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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Original 13F HR (0001559968-15-000007) filed in 2015.07.15
#
Name
Shares
Value ($)
%
Options
Notes
1 WONDER AUTO TECH INC XXX ESCRO 14,000 0 0.00%
2 CHINACAST EDUCATION XXX REGIST 10,400 0 0.00%
3 TIANYIN PHARMACEUTIC 16,600 8 0.00%
4 RENEURON GROUP PLC ORDF 100,000 8 0.00%
5 IMPLANT SCIENCES CO 15,000 12 0.01%
6 EATON VANCE TAX MANAGD GLBL DI 2,000 19 0.01%
7 CHINA GREEN AGRICULT 10,000 21 0.01%
8 BGC PARTNERS INC 7,000 61 0.03%
9 CYAN INC 16,200 85 0.04%
10 ABERDEEN SINGAPORE FD INC COM 10,000 111 0.06%
11 FLEXTRONICS INTL LTD F 12,750 144 0.07%
12 PFIZER INC 5,633 189 0.10%
13 GENSPERA INC COM 230,001 189 0.10%
14 KKR & CO L P COMMON UNITS REPR 9,148 209 0.11%
15 SCHWAB U.S. BROAD MARKET ETF 4,196 211 0.11%
16 CARNIVAL CORP 4,300 212 0.11%
17 DCP MIDSTREAM LP 7,195 221 0.11%
18 ENERGY TRANSFER PART LP 4,278 223 0.11%
19 Web.com Group Inc 9,188 223 0.11%
20 HILLENBRAND INC 7,713 237 0.12%
21 TEXAS ROADHOUSE INC 6,500 243 0.12%
22 FORD MTR CO DEL 16,304 245 0.12%
23 STARBUCKS CORP 4,584 246 0.12%
24 YAHOO INC 6,250 246 0.12%
25 ISHARES TR 2,575 249 0.13%
26 ISHARES TR 2,461 251 0.13%
27 SPDR S&P 500 Fund 1,250 257 0.13%
28 SMUCKER J M CO 2,444 265 0.13%
29 PLAINS ALL AMERN PIPELINE L 6,100 266 0.13%
30 BLACKSTONE GROUP L P (THE) COM 6,500 266 0.13%
31 COMCAST CORP CL A 4,430 266 0.13%
32 INDIA FD INC 10,106 268 0.13%
33 MCDONALDS CORP 2,855 271 0.14%
34 PLUM CREEK TIMBER 6,733 273 0.14%
35 WESTERN DIGITAL CORP 3,475 273 0.14%
36 GENUINE PARTS CO 3,165 283 0.14%
37 Royal Caribbean Cruises Ltd 3,600 283 0.14%
38 BROWN FORMAN CORP 2,949 295 0.15%
39 LIFEPOINT HEALTH INC 3,510 305 0.15%
40 ISHARES TR 7,744 307 0.15%
41 CIENA CORP 13,100 310 0.16%
42 CATERPILLAR INC 3,655 310 0.16%
43 OCCIDENTAL PETE CORP DEL 4,000 311 0.16%
44 ANNALY CAP MGMT INC 35,247 324 0.16%
45 LILLY ELI & CO 3,875 324 0.16%
46 KONINKLIJKE PHILIPS N V 12,800 326 0.16%
47 TENNECO INC 5,800 333 0.17%
48 BP PLC 8,346 334 0.17%
49 ABBOTT LABS 6,924 340 0.17%
50 STERICYCLE INC 2,650 355 0.18%
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