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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001564770-15-000004) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 ABERDEEN ASIA PACIFIC INCOM 6,216,910 27,976 5.84%
2 CENTER COAST MLP & INFRSTR FD COM SHS 2,170,494 25,330 5.28%
3 TALLGRASS ENERGY PAR 526,170 20,673 4.31%
4 TARGA RESOURCES 625,862 18,175 3.79%
5 Oneok Partners LP 557,023 16,299 3.40%
6 GAMCO GLOBAL GOLD NAT RES & 2,636,386 13,156 2.74%
7 EXXON MOBIL CORP 174,401 12,967 2.71%
8 AT&T INC 356,460 11,614 2.42%
9 Kinder Morgan Inc 413,625 11,450 2.39%
10 HATTERAS FINL CORP COM 725,015 10,984 2.29%
11 BLACKROCK CR ALLOCATION INCO 862,088 10,492 2.19%
12 NUVEEN AMT FREE QLTY MUN INC 780,287 10,167 2.12%
13 Flaherty and Crumrine Dynamic 432,982 9,690 2.02%
14 NUVEEN PREM INCOME MUN FD 2 636,271 8,685 1.81%
15 Enbridge Energy Management LLC 347,727 8,269 1.73%
16 RYDEX ETF TRUST 109,252 8,037 1.68%
17 NUVEEN PREM INCOME MUN FD 516,356 6,919 1.44%
18 GAMCO NAT RES GOLD & INCOME 1,138,136 6,590 1.37%
19 Enbridge Energy Partners LP 252,617 6,245 1.30%
20 ADVENT CLAYMORE CV SECS & IN 459,364 6,050 1.26%
21 TALLGRASS ENERGY GP LP SHS CLASS A 298,436 5,930 1.24%
22 Invesco Senior Income Trust 1,373,135 5,740 1.20%
23 FLAHERTY CRUMRINE PFD SECS 285,995 5,362 1.12%
24 Tortoise MLP Fund 266,787 4,888 1.02%
25 SENIOR HOUSING PROPERTIES TRUST 292,751 4,743 0.99%
26 MCCORMICK & CO INC 57,245 4,704 0.98%
27 JPMorgan Chase & Co 77,096 4,701 0.98%
28 UNDER ARMOUR INC 46,010 4,453 0.93%
29 BLACKROCK TAXABL MUNI BN 216,187 4,363 0.91%
30 CLOUGH GLOBAL OPPORTUNIT 406,546 4,350 0.91%
31 ENTERPRISE PRODS PARTNERS L 173,730 4,326 0.90%
32 MICROSOFT CORP 94,445 4,182 0.87%
33 BRISTOL MYERS SQUIBB CO 65,120 3,855 0.80%
34 Nuveen Build America Bond Oppo 195,337 3,793 0.79%
35 BANK AMER CORP 240,095 3,741 0.78%
36 Verizon Communications Inc 80,646 3,509 0.73%
37 MERCK & CO INC 69,368 3,426 0.71%
38 TORONTO DOMINION BK ONT 85,935 3,388 0.71%
39 NUVEEN QUALITY MUN FD INC 256,407 3,338 0.70%
40 PLAINS ALL AMERN PIPELINE L 108,643 3,301 0.69%
41 JOHNSON & JOHNSON 34,731 3,242 0.68%
42 NUVEEN PERFORMANCE PLUS MUN 221,387 3,139 0.65%
43 APPLE INC 28,322 3,124 0.65%
44 Allergan PLC 11,462 3,115 0.65%
45 ISHARES TR 39,145 2,848 0.59%
46 WESTERN UN CO 154,370 2,834 0.59%
47 CISCO SYS INC 102,670 2,695 0.56%
48 Alphabet Inc. Class C 4,108 2,622 0.55%
49 TYSON FOODS INC 60,750 2,618 0.55%
50 Nuveen Build America Bond Fund 131,663 2,587 0.54%
Page 1 of 5
Restatement filing (0001564770-15-000005) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 * SANDRIDGE ENERGY INC COM 26,500 7 0.00%
2 CASTLE A M & CO 11,191 25 0.00%
3 TOWERSTREAM CORP 25,000 27 0.00%
4 PETROLEO BRASILEIRO SA PETRO 10,000 43 0.01%
5 LIBERTY ALL STAR EQUITY FD 10,973 56 0.01%
6 Casella Waste SYS 12,500 73 0.01%
7 NEW GOLD INC CDA 32,270 73 0.01%
8 BLACKROCK RES COMMODITIES 11,450 82 0.01%
9 Crestwood Midstream Partners LP 14,202 88 0.01%
10 PAN AMERN SILVER CORP 14,337 91 0.01%
11 ALAMOS GOLD INC NEW 24,782 91 0.01%
12 CRYOLIFE INC 10,780 105 0.02%
13 FRANKLIN UNVL TR 17,900 106 0.02%
14 ZIX CORP 26,000 109 0.02%
15 BLACKROCK DEBT STRAT FD INC 37,161 124 0.02%
16 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 11,450 137 0.02%
17 FLAHERTY & CRUMRINE PFD INC 10,996 138 0.02%
18 ISHARES SILVER TRUST 10,030 139 0.02%
19 NUVEEN MUNICIPAL ADVAXXX MANDA 10,579 141 0.02%
20 NUVEEN PREM INCOME MUN FD 4 10,936 143 0.02%
21 LEGACY RESVS LP 35,863 147 0.02%
22 EATON VANCE TAX MANAGED DIVE 14,305 147 0.02%
23 EATON VANCE SENIOR FLOATING RA 11,500 152 0.03%
24 Freeport-McMoran Inc Cl B 15,613 152 0.03%
25 SPROTT PHYSICAL SILVER TR 28,200 160 0.03%
26 TELEFONICA S A 13,584 163 0.03%
27 NUVEEN TEXAS QLTY MUN INCME 12,325 168 0.03%
28 BARRICK GOLD CORP 27,297 174 0.03%
29 WELLS FARGO MULTI SECTOR INC 16,135 183 0.03%
30 Clough Global Allocation Fund 14,213 186 0.03%
31 NUVEEN INVESTMENT QUALIT 13,010 193 0.03%
32 BLACKROCK MUNIYLD INVST QLTY 14,336 194 0.03%
33 SPECIAL OPPORTUNITIES FUND INC COM 14,108 198 0.03%
34 AMERICAN EXPRESS CO 2,740 203 0.03%
35 EOG Resources Inc 2,794 203 0.03%
36 CIMAREX ENERGY 2,000 205 0.03%
37 HANCOCK JOHN PFD INCOME FD 11,000 213 0.04%
38 DELAWARE INVTS COLO MUN INCO 15,760 221 0.04%
39 XL GROUP PLC 6,091 221 0.04%
40 ARES CAPITAL CORP 16,865 244 0.04%
41 TriState Capital Holdings Inc 19,688 246 0.04%
42 SUPER MICRO COMPUTER INC COM 9,195 251 0.04%
43 NUVEEN VIRGINIA QLTY MUNCPL 18,585 251 0.04%
44 HOWARD HUGHES CORP 2,180 253 0.04%
45 ARES CAP CORP 255 255 0.04%
46 ORACLE CORP 7,187 260 0.04%
47 WESTERN ASSET HIGH INCM OPP 55,820 262 0.04%
48 CALAMOS CONV OPPORTUNITIES & 26,484 262 0.04%
49 BLACKROCK MUNI INCOME INV QL 18,745 262 0.04%
50 DOUBLELINE INCOME SOLUTIONS 15,270 264 0.04%
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