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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001564770-14-000004) filed in 2014.10.20
#
Name
Shares
Value ($)
%
Options
Notes
1 Kinder Morgan Inc. 469,077 38,563 5.12%
2 Kinder Morgan Inc 1,039,182 37,681 5.01%
3 KINDER MORGAN MANAGEMENT LLC 386,565 30,512 4.05%
4 GAMCO GLOBAL GOLD NAT RES & 2,337,631 25,667 3.41%
5 Alliance Bernstein Income Fund 2,882,381 21,676 2.88%
6 Diamonds Trust Ser I Unit 113,726 19,093 2.54%
7 ABERDEEN ASIA PACIFIC INCOM 2,778,762 17,451 2.32%
8 EXXON MOBIL CORP 173,050 17,423 2.31%
9 El Paso Partners Pipeline 422,166 15,295 2.03%
10 Goldman Sachs Ser D 735,095 15,003 1.99%
11 Teekay LNG Partners LP 315,263 14,546 1.93%
12 BLACKROCK CR ALLOCATION INCO 936,975 12,883 1.71%
13 NUVEEN PREM INCOME MUN FD 940,948 12,787 1.70%
14 NUVEEN PREM INCOME MUN FD 2 905,872 12,537 1.67%
15 TALLGRASS ENERGY PAR 300,413 11,656 1.55%
16 CLOUGH GLOBAL OPPORTUNIT 851,258 11,066 1.47%
17 Enbridge Energy Management LLC 307,356 10,834 1.44%
18 NUVEEN MUN OPPTY FD INC 725,533 10,237 1.36%
19 GAMCO NAT RES GOLD & INCOME 866,502 9,982 1.33%
20 MORGAN STANLEY 6.875% PFD FIX 368,080 9,975 1.32%
21 NUVEEN AMT FREE QLTY MUN INC 719,642 9,701 1.29%
22 Enbridge Energy Partners LP 252,426 9,322 1.24%
23 ADVENT CLAYMORE CV SECS & IN 464,191 8,745 1.16%
24 WESTPAC BKG CORP 267,408 8,589 1.14%
25 FLAHERTY CRUMRINE PFD SECS 437,422 8,573 1.14%
26 Flaherty and Crumrine Dynamic 354,098 8,343 1.11%
27 BLACKROCK TAXABL MUNI BN 380,635 8,260 1.10%
28 NUVEEN QUALITY MUN FD INC 620,255 8,132 1.08%
29 RYDEX ETF TRUST 105,712 8,109 1.08%
30 GENERAL ELECTRIC CO 304,929 8,014 1.06%
31 POTASH CORP SASK INC 207,400 7,873 1.05%
32 NEWMONT CORP 306,585 7,800 1.04%
33 CISCO SYS INC 309,086 7,681 1.02%
34 CHESAPEAKE ENERGY CORP 237,921 7,395 0.98%
35 SAN JUAN BASIN RTY TR 383,311 7,394 0.98%
36 HATTERAS FINL CORP COM 362,596 7,183 0.95%
37 MICROSOFT CORP 169,873 7,084 0.94%
38 KINDER MORGAN INC 17WTS EXP 05 2,437,505 6,776 0.90%
39 ENTERPRISE PRODS PARTNERS L 83,917 6,570 0.87%
40 MERCK & CO INC 109,817 6,353 0.84%
41 ALLIANZGI CONV & INCOME FD 577,691 6,118 0.81%
42 ANNALY CAP MGMT INC 532,045 6,081 0.81%
43 NUVEEN SELECT QUALITY MUN FD 413,088 5,725 0.76%
44 SYMANTEC CORP 248,215 5,684 0.75%
45 NUVEEN QUALITY INCOME MUNI FUND 395,184 5,422 0.72%
46 TRANSOCEAN INC NEW F 119,759 5,393 0.72%
47 PLAINS ALL AMERN PIPELINE L 86,990 5,224 0.69%
48 NUVEEN PREMIER MUN INCOME FD COM 379,868 5,178 0.69%
49 AT&T Inc New 146,367 5,176 0.69%
