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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0000909012-14-000423) filed in 2014.11.13
#
Name
Shares
Value ($)
%
Options
Notes
1 MEDCATH ESCROW 500 0 0.00%
2 FUELCELL ENERGY INC COM 100 0 0.00%
3 JDS UNIPHASE CORP COM PAR $0.001 2 0 0.00%
4 PHOTOMEDEX INC COM PAR $0.01 2 0 0.00%
5 PEABODY ENERGY CORP 305 3 0.00%
6 3M CO 11,514 1,808 0.56%
7 A O SMITH 44 2 0.00%
8 ABBOTT LABS 2,297 101 0.03%
9 ABBVIE INC 2,017 128 0.04%
10 ABERCROMBIE & FITCH CO 1,204 35 0.01%
11 ACCENTURE PLC IRELAND 45 3 0.00%
12 ACCO BRANDS CORPORATION COM 16 0 0.00%
13 ACE LTD 925 102 0.03%
14 ACTUA CORP 1 0 0.00%
15 ACUITY BRANDS INC 100 13 0.00%
16 ADEPT TECHNOLOGY INC 1,300 11 0.00%
17 ADOBE INC 622 44 0.01%
18 AEGON N V 2,766 22 0.01%
19 AETNA INC NEW 364 30 0.01%
20 AFFILIATED MANAGERS GROUP 65 12 0.00%
21 AFLAC INC 104 6 0.00%
22 AGILENT TECHNOLOGIES INC 152 6 0.00%
23 AIR PRODS & CHEMS INC 27 3 0.00%
24 AIRGAS INC 76 8 0.00%
25 ALEX REAL ESTATE EQ 5 0 0.00%
26 ALLEGHANY CORP 8 3 0.00%
27 ALLEGION PUB LTD CO 133 6 0.00%
28 ALLERGAN PLC 114 27 0.01%
29 ALLSTATE CORP 1,658 110 0.03%
30 ALPINE TOTAL DYNAMIC DIVID F 250 2 0.00%
31 ALPS ETF TR 3,230 59 0.02%
32 ALTRIA GROUP INC 13,697 676 0.21%
33 AMAZON COM INC 160 49 0.02%
34 AMC NETWORKS INC CL A 27 1 0.00%
35 AMERICA MOVIL SAB DE CV 22 0 0.00%
36 AMERICAN AIRLS GROUP INC 103 4 0.00%
37 AMERICAN CAP LTD 333 5 0.00%
38 AMERICAN ELEC PWR INC 500 28 0.01%
39 AMERICAN EXPRESS CO 1,945 178 0.05%
40 AMERICAN INTL GROUP INC 199 4 0.00%
41 AMERICAN INTL GROUP INC 1,082 58 0.02%
42 AMERICAN RLTY CAP PPTYS INC 20,000 173 0.05%
43 AMERICAN TOWER CORP NEW 3,535 351 0.11%
44 AMERIGAS PARTNERS L P 203 9 0.00%
45 AMERISOURCEBERGEN CORP 906 79 0.02%
46 AMGEN INC 4,992 810 0.25%
47 AMPHENOL CORP NEW 460 23 0.01%
48 ANADARKO PETE CORP 1,925 179 0.06%
49 ANALOG DEVICES INC 67 3 0.00%
50 ANGLOGOLD ASHANTI LIMITED 49 0 0.00%
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