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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001559968-16-000020) filed in 2016.10.18
#
Name
Shares
Value ($)
%
Options
Notes
151 ANNALY CAP MGMT INC 27,347 287 0.15%
152 LILLY ELI & CO 3,550 285 0.15%
153 TRACTOR SUPPLY CO 4,069 274 0.14%
154 ACTIVISION BLIZZARD 6,108 271 0.14%
155 COMPUTER SCIENCES CORP. 5,000 261 0.14%
156 ISHARES TR 1,701 253 0.13%
157 ISHARES TR 2,575 251 0.13%
158 HILLENBRAND INC 7,713 244 0.13%
159 BAKER HUGHES INC 4,700 237 0.12%
160 ROYAL DUTCH SHELL PLC 4,700 235 0.12%
161 Zimmer Holdings Inc 1,800 234 0.12%
162 CBS CORP NEW 4,227 231 0.12%
163 TEXAS ROADHOUSE INC 5,700 222 0.12%
164 CATERPILLAR INC 2,475 220 0.11%
165 ISHARES TR 3,685 218 0.11%
166 BERKSHIRE HATHAWAY INC DEL 1 216 0.11%
167 MACYS INC 5,800 215 0.11%
168 STERICYCLE INC 2,650 212 0.11%
169 SPECTRA ENERGY CORP 4,930 211 0.11%
170 NXP Semiconductors NV 2,070 211 0.11%
171 LIFEPOINT HEALTH INC 3,510 208 0.11%
172 AMER MIDSTREAM PRTNR LP 13,700 202 0.10%
173 UNITED PARCEL SERVICE INC 1,765 193 0.10%
174 Web.com Group Inc 10,229 177 0.09%
175 LIBERTY ALL STAR EQUITY FUND SH BEN INT 33,700 175 0.09%
176 Ishares - Japan 13,400 168 0.09%
177 FORD MTR CO DEL 13,329 161 0.08%
178 TRINA SOLAR LTD F UNSPONSORED 12,500 128 0.07%
179 MICROSOFT CORP 1,800 104 0.05%
180 KIMBERLY CLARK CORP 800 101 0.05%
181 PFIZER INC 2,929 99 0.05%
182 PROCTER AND GAMBLE CO 1,000 90 0.05%
183 INTEL CORP 2,200 83 0.04%
184 CAPITALA FINANCE CO 6,200 81 0.04%
185 Abbvie Inc 1,280 81 0.04%
186 EATON CORPORATION PLC 1,214 80 0.04%
187 EATON VANCE TAX MANAGD GLBL DI 8,500 74 0.04%
188 PNC FINL SVCS GROUP INC 800 72 0.04%
189 VENTAS INC REIT 1,000 71 0.04%
190 BRISTOL MYERS SQUIBB CO 1,300 70 0.04%
191 AT&T Inc New 1,650 67 0.03%
192 CHEVRON CORP NEW 600 62 0.03%
193 BGC PARTNERS INC 7,000 61 0.03%
194 ISHARES TR 971 57 0.03%
195 MERCK & CO INC 901 56 0.03%
196 KRAFT HEINZ CO 600 54 0.03%
197 Nextera Energy Inc 430 53 0.03%
198 LILLY ELI & CO 653 52 0.03%
199 PHILIP MORRIS INTL INC 481 47 0.02%
200 JOHNSON & JOHNSON 400 47 0.02%
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