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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001564770-15-000004) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 APOLLO INVT CORP 5.75% 01/15/2016 15,000 15 0.00%
2 STARWOOD PROPERTY TRUST INC 15,000 15 0.00%
3 ARES CAP CORP 20,000 20 0.00%
4 TOWERSTREAM CORP 25,000 27 0.01%
5 PETROLEO BRASILEIRO SAPETROBRA 10,000 43 0.01%
6 LIBERTY ALL STAR EQUITY FD 10,973 56 0.01%
7 NEW GOLD INC CDA 32,270 73 0.02%
8 Crestwood Midstream Partners LP 14,202 88 0.02%
9 ALAMOS GOLD INC NEW COM CL A 24,782 91 0.02%
10 PAN AMERICAN SILVER CORP 14,337 91 0.02%
11 FRANKLIN UNVL TR SH BEN INT 17,900 106 0.02%
12 BLACKROCK ENHANCED EQT DIV T 14,809 107 0.02%
13 ZIX CORP 26,000 109 0.02%
14 BLACKROCK DEBT STRAT FD INC 37,161 124 0.03%
15 GREEN BANCORP INC 11,260 131 0.03%
16 BANK OF AMERICA CORP WARRANTS 2009-16.1.19 ON SHS 24,035 137 0.03%
17 FLAHERTY & CRUMRINE PFD INC FD COM 10,996 138 0.03%
18 ISHARES SILVER TRUST 10,030 139 0.03%
19 NUVEEN MUNICIPAL ADVAXXX MANDA 10,579 141 0.03%
20 NUVEEN PREM INCOME MUN FD 4 10,936 143 0.03%
21 Freeport-McMoRan Inc 15,143 147 0.03%
22 LEGACY RESVS LP UNIT LP INT 35,863 147 0.03%
23 EATON VANCE TX MGD DIV EQ 14,305 147 0.03%
24 Eaton Vance Sr. Fltg Rate Fd 11,500 152 0.03%
25 NUVEEN TEXAS QLTY MUN INCME FD COM 12,325 168 0.04%
26 BARRICK GOLD CORP COM 27,297 174 0.04%
27 KKR & CO L P DEL COM UNITS 10,330 176 0.04%
28 WELLS FARGO ADV MULTI SEC INC 16,135 183 0.04%
29 CLOUGH GLOBAL DIVND AND INC 14,213 186 0.04%
30 NUVEEN INVESTMENT QUALIT 13,010 193 0.04%
31 BLACKROCK MUNIYLD INVST QLTY 14,336 194 0.04%
32 EOG RESOURCES 2,794 203 0.04%
33 AMERICAN EXPRESS CO 2,740 203 0.04%
34 UNITED THERAPEUTICS CORP DEL COM 1,530 204 0.04%
35 CIMAREX ENERGY CO COM 2,000 205 0.04%
36 Chicago Bridge & Iron Co NV 5,260 210 0.04%
37 HANCOCK JOHN PFD INCOME FD 11,000 213 0.04%
38 Avis Budget Group Inc 5,030 219 0.05%
39 DELAWARE INV CO MUN INC FD INC COM 15,760 221 0.05%
40 XL GROUP PLC 6,091 221 0.05%
41 DISCOVERY COMMUNICATNS NEW COM SER A 8,770 227 0.05%
42 Adt Corp 7,630 229 0.05%
43 SCRIPPS NETWORKS INTERACT INC CL A COM 4,965 238 0.05%
44 ORACLE CORP COM 6,744 244 0.05%
45 ARES CAP CORP 16,865 244 0.05%
46 TriState Capital Holdings Inc 19,688 246 0.05%
47 NUVEEN VIRGINIA QLTY MUNCPL 18,585 251 0.05%
48 SINCLAIR BROADCAST GROUP INC CL A 10,025 253 0.05%
49 NCR CORP NEW 11,158 254 0.05%
50 HERTZ FLOBAL HOLDINGS INC 15,510 261 0.05%
