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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Original 13F HR (0001559968-15-000007) filed in 2015.07.15
#
Name
Shares
Value ($)
%
Options
Notes
151 Royal Caribbean Cruises Ltd 3,600 283 0.14%
152 WESTERN DIGITAL CORP 3,475 273 0.14%
153 PLUM CREEK TIMBER 6,733 273 0.14%
154 MCDONALDS CORP 2,855 271 0.14%
155 INDIA FD INC 10,106 268 0.13%
156 PLAINS ALL AMERN PIPELINE L 6,100 266 0.13%
157 COMCAST CORP NEW 4,430 266 0.13%
158 BLACKSTONE GROUP L P (THE) COM 6,500 266 0.13%
159 SMUCKER J M CO 2,444 265 0.13%
160 SPDR S&P 500 Fund 1,250 257 0.13%
161 ISHARES RUSSELL 2000 VALUE ETF 2,461 251 0.13%
162 ISHARES TR 2,575 249 0.13%
163 STARBUCKS CORP 4,584 246 0.12%
164 YAHOO INC 6,250 246 0.12%
165 FORD MTR CO DEL 16,304 245 0.12%
166 TEXAS ROADHOUSE INC 6,500 243 0.12%
167 HILLENBRAND INC 7,713 237 0.12%
168 ENERGY TRANSFER PART LP 4,278 223 0.11%
169 Web.com Group Inc 9,188 223 0.11%
170 DCP MIDSTREAM LP 7,195 221 0.11%
171 CARNIVAL CORP 4,300 212 0.11%
172 SCHWAB U.S. BROAD MARKET ETF 4,196 211 0.11%
173 KKR & CO L P DEL COM UNITS 9,148 209 0.11%
174 PFIZER INC 5,633 189 0.10%
175 GENSPERA INC COM 230,001 189 0.10%
176 Flextronics Intl Ltd 12,750 144 0.07%
177 ABERDEEN SINGAPORE FD INC COM 10,000 111 0.06%
178 CYAN INC 16,200 85 0.04%
179 BGC PARTNERS INC 7,000 61 0.03%
180 CHINA GREEN AGRICULT 10,000 21 0.01%
181 EATON VANCE TAX MANAGD GLBL DI 2,000 19 0.01%
182 IMPLANT SCIENCES CO 15,000 12 0.01%
183 RENEURON GROUP PLC ORDF 100,000 8 0.00%
184 TIANYIN PHARMACEUTIC 16,600 8 0.00%
185 WONDER AUTO TECH INC XXX ESCRO 14,000 0 0.00%
186 CHINACAST EDUCATION XXX REGIST 10,400 0 0.00%
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