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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001564770-15-000004) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 15,908 2,255 0.47%
2 ABBOTT LABS 7,109 286 0.06%
3 ABERDEEN ASIA PACIFIC INCOM 6,216,910 27,976 5.84%
4 ADVENT CLAYMORE CV SECS & IN 459,364 6,050 1.26%
5 ALAMOS GOLD INC NEW 24,782 91 0.02%
6 ALLIANZGI CONV & INCOME FD 250,924 1,463 0.31%
7 ALLY FINL INC 15,835 324 0.07%
8 AMC NETWORKS INC CL A 4,850 352 0.07%
9 AMERICAN EXPRESS CO 2,740 203 0.04%
10 AMGEN INC 13,854 1,916 0.40%
11 ANADARKO PETE CORP 12,052 728 0.15%
12 APACHE CORP 9,440 370 0.08%
13 APOLLO INVT CORP 5.75% 01/15/2016 15,000 15 0.00%
14 APPLE INC 28,322 3,124 0.65%
15 ARES CAP CORP 20,000 20 0.00%
16 ARES CAPITAL CORP 16,865 244 0.05%
17 AT&T INC 356,460 11,614 2.42%
18 AVENUE FINL HLDGS INC 25,000 330 0.07%
19 AVIS BUDGET GROUP 5,030 219 0.05%
20 AbbVie Inc 7,318 398 0.08%
21 Adt Corp 7,630 229 0.05%
22 Allergan PLC 11,462 3,115 0.65%
23 Alliance Bernstein Income Fund 41,247 324 0.07%
24 Alphabet Inc. Class C 4,108 2,622 0.55%
25 Altria Group, Inc. 5,028 274 0.06%
26 Ameriprise Financial 3,700 404 0.08%
27 BANK AMER CORP 240,095 3,741 0.78%
28 BARRICK GOLD CORP 27,297 174 0.04%
29 BED BATH & BEYOND INC 34,970 1,994 0.42%
30 BHP BILLITON LTD 39,000 1,233 0.26%
31 BLACKROCK CR ALLOCATION INCO 862,088 10,492 2.19%
32 BLACKROCK DEBT STRAT FD INC 37,161 124 0.03%
33 BLACKROCK LONG-TERM MUNI ADV 32,105 353 0.07%
34 BLACKROCK MUNI INCOME INV QL 18,745 262 0.05%
35 BLACKROCK MUNIYLD INVST QLTY 14,336 194 0.04%
36 BLACKROCK TAXABL MUNI BN 216,187 4,363 0.91%
37 BOEING CO 3,404 446 0.09%
38 BP PLC 40,991 1,253 0.26%
39 BRISTOL MYERS SQUIBB CO 65,120 3,855 0.80%
40 Bank of America Corp Warrants Exp 01/16/19 24,035 137 0.03%
41 BlackRock Enhanced Equity Divi 14,809 107 0.02%
42 CALAMOS CONV OPPORTUNITIES & 26,484 262 0.05%
43 CALAMOS STRATEGIC TOTL RETN 159,050 1,478 0.31%
44 CARE CAP PPTYS INC 10,161 335 0.07%
45 CENTER COAST MLP & INFRSTR FD COM SHS 2,170,494 25,330 5.28%
46 CHEVRON CORP NEW 26,984 2,129 0.44%
47 CHICAGO BRIDGE & IRON CO N V 5,260 210 0.04%
48 CIMAREX ENERGY 2,000 205 0.04%
49 CISCO SYS INC 102,670 2,695 0.56%
50 CITIGROUPINC 5,625 272 0.06%
Page 1 of 5
Restatement filing (0001564770-15-000005) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
51 HALLIBURTON CO 98,330 3,472 0.57%
52 MERCK & CO INC 69,863 3,450 0.57%
53 TORONTO DOMINION BK ONT 86,848 3,424 0.56%
54 HERTZ GLOBAL HOLDINGS INC COM 203,230 3,403 0.56%
55 ZOETIS INC 81,578 3,348 0.55%
56 NUVEEN QUALITY MUN FD INC 256,407 3,338 0.55%
57 Verizon Communications Inc 75,671 3,292 0.54%
58 JOHNSON & JOHNSON 34,927 3,261 0.54%
59 EXPRESS SCRIPTS HLDG CO 39,838 3,218 0.53%
60 CHICAGO BRIDGE & IRON CO N V 81,140 3,218 0.53%
61 AVIS BUDGET GROUP 72,720 3,176 0.52%
62 NUVEEN PERFORMANCE PLUS MUN 221,387 3,139 0.52%
63 Allergan PLC 11,462 3,115 0.51%
64 SCRIPPS NETWORKS INTERACT IN 61,005 2,996 0.49%
65 SCHLUMBERGER LTD 43,342 2,986 0.49%
66 JPMorgan Chase & Co. Warrants Exp 10/28/18 145,445 2,904 0.48%
67 ISHARES TR 39,145 2,848 0.47%
68 MGIC INVT CORP WIS 307,380 2,846 0.47%
69 WESTERN UN CO 154,370 2,834 0.47%
70 CISCO SYS INC 102,670 2,695 0.44%
71 Alphabet Inc. Class C 4,108 2,622 0.43%
72 TYSON FOODS INC 60,750 2,618 0.43%
73 Nuveen Build America Bond Fund 131,663 2,587 0.43%
74 OWENS-ILLINOIS, INC. 124,605 2,585 0.43%
75 NUVEEN PREMIER MUN INCOME FD COM 194,992 2,545 0.42%
76 STARBUCKS CORP 44,050 2,504 0.41%
77 PFIZER INC 79,612 2,501 0.41%
78 NUVEEN SELECT QUALITY MUN FD 185,519 2,480 0.41%
79 UNITED THERAPEUTICS CORP DEL 18,795 2,466 0.41%
80 BP PLC 78,584 2,402 0.40%
81 CHEVRON CORP NEW 29,904 2,359 0.39%
82 VISA INC 33,040 2,302 0.38%
83 VENTAS INC REIT 40,550 2,273 0.37%
84 3M CO 15,908 2,255 0.37%
85 DISNEY WALT CO 21,732 2,221 0.37%
86 BANC OF CALIFORNIA INC COM 174,910 2,147 0.35%
87 Bank of America Corp Warrants Exp 01/16/19 365,705 2,098 0.35%
88 OMEGA HEALTHCARE INVS INC 58,488 2,056 0.34%
89 NUVEEN QUALITY PFD INC FD 3 254,390 2,040 0.34%
90 GLOBAL X FDS 103,250 2,029 0.33%
91 BED BATH & BEYOND INC 34,970 1,994 0.33%
92 MEAD JOHNSON NUTRITI 28,240 1,989 0.33%
93 PROCTER AND GAMBLE CO 27,096 1,947 0.32%
94 XEROX CORP 199,825 1,944 0.32%
95 AMGEN INC 13,929 1,926 0.32%
96 Calamos Convertible & High Inc 174,978 1,902 0.31%
97 COCA COLA CO 47,096 1,888 0.31%
98 Ishares - Japan 164,800 1,884 0.31%
99 ENERGY TRANSFER PART LP 45,747 1,880 0.31%
100 GALLAGHER ARTHUR J & CO 44,570 1,840 0.30%
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