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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001564770-14-000004) filed in 2014.10.20
#
Name
Shares
Value ($)
%
Options
Notes
1 TOOTIE PIE CO LTD 17,300 1 0.00%
2 EME REORGANIZATION UNT 13,487 2 0.00%
3 CROCOTTA ENERGY INC 20,000 88 0.01%
4 LIBERTY ALL STAR EQUITY FD 15,307 92 0.01%
5 BLACKROCK INCOME TRUST 15,448 103 0.01%
6 BlackRock Enhanced Equity Divi 14,809 124 0.02%
7 FRANKLIN UNVL TR 17,900 135 0.02%
8 ROUNDYS INC 25,000 138 0.02%
9 NUVEEN PREM INCOME MUN FD 4 10,936 140 0.02%
10 ZIX CORP 41,000 140 0.02%
11 PETROLEO BRASILEIRO SA PETRO 10,000 146 0.02%
12 FLAHERTY & CRUMRINE PFD INC 10,499 153 0.02%
13 BLACKROCK MUNICIPAL BONDINVEST 10,705 156 0.02%
14 EATON VANCE SENIOR FLOATING RA 11,500 171 0.02%
15 EATON VANCE TAX MANAGED DIVE 14,915 175 0.02%
16 ISHARES SILVER TRUST 10,030 203 0.03%
17 PAR PACIFIC HOLDINGS INC 10,010 203 0.03%
18 National Australia Bank ADR 3,960 204 0.03%
19 Oaktree Cap Grp Llc 4,125 206 0.03%
20 BLACKROCK DEBT STRAT FD INC 51,522 211 0.03%
21 WAL-MART STORES INC 2,820 212 0.03%
22 BARNES & NOBLE INC 9,350 213 0.03%
23 Altria Group, Inc. 5,095 214 0.03%
24 S&P MidCap 400 Spdrs 829 216 0.03%
25 Center Point Energy Inc 8,500 217 0.03%
26 Alliance Resource LP 4,800 224 0.03%
27 EATON VANCE OH MUNI INCOME T 16,850 231 0.03%
28 DELAWARE INVTS COLO MUN INCO 17,110 232 0.03%
29 HANCOCK JOHN PFD INCOME FD 11,370 234 0.03%
30 WELLS FARGO MULTI SECTOR INC 16,245 242 0.03%
31 EAGLE ROCK ENERGY PRTN UNIT 49,340 246 0.03%
32 YUM BRANDS INC 3,026 246 0.03%
33 SEAGATE TECHNOLOGY SHS 4,325 246 0.03%
34 COMCAST CORP NEW 4,751 255 0.03%
35 BARRICK GOLD CORP 14,220 260 0.03%
36 AMERICAN EXPRESS CO 2,740 260 0.03%
37 ALLIED NEVADA GOLD UTIL 70,110 264 0.04%
38 ORACLE CORPORATION 6,683 271 0.04%
39 PROSHARES ULTRASHORT EURO ETF 16,700 285 0.04%
40 CIMAREX ENERGY 2,000 287 0.04%
41 ABBOTT LABS 7,185 294 0.04%
42 EOG Resources Inc 2,564 300 0.04%
43 Ameriprise Financial 2,630 316 0.04%
44 BLACKROCK MUNIYLD INVST QLTY 23,550 316 0.04%
45 UNION PAC CORP 3,200 319 0.04%
46 ROYAL DUTCH SHELL PLC 4,024 331 0.04%
47 TOWERSTREAM CORP 176,950 343 0.05%
48 CLOUGH GLOBAL EQUITY FD COM 23,015 356 0.05%
49 NICHOLAS-APPLEGATE CONVERTIBLE 35,813 358 0.05%
50 CATERPILLAR INC 3,370 366 0.05%
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New Holding filing (0001564770-14-000006) filed in 2014.10.21, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 Kinder Morgan Inc 1,004,467 38,511 5.45%
