Dark
Light
System
Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001564770-15-000004) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
101 HATTERAS FINL CORP COM 725,015 10,984 2.29%
102 HERTZ GLOBAL HOLDINGS INC COM 15,510 261 0.05%
103 Hess Corp 6,158 308 0.06%
104 IAC INTERACTIVECORP 4,695 307 0.06%
105 INTERNATIONAL BUSINESS MACHS 8,157 1,183 0.25%
106 ISHARES SILVER TRUST 10,030 139 0.03%
107 ISHARES TR 39,145 2,848 0.59%
108 ISHARES TR 3,114 332 0.07%
109 ISHARES TR 3,814 401 0.08%
110 Invesco Senior Income Trust 1,373,135 5,740 1.20%
111 Ishares - Japan 164,800 1,884 0.39%
112 JOHNSON & JOHNSON 34,731 3,242 0.68%
113 JPMorgan Chase & Co 77,096 4,701 0.98%
114 KIMBERLY CLARK CORP 3,830 418 0.09%
115 KKR & CO LP COMMON UNITS 10,330 176 0.04%
116 Kinder Morgan Inc 413,625 11,450 2.39%
117 LEGACY RESVS LP 35,863 147 0.03%
118 LEGGETT &PLATT INC 26,546 1,095 0.23%
119 LIBERTY ALL STAR EQUITY FD 10,973 56 0.01%
120 MCCORMICK & CO INC 57,245 4,704 0.98%
121 MERCK & CO INC 69,368 3,426 0.71%
122 MGIC INVT CORP WIS 52,795 488 0.10%
123 MICROSOFT CORP 94,445 4,182 0.87%
124 NCR CORP NEW 11,158 254 0.05%
125 NEW GOLD INC CDA 32,270 73 0.02%
126 NEWMONT CORP 27,301 439 0.09%
127 NUSTAR ENERGY 7,078 317 0.07%
128 NUVEEN AMT FREE QLTY MUN INC 780,287 10,167 2.12%
129 NUVEEN CREDIT STRATEGIES INCOM 212,776 1,698 0.35%
130 NUVEEN FLOATG RATE INCM 87,952 875 0.18%
131 NUVEEN INVESTMENT QUALIT 13,010 193 0.04%
132 NUVEEN MUN OPPTY FD INC 38,531 543 0.11%
133 NUVEEN MUNICIPAL ADVAXXX MANDA 10,579 141 0.03%
134 NUVEEN NORTH CAROLINA QLTY M 39,160 499 0.10%
135 NUVEEN PERFORMANCE PLUS MUN 221,387 3,139 0.65%
136 NUVEEN PREFERRED INCOME OPPORT 157,005 1,411 0.29%
137 NUVEEN PREM INCOME MUN FD 516,356 6,919 1.44%
138 NUVEEN PREM INCOME MUN FD 2 636,271 8,685 1.81%
139 NUVEEN PREM INCOME MUN FD 4 10,936 143 0.03%
140 NUVEEN PREMIER MUN INCOME FD COM 194,992 2,545 0.53%
141 NUVEEN QUALITY INCOME MUNI FUND 116,323 1,569 0.33%
142 NUVEEN QUALITY MUN FD INC 256,407 3,338 0.70%
143 NUVEEN QUALITY PFD INC FD 3 254,390 2,040 0.43%
144 NUVEEN REAL ESTATE INCOME FD 117,800 1,184 0.25%
145 NUVEEN SELECT QUALITY MUN FD 185,519 2,480 0.52%
146 NUVEEN TEXAS QLTY MUN INCME 12,325 168 0.04%
147 NUVEEN VIRGINIA QLTY MUNCPL 18,585 251 0.05%
148 Nuveen Build America Bond Fund 131,663 2,587 0.54%
149 Nuveen Build America Bond Oppo 195,337 3,793 0.79%
150 OMEGA HEALTHCARE INVS INC 58,488 2,056 0.43%
