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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001564770-15-000004) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
201 BlackRock Enhanced Equity Divi 14,809 107 0.02%
202 FRANKLIN UNVL TR 17,900 106 0.02%
203 PAN AMERN SILVER CORP 14,337 91 0.02%
204 ALAMOS GOLD INC NEW 24,782 91 0.02%
205 Crestwood Midstream Partners LP 14,202 88 0.02%
206 NEW GOLD INC CDA 32,270 73 0.02%
207 LIBERTY ALL STAR EQUITY FD 10,973 56 0.01%
208 PETROLEO BRASILEIRO SA PETRO 10,000 43 0.01%
209 TOWERSTREAM CORP 25,000 27 0.01%
210 ARES CAP CORP 20,000 20 0.00%
211 APOLLO INVT CORP 5.75% 01/15/2016 15,000 15 0.00%
212 STARWOOD PPTY TR INC 15,000 15 0.00%
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Restatement filing (0001564770-15-000005) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
101 GENERAL ELECTRIC CO 71,150 1,797 0.30%
102 CORNING INC 101,111 1,731 0.28%
103 NUVEEN CREDIT STRATEGIES INCOM 212,776 1,698 0.28%
104 GREEN BANCORP INC 147,956 1,697 0.28%
105 DIVIDEND & INCOME FD COM NEW 153,505 1,666 0.27%
106 STONECASTLE FINL CORP 97,832 1,646 0.27%
107 COHEN & STEERS INFRASTRUCTUR 85,760 1,635 0.27%
108 WELLS FARGO & CO NEW 30,600 1,571 0.26%
109 NUVEEN QUALITY INCOME MUNI FUND 116,323 1,569 0.26%
110 CALAMOS STRATEGIC TOTL RETN 159,050 1,478 0.24%
111 ALLIANZGI CONV & INCOME FD 250,924 1,463 0.24%
112 VODAFONE GROUP PLC NEW 45,166 1,435 0.24%
113 DOW CHEM CO 33,505 1,421 0.23%
114 NUVEEN PREFERRED INCOME OPPORT 157,005 1,411 0.23%
115 CONOCOPHILLIPS 25,917 1,243 0.20%
116 BHP BILLITON LTD 39,000 1,233 0.20%
117 NUVEEN REAL ESTATE INCOME FD 117,800 1,184 0.19%
118 POTASH CORP SASK INC 56,570 1,162 0.19%
119 Texas Capital Bancshares Inc 22,000 1,153 0.19%
120 PEPSICO INC 12,182 1,147 0.19%
121 LEGGETT &PLATT INC 26,546 1,095 0.18%
122 FORD MTR CO DEL 78,105 1,060 0.17%
123 RYDEX ETF TRUST 21,125 1,046 0.17%
124 HARTFORD FINL SVCS GROUP INC 21,221 971 0.16%
125 PowerShares CEF Income Composi 45,545 956 0.16%
126 KIMBERLY CLARK CORP 8,745 954 0.16%
127 EMERSON ELEC CO 20,585 907 0.15%
128 ULTRA PETROLEUM CORP 139,556 892 0.15%
129 FEDERATED HERMES INC CL B 30,716 888 0.15%
130 MAGELLAN MIDSTREAM PRTNRS LP 14,598 879 0.14%
131 NUVEEN FLOATG RATE INCM 87,952 875 0.14%
132 ROYAL DUTCH SHELL PLC 18,114 864 0.14%
133 AVENUE FINL HLDGS INC 63,260 835 0.14%
134 COACH INC 28,405 822 0.14%
135 VANGUARD INDEX FDS 7,860 776 0.13%
136 KRAFT HEINZ CO 10,702 756 0.12%
137 WILLIAMS PARTNERS L P NEW 23,658 756 0.12%
138 INTERNATIONAL BUSINESS MACHS 5,153 747 0.12%
139 HANCOCK WHITNEY CORPORATION 27,207 740 0.12%
140 DR PEPPER SNAPPLE GROUP INC 9,288 735 0.12%
141 PROSHARES TR 15,773 733 0.12%
142 ANADARKO PETE CORP 12,052 728 0.12%
143 TOTAL S A 16,219 723 0.12%
144 APOLLO INVT CORP 5.75% 01/15/2016 715 717 0.12%
145 GRAINGER W W INC 3,308 711 0.12%
146 SPDR S&P 500 Fund 3,655 700 0.12%
147 FORT DEARBORN INCOME SECS INC COM 48,778 688 0.11%
148 Powershares QQQ Trust 6,660 678 0.11%
149 BLACKSTONE GROUP L P 20,295 645 0.11%
150 PJT PARTNERS INC COM CL A 40,325 645 0.11%
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