| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 6,609,433 | 49,571,000 | 20.29% | ||
| 2 | Advisors Asset Management, Inc. | 3,420,070 | 25,651,000 | 10.50% | ||
| 3 | MORGAN STANLEY | 3,234,700 | 24,260,000 | 9.93% | ||
| 4 | WELLS FARGO & COMPANY/MN | 2,872,859 | 21,547,000 | 8.82% | ||
| 5 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 2,828,126 | 21,211,000 | 8.68% | ||
| 6 | UBS Group AG | 2,276,302 | 17,072,000 | 6.99% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,900,365 | 14,253,000 | 5.84% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 1,495,833 | 11,219,000 | 4.59% | ||
| 9 | Hilton Capital Management, LLC | 1,134,698 | 8,510,000 | 3.48% | PRN | |
| 10 | CORNERSTONE ADVISORS INC | 1,091,449 | 8,186,000 | 3.35% | ||
| 11 | Thomas J. Herzfeld Advisors, Inc. | 704,323 | 5,282,000 | 2.16% | ||
| 12 | ALPINE WOODS CAPITAL INVESTORS, LLC | 533,269 | 4,000,000 | 1.64% | ||
| 13 | Invesco Ltd. | 515,746 | 3,868,000 | 1.58% | ||
| 14 | Vident Investment Advisory, LLC | 462,512 | 3,469,000 | 1.42% | ||
| 15 | Gramercy Funds Management LLC | 427,497 | 3,206,000 | 1.31% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 427,226 | 3,204,000 | 1.31% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 300,695 | 2,255,000 | 0.92% | ||
| 18 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 265,562 | 1,992,000 | 0.82% | ||
| 19 | ROYAL BANK OF CANADA | 208,384 | 1,563,000 | 0.64% | ||
| 20 | STIFEL FINANCIAL CORP | 206,855 | 1,551,000 | 0.63% | ||
| 21 | CSS LLC/IL | 187,074 | 1,403,000 | 0.57% | ||
| 22 | DOLIVER ADVISORS, LP | 145,904 | 1,094,000 | 0.45% | ||
| 23 | MSI Financial Services Inc | 145,405 | 1,091,000 | 0.45% | ||
| 24 | Private Advisor Group, LLC | 133,392 | 1,000,000 | 0.41% | ||
| 25 | Independent Portfolio Consultants, Inc. | 119,816 | 899,000 | 0.37% | ||
| 26 | LPL Financial LLC | 109,260 | 851,000 | 0.35% | ||
| 27 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 83,448 | 626,000 | 0.26% | ||
| 28 | OPPENHEIMER & CO INC | 73,241 | 550,000 | 0.23% | ||
| 29 | PNC FINANCIAL SERVICES GROUP, INC. | 70,762 | 531,000 | 0.22% | ||
| 30 | AMERICAN INTERNATIONAL GROUP, INC. | 66,086 | 496,000 | 0.20% | ||
| 31 | Oxbow Advisors, LLC | 58,346 | 438,000 | 0.18% | ||
| 32 | VSR Financial Services, Inc. | 45,620 | 342,000 | 0.14% | ||
| 33 | First Allied Advisory Services, Inc. | 41,051 | 309,000 | 0.13% | ||
| 34 | Raymond James Financial Services Advisors, Inc. | 40,207 | 302,000 | 0.12% | ||
| 35 | AQR ARBITRAGE LLC | 39,875 | 299,000 | 0.12% | ||
| 36 | Meristem Family Wealth, LLC | 30,000 | 225,000 | 0.09% | ||
| 37 | GOLDMAN SACHS GROUP INC | 20,765 | 156,000 | 0.06% | ||
| 38 | RELATIVE VALUE PARTNERS GROUP, LLC | 20,460 | 153,000 | 0.06% | ||
| 39 | CITIGROUP INC | 18,919 | 142,000 | 0.06% | ||
| 40 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 16,586 | 125,000 | 0.05% | ||
| 41 | Virtu KCG Holdings LLC | 16,365 | 123,000 | 0.05% | ||
| 42 | B. Riley Wealth Advisors, Inc. | 16,146 | 122,000 | 0.05% | ||
| 43 | IFC Holdings Incorporated/FL | 15,325 | 119,000 | 0.05% | ||
| 44 | Winslow, Evans & Crocker, Inc. | 13,600 | 102,000 | 0.04% | ||
| 45 | Creative Planning | 12,915 | 97,000 | 0.04% | ||
| 46 | Bank of New York Mellon Corp | 11,599 | 87,000 | 0.04% | ||
| 47 | Baystate Wealth Management LLC | 11,000 | 83,000 | 0.03% | ||
| 48 | WEDBUSH SECURITIES INC | 10,796 | 81,000 | 0.03% | ||
| 49 | M&T BANK CORP | 10,342 | 78,000 | 0.03% | ||
| 50 | Veritable, L.P. | 10,200 | 76,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
