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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001559968-14-000004) filed in 2014.04.14
#
Name
Shares
Value ($)
%
Options
Notes
151 TAIWAN SEMICONDUCTOR MFG LTD 13,523 271 0.14%
152 YONGYE INTERNATIONAL INC 39,175 267 0.14%
153 BLACKROCK MUN INCOME QUALITY 19,440 263 0.14%
154 BB&T CORP 6,517 262 0.14%
155 PowerShares Preferred 18,400 262 0.14%
156 GENUINE PARTS CO 3,000 261 0.14%
157 UNITED PARCEL SERVICE INC 2,674 260 0.14%
158 BIOMARIN PHARMACEUTL 3,790 259 0.14%
159 PFIZER INC 7,803 251 0.13%
160 HILLENBRAND INC 7,713 249 0.13%
161 COMCAST CORP NEW 4,930 247 0.13%
162 BROWN FORMAN CORP 2,704 243 0.13%
163 MARKWEST ENERGY PARTNERS LP 3,635 237 0.13%
164 ANNALY CAP MGMT INC 21,172 232 0.12%
165 FORD MTR CO DEL 14,372 224 0.12%
166 MATTEL INC 5,525 222 0.12%
167 CARDINAL HEALTH INC 3,100 217 0.11%
168 Flextronics Intl Ltd 23,125 214 0.11%
169 POWERSHARES ETF TR 11,950 213 0.11%
170 ACTAVIS PLC F 1,020 210 0.11%
171 Molson Coors Brewing Co 3,425 202 0.11%
172 KKR FINANCIAL HLDGS LLC REIT 14,800 171 0.09%
173 ABERDEEN SINGAPORE FD INC COM 11,000 137 0.07%
174 PETROLEO BRASILEIRO SA PETRO 10,077 133 0.07%
175 BLACKROCK STRATEGIC MUNICIPALT 10,132 130 0.07%
176 VIMPELCOM LTD-SPON ADR 13,000 117 0.06%
177 GUANWEI RECYCLING CORP 10,000 28 0.01%
178 ORIENT PAPER INC NEW 10,000 24 0.01%
179 TIANYIN PHARMACEUTIC 24,600 24 0.01%
180 AMARANTUS BIOSCIENCE HLD 101,366 8 0.00%
181 CRESUD SACIF YA 15 WTS F WARRA 100,950 5 0.00%
182 RENEURON GROUP PLC ORDF 100,000 5 0.00%
183 XCELMOBILITY INC 10,500 1 0.00%
184 Yuhe Intl Inc Com 13,000 1 0.00%
185 CHINACAST EDUCATION XXX REGIST 16,400 1 0.00%
186 HQ SUSTAIN MARITIME NXXX REGIS 10,200 0 0.00%
187 WONDER AUTO TECH INC XXX ESCRO 14,000 0 0.00%
188 CHINA BOTANIC PHARMA INC 10,926 0 0.00%
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