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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001564770-15-000004) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 15,908 2,255 0.47%
2 ABBOTT LABS 7,109 286 0.06%
3 ABERDEEN ASIA PACIFIC INCOM 6,216,910 27,976 5.84%
4 ADVENT CLAYMORE CV SECS & IN 459,364 6,050 1.26%
5 ALAMOS GOLD INC NEW 24,782 91 0.02%
6 ALLIANZGI CONV & INCOME FD 250,924 1,463 0.31%
7 ALLY FINL INC 15,835 324 0.07%
8 AMC NETWORKS INC CL A 4,850 352 0.07%
9 AMERICAN EXPRESS CO 2,740 203 0.04%
10 AMGEN INC 13,854 1,916 0.40%
11 ANADARKO PETE CORP 12,052 728 0.15%
12 APACHE CORP 9,440 370 0.08%
13 APOLLO INVT CORP 5.75% 01/15/2016 15,000 15 0.00%
14 APPLE INC 28,322 3,124 0.65%
15 ARES CAP CORP 20,000 20 0.00%
16 ARES CAPITAL CORP 16,865 244 0.05%
17 AT&T INC 356,460 11,614 2.42%
18 AVENUE FINL HLDGS INC 25,000 330 0.07%
19 AVIS BUDGET GROUP 5,030 219 0.05%
20 AbbVie Inc 7,318 398 0.08%
21 Adt Corp 7,630 229 0.05%
22 Allergan PLC 11,462 3,115 0.65%
23 Alliance Bernstein Income Fund 41,247 324 0.07%
24 Alphabet Inc. Class C 4,108 2,622 0.55%
25 Altria Group, Inc. 5,028 274 0.06%
26 Ameriprise Financial 3,700 404 0.08%
27 BANK AMER CORP 240,095 3,741 0.78%
28 BARRICK GOLD CORP 27,297 174 0.04%
29 BED BATH & BEYOND INC 34,970 1,994 0.42%
30 BHP BILLITON LTD 39,000 1,233 0.26%
31 BLACKROCK CR ALLOCATION INCO 862,088 10,492 2.19%
32 BLACKROCK DEBT STRAT FD INC 37,161 124 0.03%
33 BLACKROCK LONG-TERM MUNI ADV 32,105 353 0.07%
34 BLACKROCK MUNI INCOME INV QL 18,745 262 0.05%
35 BLACKROCK MUNIYLD INVST QLTY 14,336 194 0.04%
36 BLACKROCK TAXABL MUNI BN 216,187 4,363 0.91%
37 BOEING CO 3,404 446 0.09%
38 BP PLC 40,991 1,253 0.26%
39 BRISTOL MYERS SQUIBB CO 65,120 3,855 0.80%
40 Bank of America Corp Warrants Exp 01/16/19 24,035 137 0.03%
41 BlackRock Enhanced Equity Divi 14,809 107 0.02%
42 CALAMOS CONV OPPORTUNITIES & 26,484 262 0.05%
43 CALAMOS STRATEGIC TOTL RETN 159,050 1,478 0.31%
44 CARE CAP PPTYS INC 10,161 335 0.07%
45 CENTER COAST MLP & INFRSTR FD COM SHS 2,170,494 25,330 5.28%
46 CHEVRON CORP NEW 26,984 2,129 0.44%
47 CHICAGO BRIDGE & IRON CO N V 5,260 210 0.04%
48 CIMAREX ENERGY 2,000 205 0.04%
49 CISCO SYS INC 102,670 2,695 0.56%
50 CITIGROUPINC 5,625 272 0.06%
Page 1 of 5
Restatement filing (0001564770-15-000005) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
101 GENERAL ELECTRIC CO 71,150 1,797 0.30%
102 CORNING INC 101,111 1,731 0.28%
103 NUVEEN CREDIT STRATEGIES INCOM 212,776 1,698 0.28%
104 GREEN BANCORP INC 147,956 1,697 0.28%
105 DIVIDEND & INCOME FD COM NEW 153,505 1,666 0.27%
106 STONECASTLE FINL CORP 97,832 1,646 0.27%
107 COHEN & STEERS INFRASTRUCTUR 85,760 1,635 0.27%
108 WELLS FARGO & CO NEW 30,600 1,571 0.26%
109 NUVEEN QUALITY INCOME MUNI FUND 116,323 1,569 0.26%
110 CALAMOS STRATEGIC TOTL RETN 159,050 1,478 0.24%
111 ALLIANZGI CONV & INCOME FD 250,924 1,463 0.24%
112 VODAFONE GROUP PLC NEW 45,166 1,435 0.24%
113 DOW CHEM CO 33,505 1,421 0.23%
114 NUVEEN PREFERRED INCOME OPPORT 157,005 1,411 0.23%
115 CONOCOPHILLIPS 25,917 1,243 0.20%
116 BHP BILLITON LTD 39,000 1,233 0.20%
117 NUVEEN REAL ESTATE INCOME FD 117,800 1,184 0.19%
118 POTASH CORP SASK INC 56,570 1,162 0.19%
119 Texas Capital Bancshares Inc 22,000 1,153 0.19%
120 PEPSICO INC 12,182 1,147 0.19%
121 LEGGETT &PLATT INC 26,546 1,095 0.18%
122 FORD MTR CO DEL 78,105 1,060 0.17%
123 RYDEX ETF TRUST 21,125 1,046 0.17%
124 HARTFORD FINL SVCS GROUP INC 21,221 971 0.16%
125 PowerShares CEF Income Composi 45,545 956 0.16%
126 KIMBERLY CLARK CORP 8,745 954 0.16%
127 EMERSON ELEC CO 20,585 907 0.15%
128 ULTRA PETROLEUM CORP 139,556 892 0.15%
129 FEDERATED HERMES INC CL B 30,716 888 0.15%
130 MAGELLAN MIDSTREAM PRTNRS LP 14,598 879 0.14%
131 NUVEEN FLOATG RATE INCM 87,952 875 0.14%
132 ROYAL DUTCH SHELL PLC 18,114 864 0.14%
133 AVENUE FINL HLDGS INC 63,260 835 0.14%
134 COACH INC 28,405 822 0.14%
135 VANGUARD INDEX FDS 7,860 776 0.13%
136 KRAFT HEINZ CO 10,702 756 0.12%
137 WILLIAMS PARTNERS L P NEW 23,658 756 0.12%
138 INTERNATIONAL BUSINESS MACHS 5,153 747 0.12%
139 HANCOCK WHITNEY CORPORATION 27,207 740 0.12%
140 DR PEPPER SNAPPLE GROUP INC 9,288 735 0.12%
141 PROSHARES TR 15,773 733 0.12%
142 ANADARKO PETE CORP 12,052 728 0.12%
143 TOTAL S A 16,219 723 0.12%
144 APOLLO INVT CORP 5.75% 01/15/2016 715 717 0.12%
145 GRAINGER W W INC 3,308 711 0.12%
146 SPDR S&P 500 Fund 3,655 700 0.12%
147 FORT DEARBORN INCOME SECS INC COM 48,778 688 0.11%
148 Powershares QQQ Trust 6,660 678 0.11%
149 BLACKSTONE GROUP L P 20,295 645 0.11%
150 PJT PARTNERS INC COM CL A 40,325 645 0.11%
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