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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001559968-14-000004) filed in 2014.04.14
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES RUSSELL 2000 VALUE ETF 12,277 1,238 0.65%
52 YUM BRANDS INC 16,061 1,211 0.64%
53 TEMPLETON DRAGON CF 48,799 1,195 0.63%
54 VANGUARD INTL EQUITY INDEX F 29,367 1,192 0.63%
55 Ensco PLC Class A 22,270 1,175 0.62%
56 AMERICAN EXPRESS CO 13,011 1,171 0.62%
57 TARGET CORP 19,066 1,154 0.61%
58 ORACLE CORPORATION 27,617 1,130 0.60%
59 THERMO FISHER SCIENTIFIC INC 9,350 1,124 0.59%
60 UNITED TECHNOLOGIES CORP 9,296 1,086 0.57%
61 WAL-MART STORES INC 13,810 1,055 0.56%
62 BRISTOL MYERS SQUIBB CO 19,945 1,036 0.55%
63 AMERICAN INTL GROUP INC 20,685 1,034 0.55%
64 PRICELINE GRP INC 860 1,025 0.54%
65 UnitedHealth Group Inc 12,414 1,018 0.54%
66 Medtronic Inc 15,601 960 0.51%
67 QUALCOMM INC 12,087 953 0.50%
68 ACE LTD 9,178 909 0.48%
69 PHILLIPS 66 11,660 899 0.48%
70 HONEYWELL INTL INC 9,682 898 0.47%
71 INTEL CORP 33,388 862 0.46%
72 E M C CORP MASS COM 30,825 845 0.45%
73 Flowserve 10,601 830 0.44%
74 WHIRLPOOL CORP 5,470 818 0.43%
75 LILLY ELI & CO 13,630 802 0.42%
76 General Motors Co 23,250 800 0.42%
77 HOME DEPOT INC 10,050 795 0.42%
78 TEXAS INSTRS INC 16,679 787 0.42%
79 DEVON ENERGY CORP NEW 11,635 779 0.41%
80 VIACOM INC 9,100 773 0.41%
81 UNITED RENTALS INC 8,110 770 0.41%
82 KROGER CO 17,246 753 0.40%
83 EBAY INC 13,215 730 0.39%
84 VODAFONE GROUP PLC NEW 19,685 725 0.38%
85 APOLLO INVESTMENT CORP 86,000 715 0.38%
86 ILLUMINA INC 4,725 702 0.37%
87 Ameriprise Financial 6,363 700 0.37%
88 PHILIP MORRIS INTL INC 8,253 676 0.36%
89 China Petroleum & Chem Corp Sp 7,240 648 0.34%
90 DANAHER CORP DEL 8,575 643 0.34%
91 UNILEVER PLC 14,470 619 0.33%
92 Maxim Integrated Products Inc 18,500 613 0.32%
93 KONINKLIJKE PHILIPS N V 17,375 611 0.32%
94 WELLS FARGO & CO NEW 12,078 601 0.32%
95 MICROSOFT CORP 14,620 599 0.32%
96 MONDELEZ INTL INC 16,959 586 0.31%
97 STRYKER CORP 7,150 583 0.31%
98 Web.com Group Inc 16,988 578 0.31%
99 SCHWAB U.S. BROAD MARKET ETF 12,538 573 0.30%
100 Nextera Energy Inc 5,881 562 0.30%
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