| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 2,957,852 | 14,760,000 | 21.45% | ||
| 2 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 2,679,906 | 13,373,000 | 19.44% | ||
| 3 | MORGAN STANLEY | 1,161,240 | 5,795,000 | 8.42% | ||
| 4 | LPL Financial LLC | 704,808 | 3,721,000 | 5.41% | ||
| 5 | Vident Investment Advisory, LLC | 606,433 | 3,026,000 | 4.40% | ||
| 6 | Alpine Global Management, LLC | 556,081 | 2,775,000 | 4.03% | ||
| 7 | BANK OF NOVA SCOTIA | 494,752 | 2,473,000 | 3.59% | ||
| 8 | CORNERSTONE ADVISORS INC | 492,323 | 2,457,000 | 3.57% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 462,112 | 2,306,000 | 3.35% | ||
| 10 | Raymond James Financial Services Advisors, Inc. | 420,750 | 2,100,000 | 3.05% | ||
| 11 | MSI Financial Services Inc | 370,513 | 1,849,000 | 2.69% | ||
| 12 | Investors Capital Advisory Services | 305,860 | 1,526,000 | 2.22% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 293,375 | 1,464,000 | 2.13% | ||
| 14 | Invesco Ltd. | 269,722 | 1,346,000 | 1.96% | ||
| 15 | D.A. DAVIDSON & CO. | 194,077 | 968,000 | 1.41% | ||
| 16 | BAIRD FINANCIAL GROUP, INC. | 168,521 | 841,000 | 1.22% | ||
| 17 | Cetera Advisor Networks LLC | 126,330 | 617,000 | 0.90% | ||
| 18 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 113,324 | 567,000 | 0.82% | ||
| 19 | ROYAL BANK OF CANADA | 74,872 | 374,000 | 0.54% | ||
| 20 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 70,964 | 355,000 | 0.52% | ||
| 21 | B. Riley Wealth Advisors, Inc. | 68,517 | 342,000 | 0.50% | ||
| 22 | Commonwealth Equity Services, Inc | 67,148 | 335,000 | 0.49% | ||
| 23 | Hilltop Holdings Inc. | 65,605 | 327,000 | 0.48% | ||
| 24 | WOLVERINE ASSET MANAGEMENT LLC | 63,800 | 318,000 | 0.46% | ||
| 25 | WEDBUSH SECURITIES INC | 58,933 | 294,000 | 0.43% | ||
| 26 | WELLS FARGO & COMPANY/MN | 54,093 | 270,000 | 0.39% | ||
| 27 | FIFTH THIRD BANCORP | 50,137 | 250,000 | 0.36% | ||
| 28 | Cambridge Investment Research Advisors, Inc. | 47,143 | 235,000 | 0.34% | ||
| 29 | CITIGROUP INC | 46,680 | 233,000 | 0.34% | ||
| 30 | Perigon Wealth Management, LLC | 45,205 | 226,000 | 0.33% | ||
| 31 | Virtu KCG Holdings LLC | 43,546 | 217,000 | 0.32% | ||
| 32 | Apriem Advisors | 42,000 | 210,000 | 0.31% | ||
| 33 | Nuveen Asset Management, LLC | 37,500 | 187,000 | 0.27% | ||
| 34 | Janney Montgomery Scott LLC | 33,674 | 168,000 | 0.24% | ||
| 35 | Sunbelt Securities, Inc. | 33,626 | 167,896 | 0.24% | ||
| 36 | HighTower Advisors, LLC | 32,614 | 159,000 | 0.23% | ||
| 37 | STIFEL FINANCIAL CORP | 31,473 | 157,000 | 0.23% | ||
| 38 | Orca Investment Management, LLC | 29,990 | 150,000 | 0.22% | ||
| 39 | VSR Financial Services, Inc. | 29,812 | 149,000 | 0.22% | ||
| 40 | PNC FINANCIAL SERVICES GROUP, INC. | 28,158 | 140,000 | 0.20% | ||
| 41 | Creative Planning | 24,450 | 122,000 | 0.18% | ||
| 42 | IFC Holdings Incorporated/FL | 21,499 | 112,000 | 0.16% | ||
| 43 | OPPENHEIMER & CO INC | 22,168 | 111,000 | 0.16% | ||
| 44 | DOLIVER ADVISORS, LP | 20,889 | 104,000 | 0.15% | ||
| 45 | US BANCORP \DE\ | 20,667 | 103,000 | 0.15% | ||
| 46 | BB&T SECURITIES, LLC | 20,200 | 100,000 | 0.15% | ||
| 47 | Sigma Planning Corp | 17,196 | 86,000 | 0.12% | ||
| 48 | Stratos Wealth Partners, LTD. | 16,831 | 84,000 | 0.12% | ||
| 49 | EULAV Asset Management | 15,572 | 78,000 | 0.11% | ||
| 50 | AMERICAN INTERNATIONAL GROUP, INC. | 13,165 | 65,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
