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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0001559968-16-000014) filed in 2016.04.20
#
Name
Shares
Value ($)
%
Options
Notes
151 Advance Auto Parts Inc 1,515 243 0.14%
152 LIFEPOINT HEALTH INC 3,510 243 0.14%
153 TEXAS ROADHOUSE INC 5,500 240 0.13%
154 STARBUCKS CORP 3,984 238 0.13%
155 ISHARES TR 2,575 237 0.13%
156 Adobe Systems Inc 2,500 235 0.13%
157 INDIA FD INC 10,106 232 0.13%
158 BAKER HUGHES INC 5,300 232 0.13%
159 HILLENBRAND INC 7,713 231 0.13%
160 ISHARES TR 2,461 229 0.13%
161 ROYAL DUTCH SHELL PLC 4,734 229 0.13%
162 ROYAL DUTCH SHELL PLC 4,700 228 0.13%
163 ISHARES TR 1,701 226 0.13%
164 EBAY INC 9,350 223 0.12%
165 Cameron Intl Corp (Acquired 4/4/2016) 3,325 223 0.12%
166 BERKSHIRE HATHAWAY INC DEL 1 213 0.12%
167 ISHARES TR 3,705 212 0.12%
168 FORD MTR CO DEL 15,329 207 0.12%
169 SKECHERS U S A INC 6,800 207 0.12%
170 ACTIVISION BLIZZARD 6,108 207 0.12%
171 HERTZ GLOBAL HOLDINGS INC 18,225 192 0.11%
172 Hewlett Packard Enterprise Com 10,725 190 0.11%
173 UNITED PARCEL SERVICE INC 1,765 186 0.10%
174 KKR & CO L P COMMON UNITS REPR 10,128 149 0.08%
175 TRINA SOLAR LTD F UNSPONSORED 14,500 144 0.08%
176 LIBERTY ALL STAR EQUITY FUND SH BEN INT 27,700 138 0.08%
177 Hp Inc 10,725 132 0.07%
178 KIMBERLY CLARK CORP 800 108 0.06%
179 MICROSOFT CORP 1,800 99 0.06%
180 BRISTOL MYERS SQUIBB CO 1,500 96 0.05%
181 PFIZER INC 2,929 87 0.05%
182 PROCTER AND GAMBLE CO 1,000 82 0.05%
183 PNC FINL SVCS GROUP INC 900 76 0.04%
184 EATON CORPORATION PLC 1,214 76 0.04%
185 EATON VANCE TAX MANAGD GLBL DI 8,500 75 0.04%
186 CAPITALA FINANCE CO 6,200 74 0.04%
187 Abbvie Inc 1,280 73 0.04%
188 Gen Motors Co 2,300 72 0.04%
189 INTEL CORP 2,200 71 0.04%
190 AT&T Inc New 1,650 65 0.04%
191 BGC PARTNERS INC 7,000 63 0.04%
192 VENTAS INC REIT 1,000 63 0.04%
193 CHEVRON CORP NEW 600 57 0.03%
194 ISHARES TR 971 56 0.03%
195 KRAFT HEINZ CO 700 55 0.03%
196 KKR & CO L P COMMON UNITS REPR 3,500 51 0.03%
197 Nextera Energy Inc 430 51 0.03%
198 MERCK & CO INC 901 48 0.03%
199 PHILIP MORRIS INTL INC 481 47 0.03%
200 LILLY ELI & CO 653 47 0.03%
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