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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Original 13F HR (0001559968-15-000007) filed in 2015.07.15
#
Name
Shares
Value ($)
%
Options
Notes
1 3M Co 7,248 1,118 0.56%
2 ABBOTT LABS 6,924 340 0.17%
3 ABERDEEN SINGAPORE FD INC COM 10,000 111 0.06%
4 ACE LTD 8,945 910 0.46%
5 ALPHABET INC C NON VOTING SHAR 5,176 2,694 1.36%
6 ALTRIA GROUP INC 7,305 357 0.18%
7 AMERICAN AIRLINES GROUP INC 24,305 971 0.49%
8 AMERICAN EXPRESS CO 7,311 568 0.29%
9 AMERICAN INTL GROUP INC 18,665 1,154 0.58%
10 AMGEN INC 3,500 537 0.27%
11 ANHEUSER BUSH INBEV SA/NV 5,450 658 0.33%
12 ANNALY CAP MGMT INC 35,247 324 0.16%
13 ANTHEM INC 3,145 516 0.26%
14 APOLLO INVESTMENT CORP 81,000 573 0.29%
15 APPLE INC 55,093 6,910 3.48%
16 AT&T Inc New 13,658 485 0.24%
17 AbbVie Inc 11,149 749 0.38%
18 Advance Auto Parts Inc 3,730 594 0.30%
19 Allergan PLC 4,605 1,397 0.70%
20 Alphabet Inc. Class C 3,964 2,141 1.08%
21 Ameriprise Financial 6,363 795 0.40%
22 AmerisourceBergen 22,500 2,393 1.20%
23 BAKER HUGHES INC 14,025 865 0.44%
24 BAXTER INTL INC 5,450 381 0.19%
25 BGC PARTNERS INC 7,000 61 0.03%
26 BIOMARIN PHARMACEUTL 3,450 472 0.24%
27 BLACKSTONE GROUP L P (THE) COM 6,500 266 0.13%
28 BP PLC 8,346 334 0.17%
29 BRISTOL MYERS SQUIBB CO 17,575 1,169 0.59%
30 BROWN FORMAN CORP 2,949 295 0.15%
31 BROWN FORMAN CORP 4,380 488 0.25%
32 CAPITALA FINANCE CO 141,612 2,209 1.11%
33 CARDINAL HEALTH INC 4,300 360 0.18%
34 CARNIVAL CORP 4,300 212 0.11%
35 CATERPILLAR INC 3,655 310 0.16%
36 CBS CORP NEW 16,622 923 0.46%
37 CELGENE CORP 40,474 4,684 2.36%
38 CHEVRON CORP NEW 26,457 2,552 1.28%
39 CHINA GREEN AGRICULT 10,000 21 0.01%
40 CHINACAST EDUCATION XXX REGIST 10,400 0 0.00%
41 CIENA CORP 13,100 310 0.16%
42 CISCO SYSTEMS INC 73,229 2,011 1.01%
43 COCA COLA CO 37,734 1,480 0.74%
44 COMCAST CORP NEW 4,430 266 0.13%
45 CONAGRA BRANDS INC 12,495 546 0.27%
46 CVS HEALTH CORP 69,103 7,248 3.65%
47 CYAN INC 16,200 85 0.04%
48 Cavium Inc 5,700 392 0.20%
49 China Petroleum & Chem Corp Sp 4,930 423 0.21%
50 ConocoPhillips 24,462 1,502 0.76%
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