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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0001559968-16-000014) filed in 2016.04.20
#
Name
Shares
Value ($)
%
Options
Notes
1 WONDER AUTO TECH INC XXX ESCRO 14,000 0 0.00%
2 RENEURON GROUP PLC ORDF 100,000 5 0.00%
3 ANNALY CAP MGMT INC 1,000 10 0.01%
4 ISHARES TR 300 10 0.01%
5 KINDRED HEALTHCARE INC 1,000 12 0.01%
6 Kinder Morgan Inc 700 13 0.01%
7 CHINA GREEN AGRICULT 11,000 15 0.01%
8 EATON VANCE TAX MANAGD GLBL DI 2,000 18 0.01%
9 ConocoPhillips 481 19 0.01%
10 UNITED PARCEL SERVICE INC 200 21 0.01%
11 ABBOTT LABS 680 28 0.02%
12 APOLLO INVESTMENT CORP 5,400 30 0.02%
13 GENSPERA INC COM 230,001 30 0.02%
14 3M Co 181 30 0.02%
15 GENERAL ELECTRIC CO 1,000 32 0.02%
16 ENERGY TRANSFER PART LP 1,100 36 0.02%
17 MONDELEZ INTL INC 900 36 0.02%
18 JOHNSON & JOHNSON 400 43 0.02%
19 Verizon Communications Inc 841 45 0.03%
20 BGC PARTNERS INC 5,000 45 0.03%
21 PHILIP MORRIS INTL INC 481 47 0.03%
22 LILLY ELI & CO 653 47 0.03%
23 MERCK & CO INC 901 48 0.03%
24 KKR & CO L P DEL COM UNITS 3,500 51 0.03%
25 Nextera Energy Inc 430 51 0.03%
26 KRAFT HEINZ CO 700 55 0.03%
27 ISHARES TR 971 56 0.03%
28 CHEVRON CORP NEW 600 57 0.03%
29 BGC PARTNERS INC 7,000 63 0.04%
30 VENTAS INC REIT 1,000 63 0.04%
31 AT&T Inc New 1,650 65 0.04%
32 INTEL CORP 2,200 71 0.04%
33 General Motors Co 2,300 72 0.04%
34 AbbVie Inc 1,280 73 0.04%
35 CAPITALA FINANCE CO 6,200 74 0.04%
36 EATON VANCE TAX MANAGD GLBL DI 8,500 75 0.04%
37 PNC FINL SVCS GROUP INC 900 76 0.04%
38 EATON CORPORATION PLC 1,214 76 0.04%
39 PROCTER AND GAMBLE CO 1,000 82 0.05%
40 PFIZER INC 2,929 87 0.05%
41 BRISTOL MYERS SQUIBB CO 1,500 96 0.05%
42 MICROSOFT CORP 1,800 99 0.06%
43 KIMBERLY CLARK CORP 800 108 0.06%
44 HP INC 10,725 132 0.07%
45 LIBERTY ALL STAR EQUITY FD 27,700 138 0.08%
46 TRINA SOLAR LTD F UNSPONSORED 14,500 144 0.08%
47 KKR & CO L P DEL COM UNITS 10,128 149 0.08%
48 UNITED PARCEL SERVICE INC 1,765 186 0.10%
49 Hewlett Packard Enterprise Com 10,725 190 0.11%
50 HERTZ GLOBAL HOLDINGS INC 18,225 192 0.11%
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