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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001559968-16-000020) filed in 2016.10.18
#
Name
Shares
Value ($)
%
Options
Notes
51 SPECTRA ENERGY CORP 4,930 211 0.11%
52 STERICYCLE INC 2,650 212 0.11%
53 MACYS INC 5,800 215 0.11%
54 BERKSHIRE HATHAWAY INC DEL 1 216 0.11%
55 ISHARES TR 3,685 218 0.11%
56 CATERPILLAR INC 2,475 220 0.11%
57 TEXAS ROADHOUSE INC 5,700 222 0.12%
58 CBS CORP NEW 4,227 231 0.12%
59 Zimmer Holdings Inc 1,800 234 0.12%
60 ROYAL DUTCH SHELL PLC 4,700 235 0.12%
61 BAKER HUGHES INC 4,700 237 0.12%
62 HILLENBRAND INC 7,713 244 0.13%
63 ISHARES TR 2,575 251 0.13%
64 ISHARES TR 1,701 253 0.13%
65 COMPUTER SCIENCES CORP. 5,000 261 0.14%
66 ACTIVISION BLIZZARD 6,108 271 0.14%
67 TRACTOR SUPPLY CO 4,069 274 0.14%
68 LILLY ELI & CO 3,550 285 0.15%
69 ANNALY CAP MGMT INC 27,347 287 0.15%
70 OCCIDENTAL PETE CORP DEL 4,000 292 0.15%
71 WAL-MART STORES INC 4,183 302 0.16%
72 TENNECO INC 5,200 303 0.16%
73 DOW CHEM CO 5,875 304 0.16%
74 BERKSHIRE HATHAWAY INC DEL 2,158 312 0.16%
75 MCDONALDS CORP 2,705 312 0.16%
76 Target Corp 4,615 317 0.16%
77 GENUINE PARTS CO 3,165 318 0.17%
78 BIOMARIN PHARMACEUTL 3,450 319 0.17%
79 CRITEO S A SPONS ADS 9,115 320 0.17%
80 EBAY INC 9,850 324 0.17%
81 ROYAL DUTCH SHELL PLC 6,185 327 0.17%
82 WEYERHAEUSER CO 10,300 329 0.17%
83 SMUCKER J M CO 2,434 330 0.17%
84 MASTERCARD INCORPORATE 3,280 334 0.17%
85 PNC FINL SVCS GROUP INC 3,738 337 0.18%
86 COMCAST CORP CL A 5,180 344 0.18%
87 UNILEVER PLC 7,500 356 0.18%
88 ANTHEM INC 2,845 357 0.19%
89 MEDTRONIC PLC 4,200 363 0.19%
90 KINDRED HEALTHCARE INC 35,600 364 0.19%
91 Alibaba Group Holding Ltd Sp A 3,460 366 0.19%
92 UNION PAC CORP 3,766 367 0.19%
93 HARTFORD FINL SVCS GROUP INC 8,600 368 0.19%
94 AMERICAN AIRLINES GROUP INC 10,400 381 0.20%
95 Paypal Holdings Inc 9,350 383 0.20%
96 JABIL INC 17,750 387 0.20%
97 TAIWAN SEMICONDUCTOR MFG LTD 12,785 391 0.20%
98 LOWES COS INC 5,487 396 0.21%
99 TEMPLETON DRAGON CF 22,650 399 0.21%
100 Devon Energy Corp 9,281 409 0.21%
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