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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 1,119 holdings with a total value of $385,317,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 LUMENTUM HLDGS INC COM 51 0 0.00%
52 CENTURY ALUM CO 100 0 0.00%
53 BEBE STORES INC 351 0 0.00%
54 TIM PARTICIPACOES S A 5 0 0.00%
55 REVOLUTION LIGHTING TECHNOLO COM 500 0 0.00%
56 LINN ENERGY LLC UNIT LTD LIAB 9 0 0.00%
57 EATON VANCE SR INCOME TR 100 0 0.00%
58 ENOVA INTL INC COM 45 0 0.00%
59 AMERICAN INTL GROUP INC 26 0 0.00%
60 NAVIOS MARITIME PARTNERS L P 70 0 0.00%
61 Tortoise Egy Infrastruct 30 0 0.00%
62 PHI NON VTNG 1 0 0.00%
63 MID CON ENERGY PARTNERS LP COM UNIT REPST 1 0 0.00%
64 California Resources Corp 210 0 0.00%
65 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 29 0 0.00%
66 ISHARES INC 20 0 0.00%
67 ADAMS RES & ENERGY INC 1 0 0.00%
68 GAIAM INC 51 0 0.00%
69 AXCELIS TECHNOLOGIES INC 175 0 0.00%
70 CRYOPORT INC 24 0 0.00%
71 VANECK VECTORS STEEL ETF 25 0 0.00%
72 ZILLOW GROUP INC 30 0 0.00%
73 CNH INDL N V 40 0 0.00%
74 ISHARES TR 10 0 0.00%
75 VALEANT PHARMACEUTICALS INTL 1 0 0.00%
76 OI SA 31 0 0.00%
77 SONY GROUP CORP 5 0 0.00%
78 LINN CO LLC 150 0 0.00%
79 BRISTOW GROUP INC COM 19 0 0.00%
80 ATLANTIC PWR CORP 170 0 0.00%
81 CALLAWAY GOLF CO 10 0 0.00%
82 ORBITAL ATK INC 8 0 0.00%
83 HARRIS & HARRIS GROUP INC 100 0 0.00%
84 ACCURAY INCORPORATED COM 125 0 0.00%
85 Quantum Fuel Systems Tech Worl 4 0 0.00%
86 ALPS ETF TR 57 1,000 0.00%
87 WISDOMTREE TR 50 1,000 0.00%
88 DUKE REALTY CORP 75 1,000 0.00%
89 Acxiom Corp 60 1,000 0.00%
90 TYCO INTL PLC SHS 57 1,000 0.00%
91 Energy XXI LTD 1,000 1,000 0.00%
92 MALLINCKRODT PUB LTD CO 27 1,000 0.00%
93 TALEN ENERGY CORP COM 137 1,000 0.00%
94 POWERSHARES INDIA ETF TR 100 1,000 0.00%
95 POWERSHARES ETF TRUST 50 1,000 0.00%
96 ELDORADO GOLD CORP NEW 500 1,000 0.00%
97 ALLIANCEBERNSTEIN GLOBAL HIG 120 1,000 0.00%
98 SOCIEDAD QUIMICA Y MINERA DE 79 1,000 0.00%
99 VERIFONE SYS INC 40 1,000 0.00%
100 RYDEX ETF TRUST 25 1,000 0.00%
Page 2 of 23

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001606587-15-000309, filed 2015.11.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.