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ALPINE TOTAL DYNAMIC DIVID F
ALPINE TOTAL DYNAMIC DIVID F. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 70 Institutional holders with a total value of $208,316,166.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 1607 Capital Partners, LLC 4,075,085 34,679,000 16.65%
2 MORGAN STANLEY 3,886,156 33,071,000 15.88%
3 WELLS FARGO & COMPANY/MN 2,699,063 22,969,000 11.03%
4 UBS AG 2,260,586 19,238,000 9.24%
5 PARAMETRIC PORTFOLIO ASSOCIATES LLC 2,197,222 18,698,000 8.98%
6 RIVERNORTH CAPITAL MANAGEMENT, LLC 1,913,103 16,281,000 7.82%
7 CORNERSTONE ADVISORS INC 1,196,800 10,185,000 4.89%
8 RAYMOND JAMES & ASSOCIATES 1,175,423 10,003,000 4.80%
9 Invesco Ltd. 831,370 7,075,000 3.40%
10 Thomas J. Herzfeld Advisors, Inc. 538,400 4,582,000 2.20%
11 ALPINE WOODS CAPITAL INVESTORS, LLC 439,069 3,737,000 1.79%
12 Index Management Solutions, LLC 360,991 3,072,000 1.47%
13 GUGGENHEIM CAPITAL LLC 331,393 2,819,000 1.35%
14 SG Americas Securities, LLC 316,400 2,693,000 1.29%
15 ROYAL BANK OF CANADA 243,113 2,069,000 0.99%
16 STIFEL FINANCIAL CORP 225,363 1,918,000 0.92%
17 ROBINSON CAPITAL MANAGEMENT, LLC 179,201 1,525,000 0.73%
18 LPL Financial LLC 164,548 1,392,000 0.67%
19 Raymond James Financial Services Advisors, Inc. 153,107 1,303,000 0.63%
20 MSI Financial Services Inc 130,671 1,112,000 0.53%
21 TFS CAPITAL LLC 122,159 1,040,000 0.50%
22 Virtu KCG Holdings LLC 79,383 676,000 0.32%
23 PNC FINANCIAL SERVICES GROUP, INC. 70,000 596,000 0.29%
24 Cambridge Investment Research Advisors, Inc. 66,091 562,000 0.27%
25 KING INVESTMENT ADVISORS INC/TX 59,043 502,000 0.24%
26 BANK OF AMERICA CORP /DE/ 58,943 501,000 0.24%
27 First Allied Advisory Services, Inc. 58,145 496,000 0.24%
28 DOLIVER ADVISORS, LP 52,087 443,000 0.21%
29 Shaker Financial Services, LLC 48,000 408,000 0.20%
30 SILVER CAPITAL MANAGEMENT LLC 47,500 404,000 0.19%
31 Private Advisor Group, LLC 47,300 403,000 0.19%
32 VSR Financial Services, Inc. 46,120 392,000 0.19%
33 AMERICAN INTERNATIONAL GROUP, INC. 44,753 380,850 0.18%
34 HOLLENCREST CAPITAL MANAGEMENT 35,392 301,000 0.14%
35 GOLDMAN SACHS GROUP INC 34,581 294,000 0.14%
36 Meristem Family Wealth, LLC 30,000 255,000 0.12%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 27,784 236,000 0.11%
38 OPPENHEIMER & CO INC 22,717 193,000 0.09%
39 CITADEL ADVISORS LLC 20,449 174,000 0.08%
40 CITIGROUP INC 19,907 170,000 0.08%
41 Independent Portfolio Consultants, Inc. 19,711 168,000 0.08%
42 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 19,413 165,000 0.08%
43 IFC Holdings Incorporated/FL 17,978 155,000 0.07%
44 Creative Planning 17,460 149,000 0.07%
45 Relative Value Partners, LLC 16,947 144,000 0.07%
46 Bank of New York Mellon Corp 11,598 99,000 0.05%
47 Janney Montgomery Scott LLC 11,290 96,078 0.05%
48 SIGNATUREFD, LLC 9,125 78,000 0.04%
49 AMERIPRISE FINANCIAL INC 8,266 70,000 0.03%
50 DELTA ASSET MANAGEMENT LLC/TN 7,000 60,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.