Dark
Light
System
Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001564770-15-000004) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 15,908 2,255 0.47%
2 ABBOTT LABS 7,109 286 0.06%
3 ABERDEEN ASIA PACIFIC INCOM 6,216,910 27,976 5.84%
4 ADVENT CLAYMORE CV SECS & IN 459,364 6,050 1.26%
5 ALAMOS GOLD INC NEW 24,782 91 0.02%
6 ALLIANZGI CONV & INCOME FD 250,924 1,463 0.31%
7 ALLY FINL INC 15,835 324 0.07%
8 AMC NETWORKS INC CL A 4,850 352 0.07%
9 AMERICAN EXPRESS CO 2,740 203 0.04%
10 AMGEN INC 13,854 1,916 0.40%
11 ANADARKO PETE CORP 12,052 728 0.15%
12 APACHE CORP 9,440 370 0.08%
13 APOLLO INVT CORP 5.75% 01/15/2016 15,000 15 0.00%
14 APPLE INC 28,322 3,124 0.65%
15 ARES CAP CORP 20,000 20 0.00%
16 ARES CAPITAL CORP 16,865 244 0.05%
17 AT&T INC 356,460 11,614 2.42%
18 AVENUE FINL HLDGS INC 25,000 330 0.07%
19 AVIS BUDGET GROUP 5,030 219 0.05%
20 AbbVie Inc 7,318 398 0.08%
21 Adt Corp 7,630 229 0.05%
22 Allergan PLC 11,462 3,115 0.65%
23 Alliance Bernstein Income Fund 41,247 324 0.07%
24 Alphabet Inc. Class C 4,108 2,622 0.55%
25 Altria Group, Inc. 5,028 274 0.06%
26 Ameriprise Financial 3,700 404 0.08%
27 BANK AMER CORP 240,095 3,741 0.78%
28 BARRICK GOLD CORP 27,297 174 0.04%
29 BED BATH & BEYOND INC 34,970 1,994 0.42%
30 BHP BILLITON LTD 39,000 1,233 0.26%
31 BLACKROCK CR ALLOCATION INCO 862,088 10,492 2.19%
32 BLACKROCK DEBT STRAT FD INC 37,161 124 0.03%
33 BLACKROCK LONG-TERM MUNI ADV 32,105 353 0.07%
34 BLACKROCK MUNI INCOME INV QL 18,745 262 0.05%
35 BLACKROCK MUNIYLD INVST QLTY 14,336 194 0.04%
36 BLACKROCK TAXABL MUNI BN 216,187 4,363 0.91%
37 BOEING CO 3,404 446 0.09%
38 BP PLC 40,991 1,253 0.26%
39 BRISTOL MYERS SQUIBB CO 65,120 3,855 0.80%
40 Bank of America Corp Warrants Exp 01/16/19 24,035 137 0.03%
41 BlackRock Enhanced Equity Divi 14,809 107 0.02%
42 CALAMOS CONV OPPORTUNITIES & 26,484 262 0.05%
43 CALAMOS STRATEGIC TOTL RETN 159,050 1,478 0.31%
44 CARE CAP PPTYS INC 10,161 335 0.07%
45 CENTER COAST MLP & INFRSTR FD COM SHS 2,170,494 25,330 5.28%
46 CHEVRON CORP NEW 26,984 2,129 0.44%
47 CHICAGO BRIDGE & IRON CO N V 5,260 210 0.04%
48 CIMAREX ENERGY 2,000 205 0.04%
49 CISCO SYS INC 102,670 2,695 0.56%
50 CITIGROUPINC 5,625 272 0.06%
Page 1 of 5
Restatement filing (0001564770-15-000005) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
151 PHILLIPS 66 8,271 636 0.10%
152 TC PIPELINES LP 12,600 600 0.10%
153 DEVON ENERGY CORP NEW 15,885 589 0.10%
154 VANGUARD INDEX FDS 5,450 588 0.10%
155 AUTOMATIC DATA PROCESSING IN 7,145 574 0.09%
156 FOOT LOCKER INC 7,904 569 0.09%
157 STARWOOD PPTY TR INC 565 568 0.09%
158 ROYAL DUTCH SHELL PLC 11,937 566 0.09%
159 NUVEEN MUN OPPTY FD INC 38,531 543 0.09%
160 APOLLO COML REAL EST FIN INC 33,671 528 0.09%
161 GENERAL MLS INC 9,354 525 0.09%
162 BAKER HUGHES INC 10,000 520 0.09%
163 MAIN STREET CAPITAL CORP 18,878 504 0.08%
164 NUVEEN NORTH CAROLINA QLTY M 39,160 499 0.08%
165 UNILEVER PLC 11,835 483 0.08%
166 SPDR GOLD TRUST 4,350 465 0.08%
167 HERCULES CAPITAL INC 45,400 458 0.08%
168 STARWOOD PPTY TR INC 22,122 454 0.07%
169 Valero Energy Corp. 7,455 448 0.07%
170 BOEING CO 3,404 446 0.07%
171 VANGUARD INDEX FDS 3,800 443 0.07%
172 NEWMONT CORP 27,301 439 0.07%
173 PEOPLES UNITED FINANCIAL INC 27,755 439 0.07%
174 ALPINE TOTAL DYNAMIC DIVID F 58,346 438 0.07%
175 GLAXOSMITHKLINE PLC 11,265 433 0.07%
176 ABBVIE INC 7,859 427 0.07%
177 ISHARES TR 3,949 415 0.07%
178 REDWOOD TR INC 29,991 415 0.07%
179 CLOROX CO DEL 3,570 413 0.07%
180 BlackRock Enhanced Equity Divi 56,446 407 0.07%
181 Ameriprise Financial 3,700 404 0.07%
182 VANGUARD WORLD FD 5,200 404 0.07%
183 BANK NEW YORK MELLON CORP 10,180 398 0.07%
184 MCDONALDS CORP 4,018 395 0.07%
185 WASTE MGMT INC DEL 7,923 394 0.06%
186 CATERPILLAR INC 6,005 391 0.06%
187 SYSCO CORP 9,950 388 0.06%
188 PowerShares Preferred 25,900 378 0.06%
189 APACHE CORP 9,440 370 0.06%
190 DU PONT E I DE NEMOURS & CO 7,576 366 0.06%
191 PROSPERITY BANCSHARES INC 7,369 362 0.06%
192 SPROTT PHYSICAL GOLD TRUST 39,500 362 0.06%
193 BLACKROCK LONG-TERM MUNI ADV 32,105 353 0.06%
194 NEUBERGER BERMAN RE ES SEC FD 72,270 335 0.06%
195 CARE CAP PPTYS INC 10,161 335 0.06%
196 ISHARES TR 3,114 332 0.05%
197 EMERG MKTS INCOME FUND WDTREE 9,700 325 0.05%
198 LEUCADIA NATL CORP 16,085 325 0.05%
199 Alliance Bernstein Income Fund 41,247 324 0.05%
200 GOLDCORP INC NEW 25,352 317 0.05%
Page 4 of 6