Dark
Light
System
Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001559968-14-000004) filed in 2014.04.14
#
Name
Shares
Value ($)
%
Options
Notes
101 PHILIP MORRIS INTL INC 8,253 676 0.36%
102 Ameriprise Financial 6,363 700 0.37%
103 ILLUMINA INC 4,725 702 0.37%
104 APOLLO INVESTMENT CORP 86,000 715 0.38%
105 VODAFONE GROUP PLC NEW 19,685 725 0.38%
106 EBAY INC 13,215 730 0.39%
107 KROGER CO 17,246 753 0.40%
108 UNITED RENTALS INC 8,110 770 0.41%
109 VIACOM INC 9,100 773 0.41%
110 DEVON ENERGY CORP NEW 11,635 779 0.41%
111 TEXAS INSTRS INC 16,679 787 0.42%
112 HOME DEPOT INC 10,050 795 0.42%
113 General Motors Co 23,250 800 0.42%
114 LILLY ELI & CO 13,630 802 0.42%
115 WHIRLPOOL CORP 5,470 818 0.43%
116 Flowserve 10,601 830 0.44%
117 E M C CORP MASS COM 30,825 845 0.45%
118 INTEL CORP 33,388 862 0.46%
119 HONEYWELL INTL INC 9,682 898 0.47%
120 PHILLIPS 66 11,660 899 0.48%
121 ACE LTD 9,178 909 0.48%
122 QUALCOMM INC 12,087 953 0.50%
123 Medtronic Inc 15,601 960 0.51%
124 UnitedHealth Group Inc 12,414 1,018 0.54%
125 PRICELINE GRP INC 860 1,025 0.54%
126 AMERICAN INTL GROUP INC 20,685 1,034 0.55%
127 BRISTOL MYERS SQUIBB CO 19,945 1,036 0.55%
128 WAL-MART STORES INC 13,810 1,055 0.56%
129 UNITED TECHNOLOGIES CORP 9,296 1,086 0.57%
130 THERMO FISHER SCIENTIFIC INC 9,350 1,124 0.59%
131 ORACLE CORPORATION 27,617 1,130 0.60%
132 TARGET CORP 19,066 1,154 0.61%
133 AMERICAN EXPRESS CO 13,011 1,171 0.62%
134 Ensco PLC Class A 22,270 1,175 0.62%
135 VANGUARD INTL EQUITY INDEX F 29,367 1,192 0.63%
136 TEMPLETON DRAGON CF 48,799 1,195 0.63%
137 YUM BRANDS INC 16,061 1,211 0.64%
138 ISHARES RUSSELL 2000 VALUE ETF 12,277 1,238 0.65%
139 SCHLUMBERGER LTD 12,724 1,241 0.66%
140 METLIFE INC 23,796 1,256 0.66%
141 SEAGATE TECHNOLOGY PLC 22,997 1,292 0.68%
142 US BANCORP DEL 30,429 1,304 0.69%
143 3M Co 9,733 1,320 0.70%
144 UNION PAC CORP 7,047 1,322 0.70%
145 MCDONALDS CORP 13,551 1,328 0.70%
146 TJX COS INC NEW 22,346 1,355 0.72%
147 CONAGRA BRANDS INC 43,920 1,363 0.72%
148 DISNEY WALT CO 17,435 1,396 0.74%
149 GENERAL ELECTRIC CO 57,475 1,488 0.79%
150 MERCK & CO INC 26,667 1,514 0.80%
Page 3 of 4