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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001559968-16-000020) filed in 2016.10.18
#
Name
Shares
Value ($)
%
Options
Notes
1 INSPYR THERAPEUTICS INCCOM 230,001 32 0.02%
2 FARMERS CAP BK CORP COM 164,718 4,882 2.54%
3 GENERAL ELECTRIC CO 106,574 3,157 1.64%
4 RENEURON GROUP PLC ORDF 100,000 3 0.00%
5 JPMorgan Chase & Co 86,734 5,776 3.00%
6 CISCO SYSTEMS INC 78,560 2,492 1.29%
7 WALGREENS BOOTS ALLIANCE INC 75,991 6,126 3.18%
8 APOLLO INVESTMENT CORP 74,700 433 0.23%
9 AT&T Inc New 73,507 2,985 1.55%
10 ON SEMICONDUCTOR CORP 71,275 878 0.46%
11 CVS HEALTH CORP 69,131 6,152 3.20%
12 LANDMARK INFRASTRUCT LP 65,604 1,152 0.60%
13 STONEMOR PARTNERS LP 59,340 1,486 0.77%
14 APPLE INC 56,280 6,362 3.31%
15 PROCTER AND GAMBLE CO 49,887 4,477 2.33%
16 COCA COLA CO 45,781 1,937 1.01%
17 MYLAN N V 45,640 1,740 0.90%
18 PFIZER INC 43,333 1,468 0.76%
19 JOHNSON & JOHNSON 43,325 5,118 2.66%
20 TIME WARNER INC 43,010 3,424 1.78%
21 WILLIAMS COS INC DEL 42,375 1,302 0.68%
22 CELGENE CORP 41,324 4,320 2.24%
23 CAPITALA FINANCE CO 40,887 536 0.28%
24 V F CORP 39,581 2,219 1.15%
25 KROGER CO 39,490 1,172 0.61%
26 GILEAD SCIENCES INC 38,572 3,052 1.59%
27 Hewlett Packard Enterprise Com 38,358 873 0.45%
28 MERCK & CO INC 38,202 2,384 1.24%
29 SCHWAB EMERGING MARKETS EQUITY ETF 38,160 880 0.46%
30 Verizon Communications Inc 36,414 1,893 0.98%
31 KINDRED HEALTHCARE INC 35,600 364 0.19%
32 INTEL CORP 34,553 1,304 0.68%
33 LIBERTY ALL STAR EQUITY FD 33,700 175 0.09%
34 VANGUARD INTL EQUITY INDEX F 33,310 1,253 0.65%
35 Facebook Inc Cl A 30,805 3,951 2.05%
36 CIENA CORP 29,262 638 0.33%
37 PRUDENTIAL FINL INC 28,520 2,329 1.21%
38 ANNALY CAP MGMT INC 27,347 287 0.15%
39 CHEVRON CORP NEW 26,554 2,733 1.42%
40 ORACLE CORPORATION 26,076 1,024 0.53%
41 FIRST MEXICAN GOLD F 25,000 1 0.00%
42 ISHARES TR 24,530 932 0.48%
43 CARNIVAL CORP 23,275 1,136 0.59%
44 TEMPLETON DRAGON CF 22,650 399 0.21%
45 ENERGY TRANSFER PART LP 22,520 833 0.43%
46 MONDELEZ INTL INC 21,834 959 0.50%
47 BRISTOL MYERS SQUIBB CO 21,657 1,168 0.61%
48 ConocoPhillips 21,007 913 0.47%
49 TJX COS INC NEW 20,756 1,552 0.81%
50 METLIFE INC 20,681 919 0.48%
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