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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0000909012-14-000423) filed in 2014.11.13
#
Name
Shares
Value ($)
%
Options
Notes
101 SPDR SER TR 5,344 426 0.13%
102 POWERSHARES ETF TR II 29,035 426 0.13%
103 GILEAD SCIENCES INC 3,834 414 0.13%
104 BNC BANCORP 23,709 410 0.13%
105 RYDEX ETF TRUST 5,155 407 0.13%
106 INTEL CORP 12,087 402 0.12%
107 SELECT SECTOR SPDR TR 9,728 398 0.12%
108 CLOROX CO DEL 3,877 392 0.12%
109 UBS AG LONDON BRH ETRACS MTH2XRE 18,400 392 0.12%
110 LUMEN TECHNOLOGIES INC 9,791 391 0.12%
111 BOEING CO 3,121 391 0.12%
112 ORACLE CORP 9,633 389 0.12%
113 SUPERIOR INDS INTL INC COM 21,000 382 0.12%
114 AMERICAN TOWER CORP NEW 3,535 351 0.11%
115 UBS AG LONDON BRH 13,600 351 0.11%
116 NIKE INC 3,681 349 0.11%
117 STATE STR CORP 4,500 349 0.11%
118 CDK GLOBAL INC 8,382 325 0.10%
119 VANGUARD WORLD FD 3,120 322 0.10%
120 EMERSON ELEC CO 4,835 312 0.10%
121 PHILLIPS 66 4,149 305 0.09%
122 PRAXAIR INC 2,340 296 0.09%
123 ISHARES TR 3,075 291 0.09%
124 CVS HEALTH CORP 3,231 290 0.09%
125 ISHARES TR 956 283 0.09%
126 COLUMBIA PPTY TR INC 11,239 279 0.09%
127 SANDISK CORP 3,000 278 0.09%
128 FIFTH THIRD BANCORP 13,328 269 0.08%
129 POWERSHARES QQQ TRUST 2,568 262 0.08%
130 JOHNSON CTLS INTL PLC 5,207 258 0.08%
131 RAYMOND JAMES FINANC 4,500 258 0.08%
132 WILLIAMS COS INC DEL 4,675 257 0.08%
133 UNION PAC CORP 2,102 254 0.08%
134 ZIMMER BIOMET HLDGS INC 2,278 253 0.08%
135 VANGUARD WORLD FDS 2,248 251 0.08%
136 POWERSHARES ETF TRUST 2,500 249 0.08%
137 ISHARES TR 2,394 245 0.08%
138 NOVARTIS A G 2,589 240 0.07%
139 SOUTH STATE CORP COM USD2.5 3,685 229 0.07%
140 SUNTRUST BKS INC 5,717 227 0.07%
141 DOLLAR TREE INC 3,670 225 0.07%
142 Kinder Morgan Inc. 2,370 223 0.07%
143 SPDR S&P 500 ETF TR 1,051 214 0.07%
144 ENERGY TRANSFER L P 3,400 210 0.06%
145 PPG INDS INC 1,023 209 0.06%
146 GOLUB CAP BDC INC 11,900 206 0.06%
147 GENUINE PARTS CO 2,027 202 0.06%
148 ETFS GOLD TR 1,750 199 0.06%
149 COSTCO WHSL CORP NEW 1,455 199 0.06%
150 TEVA PHARMACEUTICAL INDS LTD 3,393 197 0.06%
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