| 1 |
LAZARD ASSET MANAGEMENT LLC |
811,153 |
8,971,000 |
23.30% |
|
|
| 2 |
1607 Capital Partners, LLC |
790,004 |
8,737,000 |
22.69% |
|
|
| 3 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
663,378 |
7,330,000 |
19.04% |
|
|
| 4 |
Karpus Management, Inc. |
564,385 |
6,242,000 |
16.21% |
|
|
| 5 |
MORGAN STANLEY |
233,584 |
2,583,000 |
6.71% |
|
|
| 6 |
DEUTSCHE BANK AG\ |
64,428 |
711,000 |
1.85% |
|
|
| 7 |
Gramercy Funds Management LLC |
60,144 |
665,000 |
1.73% |
|
|
| 8 |
CSS LLC/IL |
55,859 |
618,000 |
1.61% |
|
|
| 9 |
CORNERSTONE ADVISORS INC |
41,986 |
464,000 |
1.21% |
|
|
| 10 |
FIRST WILSHIRE SECURITIES MANAGEMENT INC |
32,672 |
361,000 |
0.94% |
|
|
| 11 |
LPL Financial LLC |
32,740 |
360,000 |
0.93% |
|
|
| 12 |
Thomas J. Herzfeld Advisors, Inc. |
26,708 |
295,000 |
0.77% |
|
|
| 13 |
Bulldog Investors, LLP |
25,000 |
277,000 |
0.72% |
|
|
| 14 |
PNC FINANCIAL SERVICES GROUP, INC. |
23,054 |
255,000 |
0.66% |
|
|
| 15 |
ROYAL BANK OF CANADA |
21,882 |
242,000 |
0.63% |
|
|
| 16 |
OPPENHEIMER & CO INC |
14,797 |
164,000 |
0.43% |
|
|
| 17 |
Regent Investment Management LLC |
10,000 |
111,000 |
0.29% |
|
|
| 18 |
WELLS FARGO & COMPANY/MN |
5,515 |
61,000 |
0.16% |
|
|
| 19 |
Hanson & Doremus Investment Management |
1,725 |
19,000 |
0.05% |
|
|
| 20 |
CITIGROUP INC |
1,131 |
13,000 |
0.03% |
|
|
| 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,200 |
13,000 |
0.03% |
|
|
| 22 |
HOWE & RUSLING INC |
615 |
7,000 |
0.02% |
|
|
| 23 |
UBS Group AG |
191 |
2,000 |
0.01% |
|
|
| 24 |
US BANCORP \DE\ |
200 |
2,000 |
0.01% |
|
|
| 25 |
FULLER & THALER ASSET MANAGEMENT, INC. |
12 |
0 |
0.00% |
|
|
