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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0000909012-14-000423) filed in 2014.11.13
#
Name
Shares
Value ($)
%
Options
Notes
1 NCR CORP NEW 26 0 0.00%
2 SYCAMORE NETWRKS INC 2 0 0.00%
3 NEW ENERGY SYS GROUPCOM 30 0 0.00%
4 PLUG POWER INC 10 0 0.00%
5 NEWS CORP CL A 62 0 0.00%
6 PIPER JAFFRAY COS 4 0 0.00%
7 PIONEER FLOATING RATE TR 6 0 0.00%
8 CREE INC 21 0 0.00%
9 TRANSOCEAN LTD 13 0 0.00%
10 NORDIC AMERICAN OFFSHORE LTD 17 0 0.00%
11 PIMCO MUN INCOME FD II 7 0 0.00%
12 NUANCE COMM 48 0 0.00%
13 PHOTOMEDEX INC COM PAR $0.01 2 0 0.00%
14 PharMerica Corp 27 0 0.00%
15 PETROLEO BRASILEIRO SA PETRO 32 0 0.00%
16 NUVEEN CALIFORNIA AMT QLT MU 51 0 0.00%
17 NUVEEN PFD INCOME OPPORTUN 38 0 0.00%
18 PEOPLES UNITED FINANCIAL INC 14 0 0.00%
19 Paragon Offshore PLC 116 0 0.00%
20 PENSKE AUTOMOTIVE GRP INC 10 0 0.00%
21 EAST WEST BANCORP INC 4 0 0.00%
22 EATON VANCE ENHANCED EQ INC 9 0 0.00%
23 ALEX REAL ESTATE EQ 5 0 0.00%
24 EDGEWATER TECHNOLOGY INC 100 0 0.00%
25 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 12 0 0.00%
26 TELEFONAKTIEBOLAGET LM ERICS 25 0 0.00%
27 FAIRPOINT COMMUNICATIONS INC COM NO STOCKHOLDER EQUITY 01/24/2011 29 0 0.00%
28 CNOOC LTD 0 0 0.00%
29 FelCor Lodging Trust Inc 21 0 0.00%
30 TIME INC NEW 36 0 0.00%
31 VECTRUS INC 11 0 0.00%
32 TELESTONE TECHNOLOGIES CORP COM 400 0 0.00%
33 VERITIV CORP 2 0 0.00%
34 SPDR INDEX SHS FDS 19 0 0.00%
35 AMERICA MOVIL SAB DE CV 22 0 0.00%
36 CHYRONHEGO CORP 50 0 0.00%
37 Washington Prime Group 50 0 0.00%
38 WEBMD HEALTH CORP 3 0 0.00%
39 TUTOR PERINI CORP 5 0 0.00%
40 CERAGON NETWORKS LTD 25 0 0.00%
41 ACCO BRANDS CORPORATION COM 16 0 0.00%
42 YAMANA GOLD INC 122 0 0.00%
43 SK TELECOM LTD 0 0 0.00%
44 SIRIUS XM HOLDINGS INC 240 0 0.00%
45 SIMPSON MFG INC COM 10 0 0.00%
46 SUMITOMO MITSUI FINL GROUP I 0 0 0.00%
47 Siemens AG 0 0 0.00%
48 CASI PHARMACEUTICALS INC COM 9 0 0.00%
49 ANGLOGOLD ASHANTI LIMITED 49 0 0.00%
50 SIBANYE STILLWATER 27 0 0.00%
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