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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001559968-14-000004) filed in 2014.04.14
#
Name
Shares
Value ($)
%
Options
Notes
1 HQ SUSTAIN MARITIME NXXX REGIS 10,200 0 0.00%
2 WONDER AUTO TECH INC XXX ESCRO 14,000 0 0.00%
3 CHINA BOTANIC PHARMA INC 10,926 0 0.00%
4 CHINACAST EDUCATION XXX REGIST 16,400 1 0.00%
5 XCELMOBILITY INC 10,500 1 0.00%
6 Yuhe Intl Inc Com 13,000 1 0.00%
7 CRESUD SACIF YA 15 WTS F WARRA 100,950 5 0.00%
8 RENEURON GROUP PLC ORDF 100,000 5 0.00%
9 AMARANTUS BIOSCIENCE HLD 101,366 8 0.00%
10 TIANYIN PHARMACEUTIC 24,600 24 0.01%
11 ORIENT PAPER INC NEW 10,000 24 0.01%
12 GUANWEI RECYCLING CORP 10,000 28 0.01%
13 VIMPELCOM LTD-SPON ADR 13,000 117 0.06%
14 BLACKROCK STRATEGIC MUNICIPALT 10,132 130 0.07%
15 PETROLEO BRASILEIRO SA PETRO 10,077 133 0.07%
16 ABERDEEN SINGAPORE FD INC COM 11,000 137 0.07%
17 KKR FINANCIAL HLDGS LLC REIT 14,800 171 0.09%
18 Molson Coors Brewing Co 3,425 202 0.11%
19 ACTAVIS PLC F 1,020 210 0.11%
20 POWERSHARES ETF TR 11,950 213 0.11%
21 Flextronics Intl Ltd 23,125 214 0.11%
22 CARDINAL HEALTH INC 3,100 217 0.11%
23 MATTEL INC 5,525 222 0.12%
24 FORD MTR CO DEL 14,372 224 0.12%
25 ANNALY CAP MGMT INC 21,172 232 0.12%
26 MARKWEST ENERGY PARTNERS LP 3,635 237 0.13%
27 BROWN FORMAN CORP 2,704 243 0.13%
28 COMCAST CORP NEW 4,930 247 0.13%
29 HILLENBRAND INC 7,713 249 0.13%
30 PFIZER INC 7,803 251 0.13%
31 BIOMARIN PHARMACEUTL 3,790 259 0.14%
32 UNITED PARCEL SERVICE INC 2,674 260 0.14%
33 GENUINE PARTS CO 3,000 261 0.14%
34 PowerShares Preferred 18,400 262 0.14%
35 BB&T CORP 6,517 262 0.14%
36 BLACKROCK MUN INCOME QUALITY 19,440 263 0.14%
37 YONGYE INTERNATIONAL INC 39,175 267 0.14%
38 TAIWAN SEMICONDUCTOR MFG LTD 13,523 271 0.14%
39 Altria Group, Inc. 7,960 298 0.16%
40 WELLPOINT INC 3,000 299 0.16%
41 STERICYCLE INC 2,650 301 0.16%
42 Cameron Intl Corp (Acquired 4/4/2016) 4,950 306 0.16%
43 TRACTOR SUPPLY CO 4,344 307 0.16%
44 ISHARES TR 4,502 309 0.16%
45 FedEx Corp 2,351 312 0.16%
46 ISHARES TR 7,744 318 0.17%
47 SUNCOR ENERGY INC NEW 9,301 325 0.17%
48 LOWES COS INC 6,892 337 0.18%
49 ROYAL DUTCH SHELL PLC 4,634 339 0.18%
50 Mid-Amer Apt Cmntys Inc 5,000 341 0.18%
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