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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0001559968-16-000014) filed in 2016.04.20
#
Name
Shares
Value ($)
%
Options
Notes
1 GENSPERA INC COM 230,001 30 0.02%
2 FARMERS CAP BK CORP COM 164,718 4,352 2.42%
3 CAPITALA FINANCE CO 112,133 1,346 0.75%
4 RENEURON GROUP PLC ORDF 100,000 5 0.00%
5 JPMorgan Chase & Co 87,010 5,153 2.87%
6 LANDMARK INFRASTRUCT LP 77,880 1,171 0.65%
7 APOLLO INVESTMENT CORP 76,700 426 0.24%
8 WALGREENS BOOTS ALLIANCE INC 72,930 6,144 3.42%
9 ON SEMICONDUCTOR CORP 72,925 699 0.39%
10 CVS HEALTH CORP 70,346 7,297 4.06%
11 CISCO SYSTEMS INC 70,024 1,994 1.11%
12 KINDRED HEALTHCARE INC 68,500 846 0.47%
13 WILLIAMS COS INC DEL 64,215 1,032 0.57%
14 GENERAL ELECTRIC CO 63,603 2,022 1.12%
15 APPLE INC 54,995 5,994 3.33%
16 STONEMOR PARTNERS LP 49,115 1,198 0.67%
17 AT&T Inc New 45,547 1,784 0.99%
18 TIME WARNER INC 43,165 3,132 1.74%
19 PROCTER AND GAMBLE CO 42,621 3,508 1.95%
20 CELGENE CORP 41,559 4,160 2.31%
21 JOHNSON & JOHNSON 40,949 4,431 2.46%
22 GILEAD SCIENCES INC 40,145 3,688 2.05%
23 V F CORP 39,966 2,588 1.44%
24 MERCK & CO INC 39,277 2,078 1.16%
25 MYLAN N V 39,220 1,818 1.01%
26 COCA COLA CO 38,836 1,802 1.00%
27 Verizon Communications Inc 35,285 1,908 1.06%
28 ANNALY CAP MGMT INC 34,347 352 0.20%
29 TEMPLETON DRAGON CF 33,780 578 0.32%
30 SCHWAB EMERGING MARKETS EQUITY ETF 33,345 693 0.39%
31 ISHARES 33,020 868 0.48%
32 E M C CORP MASS COM 32,215 859 0.48%
33 PFIZER INC 30,839 914 0.51%
34 KROGER CO 30,475 1,166 0.65%
35 MACYS INC 29,060 1,281 0.71%
36 LIBERTY ALL STAR EQUITY FD 27,700 138 0.08%
37 PRUDENTIAL FINL INC 27,605 1,994 1.11%
38 ORACLE CORPORATION 26,201 1,072 0.60%
39 CHEVRON CORP NEW 26,007 2,481 1.38%
40 CIENA CORP 25,633 488 0.27%
41 GENERAL MLS INC 24,630 1,560 0.87%
42 SEAGATE TECHNOLOGY PLC 23,210 800 0.44%
43 AmerisourceBergen 22,845 1,977 1.10%
44 Kinder Morgan Inc 22,398 400 0.22%
45 EXPRESS SCRIPTS HOLDING COMPAN 22,245 1,528 0.85%
46 BRISTOL MYERS SQUIBB CO 22,035 1,408 0.78%
47 METLIFE INC 21,696 953 0.53%
48 ConocoPhillips 21,657 872 0.48%
49 MONDELEZ INTL INC 21,584 866 0.48%
50 JABIL INC COM 21,550 415 0.23%
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