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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0000909012-14-000205) filed in 2014.05.02
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 794,211 28,631 9.39%
2 PARK STERLING BANK 527,768 3,510 1.15%
3 HATTERAS FINL CORP 299,550 5,647 1.85%
4 GENERAL ELECTRIC CO 269,860 6,987 2.29%
5 FIFTH STREET FINANCE CORP 268,900 2,544 0.83%
6 MICROSOFT CORP 245,895 10,079 3.31%
7 GRAMERCY PPTY TR 235,001 1,826 0.60%
8 JPMORGAN CHASE & CO 192,614 8,964 2.94%
9 POWERSHARES ETF TRUST 184,731 15,636 5.13%
10 SPECTRA ENERGY CORP 170,578 6,301 2.07%
11 EXXON MOBIL CORP 158,406 15,473 5.08%
12 ISHARES TR 154,310 9,311 3.05%
13 POWERSHARES ETF TR II 140,974 6,186 2.03%
14 APPLIED MATLS INC 126,317 2,579 0.85%
15 DOW CHEM CO 118,914 5,778 1.90%
16 PFIZER INC 111,550 3,583 1.18%
17 JOHNSON & JOHNSON 104,234 10,239 3.36%
18 JPMORGAN CHASE & CO 97,064 5,893 1.93%
19 BANK AMER CORP 84,439 1,452 0.48%
20 COCA COLA CO 79,006 3,054 1.00%
21 CISCO SYS INC 76,035 1,704 0.56%
22 SPDR INDEX SHS FDS 72,520 3,094 1.01%
23 BB&T CORP 71,454 2,870 0.94%
24 BERKSHIRE HATHAWAY INC DEL 65,620 8,201 2.69%
25 BANK NEW YORK MELLON CORP 62,589 2,209 0.72%
26 VANGUARD SPECIALIZED PORTFOL 61,878 4,655 1.53%
27 POWERSHARES ETF TRUST 57,900 1,164 0.38%
28 UBS AG JERSEY BRH 56,875 2,265 0.74%
29 CLAYMORE EXCHANGE TRD FD TR 53,350 1,458 0.48%
30 SYSCO CORP 52,394 1,893 0.62%
31 LOWES COS INC 48,001 2,347 0.77%
32 CSX CORP 47,916 1,388 0.46%
33 ISHARES TR 46,928 3,654 1.20%
34 DUKE ENERGY CORP NEW 46,275 3,296 1.08%
35 SPDR S&P 500 ETF TR 45,205 8,454 2.77%
36 EGA EMERGING GLOBAL SHS TR 41,900 887 0.29%
37 TALISMAN ENERGY INC. 41,160 411 0.13%
38 WELLS FARGO CO NEW 38,394 1,910 0.63%
39 ARES CAPITAL CORP 36,100 636 0.21%
40 POWERSHARES ETF TR II 35,256 503 0.16%
41 PIEDMONT NAT GAS INC 34,865 1,234 0.40%
42 NUCOR CORP 34,480 1,743 0.57%
43 AUTOMATIC DATA PROCESSING IN 32,643 2,522 0.83%
44 AT&T INC 30,276 1,062 0.35%
45 FREEPORT-MCMORAN INC 29,667 981 0.32%
46 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 28,320 765 0.25%
47 QUALCOMM INC 27,542 2,172 0.71%
48 PROCTER AND GAMBLE CO 25,727 2,074 0.68%
49 VANGUARD INTL EQUITY INDEX F 25,507 1,283 0.42%
50 PEOPLES BANCORP N C INC 24,864 388 0.13%
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