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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001564770-15-000004) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
151 GOLDCORP INC NEW 22,852 286 0.06%
152 PENNANTPARK INVT CORP 44,100 285 0.06%
153 ROYAL DUTCH SHELL PLC 5,962 283 0.06%
154 UNION PAC CORP 3,200 283 0.06%
155 CLOUGH GLOBAL EQUITY FD COM 22,154 280 0.06%
156 Altria Group, Inc. 5,028 274 0.06%
157 PAYCHEX INC 4,790 273 0.06%
158 CITIGROUPINC 5,625 272 0.06%
159 DOUBLELINE INCOME SOLUTIONS 15,270 264 0.06%
160 WESTERN ASSET HIGH INCM OPP 55,820 262 0.05%
161 BLACKROCK MUNI INCOME INV QL 18,745 262 0.05%
162 CALAMOS CONV OPPORTUNITIES & 26,484 262 0.05%
163 HERTZ GLOBAL HOLDINGS INC COM 15,510 261 0.05%
164 NCR CORP NEW 11,158 254 0.05%
165 SINCLAIR BROADCAST GROUP INC 10,025 253 0.05%
166 NUVEEN VIRGINIA QLTY MUNCPL 18,585 251 0.05%
167 TriState Capital Holdings Inc 19,688 246 0.05%
168 ARES CAPITAL CORP 16,865 244 0.05%
169 ORACLE CORPORATION 6,744 244 0.05%
170 SCRIPPS NETWORKS INTERACT IN 4,965 238 0.05%
171 Adt Corp 7,630 229 0.05%
172 DISCOVERY COMMUNICATNS NEW 8,770 227 0.05%
173 DELAWARE INVTS COLO MUN INCO 15,760 221 0.05%
174 XL GROUP PLC 6,091 221 0.05%
175 AVIS BUDGET GROUP 5,030 219 0.05%
176 HANCOCK JOHN PFD INCOME FD 11,000 213 0.04%
177 CHICAGO BRIDGE & IRON CO N V 5,260 210 0.04%
178 CIMAREX ENERGY 2,000 205 0.04%
179 UNITED THERAPEUTICS CORP DEL 1,530 204 0.04%
180 EOG Resources Inc 2,794 203 0.04%
181 AMERICAN EXPRESS CO 2,740 203 0.04%
182 BLACKROCK MUNIYLD INVST QLTY 14,336 194 0.04%
183 NUVEEN INVESTMENT QUALIT 13,010 193 0.04%
184 Clough Global Allocation Fund 14,213 186 0.04%
185 WELLS FARGO MULTI SECTOR INC 16,135 183 0.04%
186 KKR & CO LP COMMON UNITS 10,330 176 0.04%
187 BARRICK GOLD CORP 27,297 174 0.04%
188 NUVEEN TEXAS QLTY MUN INCME 12,325 168 0.04%
189 EATON VANCE SENIOR FLOATING RA 11,500 152 0.03%
190 EATON VANCE TAX MANAGED DIVE 14,305 147 0.03%
191 LEGACY RESVS LP 35,863 147 0.03%
192 Freeport-McMoran Inc Cl B 15,143 147 0.03%
193 NUVEEN PREM INCOME MUN FD 4 10,936 143 0.03%
194 NUVEEN MUNICIPAL ADVAXXX MANDA 10,579 141 0.03%
195 ISHARES SILVER TRUST 10,030 139 0.03%
196 FLAHERTY & CRUMRINE PFD INC 10,996 138 0.03%
197 Bank of America Corp Warrants Exp 01/16/19 24,035 137 0.03%
198 GREEN BANCORP INC 11,260 131 0.03%
199 BLACKROCK DEBT STRAT FD INC 37,161 124 0.03%
200 ZIX CORP 26,000 109 0.02%
Page 4 of 5
Restatement filing (0001564770-15-000005) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 * SANDRIDGE ENERGY INC COM 26,500 7 0.00%
2 3M CO 15,908 2,255 0.37%
3 ABBOTT LABS 7,630 307 0.05%
4 ABBVIE INC 7,859 427 0.07%
5 ABERDEEN ASIA PACIFIC INCOM 6,216,910 27,976 4.60%
6 ADVENT CLAYMORE CV SECS & IN 459,364 6,050 1.00%
7 ALAMOS GOLD INC NEW 24,782 91 0.01%
8 ALLIANZGI CONV & INCOME FD 250,924 1,463 0.24%
9 ALLY FINL INC 206,020 4,192 0.69%
10 ALPINE TOTAL DYNAMIC DIVID F 58,346 438 0.07%
11 AMC NETWORKS INC CL A 65,800 4,809 0.79%
12 AMERICAN EXPRESS CO 2,740 203 0.03%
13 AMGEN INC 13,929 1,926 0.32%
14 ANADARKO PETE CORP 12,052 728 0.12%
15 APACHE CORP 9,440 370 0.06%
16 APOLLO COML REAL EST FIN INC 33,671 528 0.09%
17 APOLLO INVT CORP 5.75% 01/15/2016 715 717 0.12%
18 APPLE INC 72,222 7,970 1.31%
19 ARES CAP CORP 255 255 0.04%
20 ARES CAPITAL CORP 16,865 244 0.04%
21 AT&T INC 164,781 5,368 0.88%
22 AUTOMATIC DATA PROCESSING IN 7,145 574 0.09%
23 AVENUE FINL HLDGS INC 63,260 835 0.14%
24 AVIS BUDGET GROUP 72,720 3,176 0.52%
25 Adt Corp 142,880 4,271 0.70%
26 Allergan PLC 11,462 3,115 0.51%
27 Alliance Bernstein Income Fund 41,247 324 0.05%
28 Alphabet Inc. Class C 4,108 2,622 0.43%
29 Altria Group, Inc. 5,481 298 0.05%
30 Ameriprise Financial 3,700 404 0.07%
31 BAKER HUGHES INC 10,000 520 0.09%
32 BANC OF CALIFORNIA INC COM 174,910 2,147 0.35%
33 BANK AMER CORP 238,795 3,721 0.61%
34 BANK NEW YORK MELLON CORP 10,180 398 0.07%
35 BARRICK GOLD CORP 27,297 174 0.03%
36 BED BATH & BEYOND INC 34,970 1,994 0.33%
37 BERKSHIRE HATHAWAY INC DEL 2,418 315 0.05%
38 BHP BILLITON LTD 39,000 1,233 0.20%
39 BLACKROCK CR ALLOCATION INCO 862,088 10,492 1.73%
40 BLACKROCK DEBT STRAT FD INC 37,161 124 0.02%
41 BLACKROCK LONG-TERM MUNI ADV 32,105 353 0.06%
42 BLACKROCK MUNI INCOME INV QL 18,745 262 0.04%
43 BLACKROCK MUNIYLD INVST QLTY 14,336 194 0.03%
44 BLACKROCK RES COMMODITIES 11,450 82 0.01%
45 BLACKROCK TAXABL MUNI BN 216,187 4,363 0.72%
46 BLACKSTONE GROUP L P 20,295 645 0.11%
47 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 11,450 137 0.02%
48 BOEING CO 3,404 446 0.07%
49 BP PLC 78,584 2,402 0.40%
50 BRISTOL MYERS SQUIBB CO 65,998 3,907 0.64%
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