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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001559968-14-000004) filed in 2014.04.14
#
Name
Shares
Value ($)
%
Options
Notes
1 Yuhe Intl Inc Com 13,000 1 0.00%
2 YUM BRANDS INC 16,061 1,211 0.64%
3 YONGYE INTERNATIONAL INC 39,175 267 0.14%
4 XCELMOBILITY INC 10,500 1 0.00%
5 Web.com Group Inc 16,988 578 0.31%
6 Walgreens 71,755 4,738 2.50%
7 WONDER AUTO TECH INC XXX ESCRO 14,000 0 0.00%
8 WILLIAMS COS INC DEL 53,255 2,161 1.14%
9 WHIRLPOOL CORP 5,470 818 0.43%
10 WESTERN DIGITAL CORP 3,710 341 0.18%
11 WELLS FARGO & CO NEW 12,078 601 0.32%
12 WELLPOINT INC 3,000 299 0.16%
13 WAL-MART STORES INC 13,810 1,055 0.56%
14 Verizon Communications Inc 49,363 2,348 1.24%
15 VODAFONE GROUP PLC NEW 19,685 725 0.38%
16 VIMPELCOM LTD-SPON ADR 13,000 117 0.06%
17 VIACOM INC 9,100 773 0.41%
18 VANGUARD INTL EQUITY INDEX F 29,367 1,192 0.63%
19 VANGUARD INDEX FDS 7,100 501 0.26%
20 V F CORP 40,461 2,504 1.32%
21 UnitedHealth Group Inc 12,414 1,018 0.54%
22 US BANCORP DEL 30,429 1,304 0.69%
23 UNITED TECHNOLOGIES CORP 9,296 1,086 0.57%
24 UNITED RENTALS INC 8,110 770 0.41%
25 UNITED PARCEL SERVICE INC 2,674 260 0.14%
26 UNION PAC CORP 7,047 1,322 0.70%
27 UNILEVER PLC 14,470 619 0.33%
28 Travelers Cos Inc 5,398 459 0.24%
29 TRACTOR SUPPLY CO 4,344 307 0.16%
30 TJX COS INC NEW 22,346 1,355 0.72%
31 TIME WARNER INC 34,790 2,273 1.20%
32 TIANYIN PHARMACEUTIC 24,600 24 0.01%
33 THERMO FISHER SCIENTIFIC INC 9,350 1,124 0.59%
34 TEXAS INSTRS INC 16,679 787 0.42%
35 TENNECO INC 6,000 348 0.18%
36 TEMPLETON DRAGON CF 48,799 1,195 0.63%
37 TARGET CORP 19,066 1,154 0.61%
38 TAIWAN SEMICONDUCTOR MFG LTD 13,523 271 0.14%
39 SUNCOR ENERGY INC NEW 9,301 325 0.17%
40 STRYKER CORP 7,150 583 0.31%
41 STERICYCLE INC 2,650 301 0.16%
42 SMUCKER J M CO 4,085 397 0.21%
43 SEAGATE TECHNOLOGY PLC 22,997 1,292 0.68%
44 SCHWAB U.S. BROAD MARKET ETF 12,538 573 0.30%
45 SCHWAB EMERGING MARKETS EQUITY ETF 17,188 418 0.22%
46 SCHLUMBERGER LTD 12,724 1,241 0.66%
47 ROYAL DUTCH SHELL PLC 4,634 339 0.18%
48 RENEURON GROUP PLC ORDF 100,000 5 0.00%
49 QUALCOMM INC 12,087 953 0.50%
50 PowerShares Preferred 18,400 262 0.14%
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