2 KINDER MORGAN MANAGEMENT LLC 376,257 35,425 5.01%
3 GAMCO GLOBAL GOLD NAT RES & 2,512,857 23,244 3.29%
4 Kinder Morgan Inc. 248,916 23,219 3.29%
5 ABERDEEN ASIA PACIFIC INCOM 3,347,560 19,751 2.80%
6 EXXON MOBIL CORP 172,530 16,226 2.30%
7 TALLGRASS ENERGY PAR 340,344 15,421 2.18%
8 Goldman Sachs Ser D 753,672 15,089 2.14%
9 Alliance Bernstein Income Fund 2,011,715 15,088 2.14%
10 Teekay LNG Partners LP 313,057 13,637 1.93%
11 SENIOR HOUSING PROPERTIES TRUST 606,100 12,680 1.79%
12 NUVEEN PREM INCOME MUN FD 2 915,224 12,584 1.78%
13 NUVEEN PREM INCOME MUN FD 937,588 12,564 1.78%
14 BLACKROCK CR ALLOCATION INCO 940,500 12,518 1.77%
15 Enbridge Energy Management LLC 313,063 11,649 1.65%
16 NUVEEN AMT FREE QLTY MUN INC 785,944 10,634 1.50%
17 NUVEEN MUN OPPTY FD INC 743,791 10,599 1.50%
18 Enbridge Energy Partners LP 252,741 9,819 1.39%
19 NUVEEN QUALITY MUN FD INC 757,276 9,799 1.39%
20 MORGAN STANLEY 6.875% PFD FIX 369,190 9,647 1.37%
21 Crestwood Midstream Partners LP 424,270 9,618 1.36%
22 CLOUGH GLOBAL OPPORTUNIT 747,915 8,923 1.26%
23 GAMCO NAT RES GOLD & INCOME 867,161 8,455 1.20%
24 FLAHERTY CRUMRINE PFD SECS 432,437 8,350 1.18%
25 RYDEX ETF TRUST 106,062 8,038 1.14%
26 SAN JUAN BASIN RTY TR 422,952 8,036 1.14%
27 BLACKROCK TAXABL MUNI BN 381,745 8,024 1.14%
28 Flaherty and Crumrine Dynamic 353,401 7,983 1.13%
29 CISCO SYS INC 311,946 7,852 1.11%
30 GENERAL ELECTRIC CO 303,072 7,765 1.10%
31 MICROSOFT CORP 167,347 7,758 1.10%
32 WESTPAC BKG CORP 268,668 7,552 1.07%
33 ADVENT CLAYMORE CV SECS & IN 429,040 7,440 1.05%
34 POTASH CORP SASK INC 210,670 7,281 1.03%
35 NEWMONT CORP 309,755 7,140 1.01%
36 ENTERPRISE PRODS PARTNERS L 165,917 6,686 0.95%
37 HATTERAS FINL CORP COM 364,429 6,545 0.93%
38 MERCK & CO INC 108,239 6,416 0.91%
39 KINDER MORGAN INC 17WTS EXP 05 1,758,644 6,401 0.91%
40 SYMANTEC CORP 251,260 5,907 0.84%
41 NUVEEN SELECT QUALITY MUN FD 424,075 5,797 0.82%
42 ALLIANZGI CONV & INCOME FD 580,207 5,541 0.78%
43 NUVEEN PREMIER MUN INCOME FD COM 403,511 5,427 0.77%
44 AT&T Inc New 153,892 5,423 0.77%
45 CHESAPEAKE ENERGY CORP 235,425 5,412 0.77%
46 INTEL CORP 146,887 5,115 0.72%
47 PLAINS ALL AMERN PIPELINE L 86,446 5,088 0.72%
48 Wendy's Co Class A 615,697 5,086 0.72%
49 Nuveen Build America Bond Oppo 231,236 4,902 0.69%
50 STAPLES INC 387,006 4,683 0.66%
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