Page 3 of 5
Restatement filing (0001564770-15-000005) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 ABERDEEN ASIA PACIFIC INCOM 6,216,910 27,976 4.60%
2 CENTER COAST MLP & INFRSTR FD COM SHS 2,234,889 26,081 4.29%
3 TALLGRASS ENERGY PAR 526,170 20,673 3.40%
4 TARGA RESOURCES 625,862 18,175 2.99%
5 Oneok Partners LP 555,773 16,262 2.68%
6 EXXON MOBIL CORP 190,303 14,150 2.33%
7 GAMCO GLOBAL GOLD NAT RES & 2,636,386 13,156 2.17%
8 Kinder Morgan Inc 425,535 11,779 1.94%
9 HATTERAS FINL CORP COM 725,015 10,984 1.81%
10 BLACKROCK CR ALLOCATION INCO 862,088 10,492 1.73%
11 NUVEEN AMT FREE QLTY MUN INC 780,287 10,167 1.67%
12 MICROSOFT CORP 228,933 10,135 1.67%
13 Flaherty and Crumrine Dynamic 432,982 9,690 1.59%
14 NUVEEN PREM INCOME MUN FD 2 636,271 8,685 1.43%
15 Enbridge Energy Management LLC 347,727 8,269 1.36%
16 RYDEX ETF TRUST 109,252 8,037 1.32%
17 APPLE INC 72,222 7,970 1.31%
18 NUVEEN PREM INCOME MUN FD 516,356 6,919 1.14%
19 GAMCO NAT RES GOLD & INCOME 1,138,136 6,590 1.08%
20 Enbridge Energy Partners LP 252,617 6,245 1.03%
21 ADVENT CLAYMORE CV SECS & IN 459,364 6,050 1.00%
22 TALLGRASS ENERGY GP LP SHS CLASS A 298,436 5,930 0.98%
23 INVESCO SR INCOME TR 1,379,375 5,766 0.95%
24 GILEAD SCIENCES INC 56,715 5,563 0.92%
25 POPULAR INC COM NEW 179,175 5,416 0.89%
26 AT&T INC 164,781 5,368 0.88%
27 FLAHERTY CRUMRINE PFD SECS 285,995 5,362 0.88%
28 WESTPAC BKG CORP 252,742 5,322 0.88%
29 ENTERPRISE PRODS PARTNERS L 197,960 4,930 0.81%
30 Tortoise MLP Fund 266,787 4,888 0.80%
31 JPMORGAN CHASE & CO 79,700 4,860 0.80%
32 AMC NETWORKS INC CL A 65,800 4,809 0.79%
33 IAC INTERACTIVECORP 73,370 4,793 0.79%
34 SENIOR HOUSING PROPERTIES TRUST 292,751 4,743 0.78%
35 MCCORMICK & CO INC 57,245 4,704 0.77%
36 KKR & CO LP COMMON UNITS 267,567 4,487 0.74%
37 UNDER ARMOUR INC 46,010 4,453 0.73%
38 BLACKROCK TAXABL MUNI BN 216,187 4,363 0.72%
39 CLOUGH GLOBAL OPPORTUNIT 406,546 4,350 0.72%
40 Adt Corp 142,880 4,271 0.70%
41 ALLY FINL INC 206,020 4,192 0.69%
42 CITIGROUPINC 83,666 4,151 0.68%
43 BRISTOL MYERS SQUIBB CO 65,998 3,907 0.64%
44 PAYCHEX INC 68,265 3,897 0.64%
45 Nuveen Build America Bond Oppo 195,337 3,793 0.62%
46 BANK AMER CORP 238,795 3,721 0.61%
47 PLAINS ALL AMERN PIPELINE L 120,728 3,668 0.60%
48 DISCOVERY COMMUNICATNS NEW 136,480 3,557 0.59%
49 NCR CORP NEW 154,705 3,522 0.58%
50 SINCLAIR BROADCAST GROUP INC 137,800 3,489 0.57%
Page 1 of 6