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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001564770-14-000004) filed in 2014.10.20
#
Name
Shares
Value ($)
%
Options
Notes
1 TOOTIE PIE CO LTD 17,300 1 0.00%
2 EME REORGANIZATION UNT 13,487 2 0.00%
3 CROCOTTA ENERGY INC 20,000 88 0.01%
4 LIBERTY ALL STAR EQUITY FD 15,307 92 0.01%
5 BLACKROCK INCOME TRUST 15,448 103 0.01%
6 BlackRock Enhanced Equity Divi 14,809 124 0.02%
7 FRANKLIN UNVL TR 17,900 135 0.02%
8 ROUNDYS INC 25,000 138 0.02%
9 NUVEEN PREM INCOME MUN FD 4 10,936 140 0.02%
10 ZIX CORP 41,000 140 0.02%
11 PETROLEO BRASILEIRO SA PETRO 10,000 146 0.02%
12 FLAHERTY & CRUMRINE PFD INC 10,499 153 0.02%
13 BLACKROCK MUNICIPAL BONDINVEST 10,705 156 0.02%
14 EATON VANCE SENIOR FLOATING RA 11,500 171 0.02%
15 EATON VANCE TAX MANAGED DIVE 14,915 175 0.02%
16 ISHARES SILVER TRUST 10,030 203 0.03%
17 PAR PACIFIC HOLDINGS INC 10,010 203 0.03%
18 National Australia Bank ADR 3,960 204 0.03%
19 Oaktree Cap Grp Llc 4,125 206 0.03%
20 BLACKROCK DEBT STRAT FD INC 51,522 211 0.03%
21 WAL-MART STORES INC 2,820 212 0.03%
22 BARNES & NOBLE INC 9,350 213 0.03%
23 Altria Group, Inc. 5,095 214 0.03%
24 S&P MidCap 400 Spdrs 829 216 0.03%
25 Center Point Energy Inc 8,500 217 0.03%
26 Alliance Resource LP 4,800 224 0.03%
27 EATON VANCE OH MUNI INCOME T 16,850 231 0.03%
28 DELAWARE INVTS COLO MUN INCO 17,110 232 0.03%
29 HANCOCK JOHN PFD INCOME FD 11,370 234 0.03%
30 WELLS FARGO MULTI SECTOR INC 16,245 242 0.03%
31 EAGLE ROCK ENERGY PRTN UNIT 49,340 246 0.03%
32 YUM BRANDS INC 3,026 246 0.03%
33 SEAGATE TECHNOLOGY SHS 4,325 246 0.03%
34 COMCAST CORP NEW 4,751 255 0.03%
35 BARRICK GOLD CORP 14,220 260 0.03%
36 AMERICAN EXPRESS CO 2,740 260 0.03%
37 ALLIED NEVADA GOLD UTIL 70,110 264 0.04%
38 ORACLE CORPORATION 6,683 271 0.04%
39 PROSHARES ULTRASHORT EURO ETF 16,700 285 0.04%
40 CIMAREX ENERGY 2,000 287 0.04%
41 ABBOTT LABS 7,185 294 0.04%
42 EOG Resources Inc 2,564 300 0.04%
43 Ameriprise Financial 2,630 316 0.04%
44 BLACKROCK MUNIYLD INVST QLTY 23,550 316 0.04%
45 UNION PAC CORP 3,200 319 0.04%
46 ROYAL DUTCH SHELL PLC 4,024 331 0.04%
47 TOWERSTREAM CORP 176,950 343 0.05%
48 CLOUGH GLOBAL EQUITY FD COM 23,015 356 0.05%
49 NICHOLAS-APPLEGATE CONVERTIBLE 35,813 358 0.05%
50 CATERPILLAR INC 3,370 366 0.05%
Page 1 of 5
New Holding filing (0001564770-14-000006) filed in 2014.10.21, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
51 BANK AMER CORP 244,662 4,171 0.59%
52 Alliance Holdings GP 56,109 3,829 0.54%
53 NUVEEN PERFORMANCE PLUS MUN 263,919 3,827 0.54%
54 NUVEEN QUALITY INCOME MUNI FUND 269,090 3,684 0.52%
55 DIVIDEND & INCOME FD COM NEW 209,790 3,474 0.49%
56 CHEVRON CORP NEW 26,600 3,174 0.45%
57 ISHARES TR 41,868 3,092 0.44%
58 CENTER COAST MLP & INFRSTR FD COM SHS 157,125 3,070 0.43%
59 MICRON TECHNOLOGY INC 85,552 2,931 0.41%
60 NUVEEN CREDIT STRATEGIES INCOM 322,510 2,880 0.41%
61 Nuveen Build America Bond Fund 140,739 2,870 0.41%
62 JOHNSON & JOHNSON 26,822 2,859 0.40%
63 ENERGY TRANSFER PART LP 43,562 2,788 0.39%
64 ConocoPhillips 34,923 2,672 0.38%
65 XEROX CORP 196,525 2,600 0.37%
66 VENTAS INC REIT 41,747 2,586 0.37%
67 PROSHARES ULTRASHORT S&P500 ET 103,280 2,548 0.36%
68 Calamos Convertible & High Inc 179,348 2,543 0.36%
69 GLOBAL X FDS 105,215 2,522 0.36%
70 Verizon Communications Inc 49,628 2,481 0.35%
71 AGNICO EAGLE MINES LTD 83,600 2,427 0.34%
72 OMEGA HEALTHCARE INVS INC 70,896 2,424 0.34%
73 Clough Global Allocation Fund 167,588 2,398 0.34%
74 NOKIA CORP 272,852 2,308 0.33%
75 BHP BILLITON LTD 39,000 2,296 0.32%
76 Iron Mountain Inc New 69,645 2,274 0.32%
77 3M CO 16,006 2,268 0.32%
78 NUVEEN QUALITY PFD INC FD 3 268,658 2,249 0.32%
79 BED BATH & BEYOND INC 33,785 2,224 0.31%
80 WESTERN UN CO 136,870 2,195 0.31%
81 RACKSPACE HOSTING INC 65,800 2,142 0.30%
82 COACH INC 59,770 2,128 0.30%
83 NEW GOLD INC CDA 412,870 2,085 0.30%
84 PFIZER INC 69,573 2,057 0.29%
85 CALAMOS STRATEGIC TOTL RETN 173,674 2,032 0.29%
86 Powershares QQQ Trust 20,515 2,027 0.29%
87 Oneok Partners LP 35,156 1,967 0.28%
88 COCA COLA CO 45,526 1,942 0.27%
89 CORNING INC 95,861 1,854 0.26%
90 SEVENTY SEVEN ENERGY INC - escrow shares 75,686 1,797 0.25%
91 CUBIST PHARMACEUTI 27,000 1,791 0.25%
92 FEDERATED HERMES INC CL B 60,941 1,789 0.25%
93 COHEN & STEERS INFRASTRUCTUR 74,855 1,733 0.25%
94 NUVEEN PREFERRED INCOME OPPORT 186,740 1,718 0.24%
95 NUVEEN INVESTMENT QUALIT 109,415 1,627 0.23%
96 GLAXOSMITHKLINE PLC SPONSORED 34,534 1,588 0.22%
97 GALLAGHER ARTHUR J & CO 32,640 1,481 0.21%
98 ARES CAPITAL CORP 83,840 1,355 0.19%
99 LEGACY RESVS LP 44,913 1,333 0.19%
100 BLACKROCK MUNICIPAL INCOMEINVE 96,978 1,319 0.19%
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