00%
19 KANDI TECHNOLOGIES GROUP INC 25 0 0.00%
20 VANECK VECTORS STEEL ETF 25 0 0.00%
21 RARE ELEMENT RES LTD 100 0 0.00%
22 CAMBER ENERGY INC COM 30 0 0.00%
23 CRYOPORT INC 24 0 0.00%
24 NORDIC AMERICAN OFFSHORE LTD 25 0 0.00%
25 LEVEL 3 COMM 4 0 0.00%
26 Star Bulk Carriers Corp. 116 0 0.00%
27 GROUPON INC 100 0 0.00%
28 ISHARES TR 10 0 0.00%
29 PENGROWTH ENERGY CORP 1,000 0 0.00%
30 LEAPFROG ENTERPRISES INC 300 0 0.00%
31 HARRIS & HARRIS GROUP INC 100 0 0.00%
32 ELECTRONIC ARTS INC 1 0 0.00%
33 ZILLOW GROUP INC 30 0 0.00%
34 BRISTOW GROUP INC COM 19 0 0.00%
35 ATLANTIC PWR CORP 170 0 0.00%
36 ORAMED 84 0 0.00%
37 REVOLUTION LIGHTING TECHNOLO COM 500 0 0.00%
38 SEVENTY SEVEN ENERGY INC - escrow shares 41 0 0.00%
39 CALLAWAY GOLF CO 10 0 0.00%
40 AXCELIS TECHNOLOGIES INC 175 0 0.00%
41 NAVIOS MARITIME PARTNERS L P 70 0 0.00%
42 ISHARES INC 20 0 0.00%
43 VERITIV CORP 6 0 0.00%
44 CHIMERIX INC 1 0 0.00%
45 PENTAIR PLC 13 0 0.00%
46 LINN CO LLC 150 0 0.00%
47 COMMERCE BANCSHARES INC 1 0 0.00%
48 FIFTH STREET FINANCE CORP 100 0 0.00%
49 NEWS CORP CL A 1 0 0.00%
50 Tortoise Egy Infrastruct 30 0 0.00%
Page 1 of 23

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001606587-15-000309, filed 2015.11.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.