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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 41 Institutional holders with a total value of $46,732,855.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WealthTrust Fairport, LLC 248,391 10,239,000 21.91%
2 MORGAN STANLEY 155,018 6,389,000 13.67%
3 BANK OF AMERICA CORP /DE/ 113,315 4,671,000 10.00%
4 GOLDMAN SACHS GROUP INC 101,114 4,168,000 8.92%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 48,320 1,992,000 4.26%
6 CITADEL ADVISORS LLC 41,713 1,719,000 3.68%
7 Virtu KCG Holdings LLC 38,556 1,589,000 3.40%
8 EP Wealth Advisors, LLC 35,910 1,480,000 3.17%
9 Argentus Capital Management, LLC 34,756 1,433,000 3.07%
10 Country Club Trust Company, n.a. 32,775 1,351,000 2.89%
11 HighTower Advisors, LLC 32,402 1,339,000 2.87%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 32,314 1,332,000 2.85%
13 HOWE & RUSLING INC 26,057 1,074,000 2.30%
14 LPL Financial LLC 23,152 976,000 2.09%
15 ROYAL BANK OF CANADA 22,980 947,000 2.03%
16 RAYMOND JAMES & ASSOCIATES 21,855 901,000 1.93%
17 Bison Wealth, LLC 13,441 554,000 1.19%
18 Private Advisor Group, LLC 11,827 488,000 1.04%
19 LifePlan Financial Group, Inc 11,454 472,000 1.01%
20 ProVise Management Group, LLC 10,991 453,000 0.97%
21 BARCLAYS PLC 10,670 438,000 0.94%
22 UBS Group AG 9,911 409,000 0.88%
23 JANE STREET GROUP, LLC 9,009 371,000 0.79%
24 Advisory Services Network, LLC 8,817 363,000 0.78%
25 Strategic Advisors LLC 6,956 287,000 0.61%
26 Financial Architects, Inc 6,300 260,000 0.56%
27 GW HENSSLER & ASSOCIATES LTD 5,419 223,000 0.48%
28 JPMORGAN CHASE & CO 5,214 215,000 0.46%
29 SG Americas Securities, LLC 5,190 214,000 0.46%
30 WELLS FARGO & COMPANY/MN 3,476 143,000 0.31%
31 Strategic Capital Alternatives LLC 2,274 94,000 0.20%
32 CITIGROUP INC 922 38,000 0.08%
33 Carnick & Kubik, LLC 758 31,245 0.07%
34 AMERICAN INTERNATIONAL GROUP, INC. 616 26,000 0.06%
35 Winslow, Evans & Crocker, Inc. 500 20,610 0.04%
36 MSI Financial Services Inc 350 14,000 0.03%
37 Creative Planning 200 8,000 0.02%
38 BENJAMIN F. EDWARDS & COMPANY, INC. 145 6,000 0.01%
39 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 100 4,000 0.01%
40 Regal Investment Advisors LLC 25 1,000 0.00%
41 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.