Page 1 of 5
Restatement filing (0001564770-15-000005) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
101 GENERAL ELECTRIC CO 71,150 1,797 0.30%
102 CORNING INC 101,111 1,731 0.28%
103 NUVEEN CR STRATEGIES INCM FD 212,776 1,698 0.28%
104 GREEN BANCORP INC 147,956 1,697 0.28%
105 DIVIDEND & INCOME FD COM NEW 153,505 1,666 0.27%
106 STONECASTLE FINL CORP 97,832 1,646 0.27%
107 COHEN&STEERS SEL UTIL FD 85,760 1,635 0.27%
108 WELLS FARGO CO NEW 30,600 1,571 0.26%
109 NUVEEN QUALITY INCOME MUNI FUND 116,323 1,569 0.26%
110 CALAMOS STRATEGIC TOTL RETN 159,050 1,478 0.24%
111 ALLIANZGI CONV & INCOME FD COM 250,924 1,463 0.24%
112 VODAFONE GROUP PLC NEW 45,166 1,435 0.24%
113 DOW CHEM CO 33,505 1,421 0.23%
114 NUVEEN PFD INCOME OPPRTNY FD 157,005 1,411 0.23%
115 CONOCOPHILLIPS 25,917 1,243 0.20%
116 BHP BILLITON LTD SPONSORED ADR 39,000 1,233 0.20%
117 NUVEEN REAL ESTATE INCOME FD 117,800 1,184 0.19%
118 POTASH CORP SASK INC COM 56,570 1,162 0.19%
119 Texas Capital Bancshares Inc 22,000 1,153 0.19%
120 PEPSICO INC 12,182 1,147 0.19%
121 LEGGETT & PLATT INC COM 26,546 1,095 0.18%
122 FORD MTR CO DEL 78,105 1,060 0.17%
123 Guggenheim S&P 500 Equal Wt E 21,125 1,046 0.17%
124 HARTFORD FINL SVCS GROUP INC COM 21,221 971 0.16%
125 PowerShares CEF Income Composi 45,545 956 0.16%
126 KIMBERLY CLARK CORP 8,745 954 0.16%
127 EMERSON ELEC CO 20,585 907 0.15%
128 ULTRA PETROLEUM CORP 139,556 892 0.15%
129 Federated Invs Inc Pa Class B 30,716 888 0.15%
130 MAGELLAN MIDSTREAM PRTNRS LP 14,598 879 0.14%
131 NUVEEN FLOATG RATE INCM 87,952 875 0.14%
132 ROYAL DUTCH SHELL PLC 18,114 864 0.14%
133 AVENUE FINL HLDGS INC 63,260 835 0.14%
134 COACH INC COM 28,405 822 0.14%
135 VANGUARD INDEX FDS 7,860 776 0.13%
136 KRAFT HEINZ CO 10,702 756 0.12%
137 WILLIAMS PARTNERS L P NEW 23,658 756 0.12%
138 INTERNATIONAL BUSINESS MACHS 5,153 747 0.12%
139 Hancock Holding Co 27,207 740 0.12%
140 DR PEPPER SNAPPLE GROUP INC 9,288 735 0.12%
141 PROSHARES TR 15,773 733 0.12%
142 ANADARKO PETE CORP 12,052 728 0.12%
143 Total S.A. 16,219 723 0.12%
144 APOLLO INVT CORP 5.75% 01/15/2016 715 717 0.12%
145 GRAINGER W W INC COM 3,308 711 0.12%
146 SPDR TR S&P 500 ETF TR 3,655 700 0.12%
147 FORT DEARBORN INCOME SECS INC COM 48,778 688 0.11%
148 Powershares QQQ 6,660 678 0.11%
149 BLACKSTONE GROUP L P 20,295 645 0.11%
150 GOVERNMENT PROPERTIES INCOME 40,325 645 0.11%
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