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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001564770-15-000004) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 ABERDEEN ASIA PACIFIC INCOM 6,216,910 27,976 5.84%
2 CENTER COAST MLP & INFRSTR FD COM SHS 2,170,494 25,330 5.28%
3 TALLGRASS ENERGY PAR 526,170 20,673 4.31%
4 TARGA RESOURCES 625,862 18,175 3.79%
5 Oneok Partners LP 557,023 16,299 3.40%
6 GAMCO GLOBAL GOLD NAT RES & 2,636,386 13,156 2.74%
7 EXXON MOBIL CORP 174,401 12,967 2.71%
8 AT&T INC 356,460 11,614 2.42%
9 Kinder Morgan Inc 413,625 11,450 2.39%
10 HATTERAS FINL CORP COM 725,015 10,984 2.29%
11 BLACKROCK CR ALLOCATION INCO 862,088 10,492 2.19%
12 NUVEEN AMT FREE QLTY MUN INC 780,287 10,167 2.12%
13 Flaherty and Crumrine Dynamic 432,982 9,690 2.02%
14 NUVEEN PREM INCOME MUN FD 2 636,271 8,685 1.81%
15 Enbridge Energy Management LLC 347,727 8,269 1.73%
16 RYDEX ETF TRUST 109,252 8,037 1.68%
17 NUVEEN PREM INCOME MUN FD 516,356 6,919 1.44%
18 GAMCO NAT RES GOLD & INCOME 1,138,136 6,590 1.37%
19 Enbridge Energy Partners LP 252,617 6,245 1.30%
20 ADVENT CLAYMORE CV SECS & IN 459,364 6,050 1.26%
21 TALLGRASS ENERGY GP LP SHS CLASS A 298,436 5,930 1.24%
22 Invesco Senior Income Trust 1,373,135 5,740 1.20%
23 FLAHERTY CRUMRINE PFD SECS 285,995 5,362 1.12%
24 Tortoise MLP Fund 266,787 4,888 1.02%
25 SENIOR HOUSING PROPERTIES TRUST 292,751 4,743 0.99%
26 MCCORMICK & CO INC 57,245 4,704 0.98%
27 JPMorgan Chase & Co 77,096 4,701 0.98%
28 UNDER ARMOUR INC 46,010 4,453 0.93%
29 BLACKROCK TAXABL MUNI BN 216,187 4,363 0.91%
30 CLOUGH GLOBAL OPPORTUNIT 406,546 4,350 0.91%
31 ENTERPRISE PRODS PARTNERS L 173,730 4,326 0.90%
32 MICROSOFT CORP 94,445 4,182 0.87%
33 BRISTOL MYERS SQUIBB CO 65,120 3,855 0.80%
34 Nuveen Build America Bond Oppo 195,337 3,793 0.79%
35 BANK AMER CORP 240,095 3,741 0.78%
36 Verizon Communications Inc 80,646 3,509 0.73%
37 MERCK & CO INC 69,368 3,426 0.71%
38 TORONTO DOMINION BK ONT 85,935 3,388 0.71%
39 NUVEEN QUALITY MUN FD INC 256,407 3,338 0.70%
40 PLAINS ALL AMERN PIPELINE L 108,643 3,301 0.69%
41 JOHNSON & JOHNSON 34,731 3,242 0.68%
42 NUVEEN PERFORMANCE PLUS MUN 221,387 3,139 0.65%
43 APPLE INC 28,322 3,124 0.65%
44 Allergan PLC 11,462 3,115 0.65%
45 ISHARES TR 39,145 2,848 0.59%
46 WESTERN UN CO 154,370 2,834 0.59%
47 CISCO SYS INC 102,670 2,695 0.56%
48 Alphabet Inc. Class C 4,108 2,622 0.55%
49 TYSON FOODS INC 60,750 2,618 0.55%
50 Nuveen Build America Bond Fund 131,663 2,587 0.54%
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Restatement filing (0001564770-15-000005) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 * SANDRIDGE ENERGY INC COM 26,500 7 0.00%
2 3M CO 15,908 2,255 0.37%
3 ABBOTT LABS 7,630 307 0.05%
4 ABBVIE INC 7,859 427 0.07%
5 ABERDEEN ASIA PACIFIC INCOM 6,216,910 27,976 4.60%
6 ADVENT CLAYMORE CV SECS & IN 459,364 6,050 1.00%
7 ALAMOS GOLD INC NEW 24,782 91 0.01%
8 ALLIANZGI CONV & INCOME FD 250,924 1,463 0.24%
9 ALLY FINL INC 206,020 4,192 0.69%
10 ALPINE TOTAL DYNAMIC DIVID F 58,346 438 0.07%
11 AMC NETWORKS INC CL A 65,800 4,809 0.79%
12 AMERICAN EXPRESS CO 2,740 203 0.03%
13 AMGEN INC 13,929 1,926 0.32%
14 ANADARKO PETE CORP 12,052 728 0.12%
15 APACHE CORP 9,440 370 0.06%
16 APOLLO COML REAL EST FIN INC 33,671 528 0.09%
17 APOLLO INVT CORP 5.75% 01/15/2016 715 717 0.12%
18 APPLE INC 72,222 7,970 1.31%
19 ARES CAP CORP 255 255 0.04%
20 ARES CAPITAL CORP 16,865 244 0.04%
21 AT&T INC 164,781 5,368 0.88%
22 AUTOMATIC DATA PROCESSING IN 7,145 574 0.09%
23 AVENUE FINL HLDGS INC 63,260 835 0.14%
24 AVIS BUDGET GROUP 72,720 3,176 0.52%
25 Adt Corp 142,880 4,271 0.70%
26 Allergan PLC 11,462 3,115 0.51%
27 Alliance Bernstein Income Fund 41,247 324 0.05%
28 Alphabet Inc. Class C 4,108 2,622 0.43%
29 Altria Group, Inc. 5,481 298 0.05%
30 Ameriprise Financial 3,700 404 0.07%
31 BAKER HUGHES INC 10,000 520 0.09%
32 BANC OF CALIFORNIA INC COM 174,910 2,147 0.35%
33 BANK AMER CORP 238,795 3,721 0.61%
34 BANK NEW YORK MELLON CORP 10,180 398 0.07%
35 BARRICK GOLD CORP 27,297 174 0.03%
36 BED BATH & BEYOND INC 34,970 1,994 0.33%
37 BERKSHIRE HATHAWAY INC DEL 2,418 315 0.05%
38 BHP BILLITON LTD 39,000 1,233 0.20%
39 BLACKROCK CR ALLOCATION INCO 862,088 10,492 1.73%
40 BLACKROCK DEBT STRAT FD INC 37,161 124 0.02%
41 BLACKROCK LONG-TERM MUNI ADV 32,105 353 0.06%
42 BLACKROCK MUNI INCOME INV QL 18,745 262 0.04%
43 BLACKROCK MUNIYLD INVST QLTY 14,336 194 0.03%
44 BLACKROCK RES COMMODITIES 11,450 82 0.01%
45 BLACKROCK TAXABL MUNI BN 216,187 4,363 0.72%
46 BLACKSTONE GROUP L P 20,295 645 0.11%
47 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 11,450 137 0.02%
48 BOEING CO 3,404 446 0.07%
49 BP PLC 78,584 2,402 0.40%
50 BRISTOL MYERS SQUIBB CO 65,998 3,907 0.64%
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