| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 1,885,000 | 11,065,000 | 14.83% | ||
| 2 | Invesco Ltd. | 1,106,695 | 6,496,000 | 8.70% | ||
| 3 | JPMORGAN CHASE & CO | 1,014,307 | 5,954,000 | 7.98% | ||
| 4 | SYMPHONY ASSET MANAGEMENT LLC | 968,586 | 5,686,000 | 7.62% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 937,780 | 5,505,000 | 7.38% | ||
| 6 | UBS Group AG | 746,692 | 4,383,000 | 5.87% | ||
| 7 | MARINER INVESTMENT GROUP LLC | 725,155 | 4,257,000 | 5.70% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 681,931 | 4,004,000 | 5.36% | ||
| 9 | MORGAN STANLEY | 572,674 | 3,361,000 | 4.50% | ||
| 10 | WELLS FARGO & COMPANY/MN | 503,992 | 2,959,000 | 3.96% | ||
| 11 | Yorktown Management & Research Co Inc | 500,000 | 2,935,000 | 3.93% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 393,550 | 2,310,000 | 3.10% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 306,320 | 1,799,000 | 2.41% | ||
| 14 | COHEN & STEERS, INC. | 305,192 | 1,791,000 | 2.40% | ||
| 15 | CREDIT SUISSE AG/ | 262,097 | 1,539,000 | 2.06% | ||
| 16 | AMERIPRISE FINANCIAL INC | 177,303 | 1,041,000 | 1.39% | ||
| 17 | BLACKROCK ADVISORS LLC | 170,246 | 999,000 | 1.34% | ||
| 18 | Horizon Kinetics LLC | 169,398 | 995,000 | 1.33% | ||
| 19 | AQR ARBITRAGE LLC | 141,448 | 830,000 | 1.11% | ||
| 20 | NEWGATE CAPITAL MANAGEMENT LLC | 117,675 | 687,000 | 0.92% | ||
| 21 | Capital Investment Advisors, LLC | 49,210 | 649,000 | 0.87% | ||
| 22 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 93,207 | 547,000 | 0.73% | ||
| 23 | MERIDIAN INVESTMENT COUNSEL INC. | 90,729 | 533,000 | 0.71% | ||
| 24 | HUNTINGTON NATIONAL BANK | 86,461 | 508,000 | 0.68% | PRN | |
| 25 | LPL Financial LLC | 78,826 | 467,000 | 0.63% | ||
| 26 | Hilltop Holdings Inc. | 71,840 | 422,000 | 0.57% | ||
| 27 | Advisors Asset Management, Inc. | 66,191 | 389,000 | 0.52% | ||
| 28 | Cambridge Investment Research Advisors, Inc. | 57,125 | 335,000 | 0.45% | ||
| 29 | CAXTON CORP | 52,889 | 310,000 | 0.42% | ||
| 30 | ROYAL BANK OF CANADA | 39,297 | 231,000 | 0.31% | ||
| 31 | Concert Wealth Management Inc. | 39,200 | 230,000 | 0.31% | ||
| 32 | WealthTrust Axiom LLC | 35,115 | 206,000 | 0.28% | ||
| 33 | RELATIVE VALUE PARTNERS GROUP, LLC | 26,849 | 158,000 | 0.21% | ||
| 34 | SeaBridge Investment Advisors LLC | 20,660 | 121,000 | 0.16% | ||
| 35 | Virtu KCG Holdings LLC | 19,314 | 113,000 | 0.15% | ||
| 36 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 16,740 | 98,000 | 0.13% | ||
| 37 | DOLIVER ADVISORS, LP | 16,256 | 95,000 | 0.13% | ||
| 38 | Independence Trust CO | 15,464 | 91,000 | 0.12% | ||
| 39 | AMERICAN INTERNATIONAL GROUP, INC. | 14,835 | 87,000 | 0.12% | ||
| 40 | M&T BANK CORP | 14,580 | 85,000 | 0.11% | ||
| 41 | Cetera Advisors LLC | 14,500 | 85,000 | 0.11% | ||
| 42 | Rock Point Advisors, LLC | 13,900 | 82,000 | 0.11% | ||
| 43 | CITADEL ADVISORS LLC | 11,324 | 66,000 | 0.09% | ||
| 44 | Highlander Capital Management, LLC | 6,500 | 38,000 | 0.05% | ||
| 45 | DEUTSCHE BANK AG\ | 6,429 | 37,000 | 0.05% | ||
| 46 | CITIGROUP INC | 5,051 | 29,000 | 0.04% | ||
| 47 | SEI INVESTMENTS CO | 3,625 | 21,000 | 0.03% | ||
| 48 | US BANCORP \DE\ | 848 | 5,000 | 0.01% | ||
| 49 | Regal Investment Advisors LLC | 100 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