50 Nuveen Build America Bond Oppo 231,443 4,983 0.66%
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New Holding filing (0001564770-14-000006) filed in 2014.10.21, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
51 COMCAST CORP NEW 4,751 256 0.04%
52 CORNING INC 95,861 1,854 0.26%
53 CUBIST PHARMACEUTI 27,000 1,791 0.25%
54 CYPRESS SEMICONDUCTOR CORP 107,210 1,059 0.15%
55 Calamos Convertible & High Inc 179,348 2,543 0.36%
56 Center Point Energy Inc 8,500 208 0.03%
57 Clough Global Allocation Fund 167,588 2,398 0.34%
58 ConocoPhillips 34,923 2,672 0.38%
59 Crestwood Midstream Partners LP 424,270 9,618 1.36%
60 DELAWARE INVTS COLO MUN INCO 17,110 250 0.04%
61 DEVON ENERGY CORP NEW 15,020 1,024 0.14%
62 DIVIDEND & INCOME FD COM NEW 209,790 3,474 0.49%
63 DR PEPPER SNAPPLE GROUP INC 7,805 502 0.07%
64 EAGLE ROCK ENERGY PRTN UNIT 49,340 176 0.02%
65 EATON VANCE OH MUNI INCOME T 16,850 227 0.03%
66 EATON VANCE SENIOR FLOATING RA 11,500 165 0.02%
67 EATON VANCE TAX MANAGED DIVE 14,915 170 0.02%
68 EMERG MKTS INCOME FUND WDTREE 9,911 474 0.07%
69 ENERGY TRANSFER PART LP 43,562 2,788 0.39%
70 ENTERPRISE PRODS PARTNERS L 165,917 6,686 0.95%
71 EOG Resources Inc 2,564 254 0.04%
72 EXXON MOBIL CORP 172,530 16,226 2.30%
73 EZCORP INC CL A NON VTG 23,490 233 0.03%
74 Enbridge Energy Management LLC 313,063 11,649 1.65%
75 Enbridge Energy Partners LP 252,741 9,819 1.39%
76 FBR & CO 10,180 280 0.04%
77 FEDERATED HERMES INC CL B 60,941 1,789 0.25%
78 FLAHERTY CRUMRINE PFD SECS 432,437 8,350 1.18%
79 FLAHERTY & CRUMRINE PFD INC 10,596 145 0.02%
80 FOOT LOCKER INC 7,904 440 0.06%
81 FORT DEARBORN INCOME SECS INC COM 49,904 722 0.10%
82 FRANKLIN UNVL TR 17,900 126 0.02%
83 Flaherty and Crumrine Dynamic 353,401 7,983 1.13%
84 Freeport-McMoran Inc Cl B 17,939 586 0.08%
85 GALLAGHER ARTHUR J & CO 32,640 1,481 0.21%
86 GAMCO GLOBAL GOLD NAT RES & 2,512,857 23,244 3.29%
87 GAMCO NAT RES GOLD & INCOME 867,161 8,455 1.20%
88 GENERAL ELECTRIC CO 303,072 7,765 1.10%
89 GENERAL MLS INC 8,510 429 0.06%
90 GLAXOSMITHKLINE PLC SPONSORED 34,534 1,588 0.22%
91 GLOBAL X FDS 105,215 2,522 0.36%
92 GOLDCORP INC NEW 43,240 996 0.14%
93 Genworth Financial Inc - Cl A 44,075 577 0.08%
94 Goldman Sachs Ser D 753,672 15,089 2.14%
95 HALLIBURTON CO 6,155 397 0.06%
96 HANCOCK JOHN PFD INCOME FD 11,370 228 0.03%
97 HARTFORD FINL SVCS GROUP INC 22,192 827 0.12%
98 HATTERAS FINL CORP COM 364,429 6,545 0.93%
99 Hess Corp 6,218 586 0.08%
100 Hewlett Packard Co 13,372 474 0.07%
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